Purchases and Sales Made in Q3 2022 in Flaherty & Crumrine Total Return Fund Inc (FLC)
This table provides information about the institutional ownership of Flaherty & Crumrine Total Return Fund Inc (FLC) during Q3 2022. The information is specifically focused on institutions that hold shares of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
20.7K+ 24.77% |
$315K - $399K
|
104K
$1.78M
|
|
|
Nov 14, 2022
Q3 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
13.7KNew |
$210K - $266K
|
13.7K
$234K
|
|
|
Oct 26, 2022
Q3 2022
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
BUY
|
- |
13.7KNew |
$209K - $265K
|
13.7K
$234K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.98K+ 87.75% |
$60.6K - $76.8K
|
8.51K
$145K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.85K+ 18.21% |
$28.3K - $35.8K
|
12K
$205K
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.22K+ 10.64% |
$18.6K - $23.6K
|
12.7K
$217K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.21K+ 1.25% |
$18.5K - $23.5K
|
98.5K
$1.68M
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.19K+ 110.43% |
$18.1K - $22.9K
|
2.26K
$38.6K
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1K+ 27.78% |
$15.3K - $19.3K
|
4.6K
$78.5K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
800New |
$12.2K - $15.5K
|
800
$13.6K
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
594+ 106.64% |
$9.06K - $11.5K
|
1.15K
$19.6K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
469+ 1.65% |
$7.15K - $9.06K
|
28.9K
$493K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
89+ 0.57% |
$1.36K - $1.72K
|
15.8K
$269K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-156- 1.43% |
$2.38K - $3.01K
|
10.8K
$184K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.25K- 16.28% |
$34.3K - $43.5K
|
11.6K
$197K
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-4.53K- 17.13% |
$69K - $87.4K
|
21.9K
$373K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-5.44K- 1.45% |
$82.9K - $105K
|
370K
$6.32M
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-19.1K- 85.68% |
$291K - $368K
|
3.19K
$54.4K
|