Purchases and Sales Made in Q4 2022 in Flaherty & Crumrine Total Return Fund Inc (FLC)
This table provides information about the institutional ownership of Flaherty & Crumrine Total Return Fund Inc (FLC) during Q4 2022. The information is specifically focused on institutions that hold shares of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
60.8K+ 525.9% |
$903K - $997K
|
72.4K
$1.23M
|
|
|
Feb 01, 2023
Q4 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
37.2KNew |
$552K - $610K
|
37.2K
$634K
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
21.8K+ 20.9% |
$323K - $357K
|
126K
$2.15M
|
|
|
Feb 13, 2023
Q4 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
16.8KNew |
$250K - $276K
|
16.8K
$287K
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
14.8KNew |
$220K - $243K
|
14.8K
$252K
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
13.4KNew |
$198K - $219K
|
13.4K
$228K
|
|
|
Jul 19, 2024
Q4 2022
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
5.83K+ 21.75% |
$86.6K - $95.7K
|
32.6K
$557K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.67K+ 3.72% |
$54.4K - $60.2K
|
102K
$1.74M
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.34K+ 15.73% |
$19.9K - $21.9K
|
9.85K
$168K
|
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
BUY
|
- |
1.22K+ 105.73% |
$18.1K - $20K
|
2.37K
$40.4K
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
755New |
$11.2K - $12.4K
|
755
$12.9K
|
|
|
Feb 10, 2023
Q4 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
685+ 6.35% |
$10.2K - $11.2K
|
11.5K
$196K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
600+ 4.72% |
$8.9K - $9.84K
|
13.3K
$227K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
497New |
$7.38K - $8.15K
|
497
$8.48K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
287+ 0.99% |
$4.26K - $4.71K
|
29.2K
$498K
|
|
|
Jan 30, 2023
Q4 2022
|
Prairie View Partners, LLC
|
BUY
|
- |
200New |
$2.97K - $3.28K
|
200
$3.41K
|
|
|
Jan 25, 2023
Q4 2022
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
BUY
|
- |
90+ 0.66% |
$1.34K - $1.48K
|
13.8K
$236K
|
|
|
Feb 06, 2023
Q4 2022
|
Hollencrest Capital Management
|
BUY
|
- |
2New |
$29.7 - $32.8
|
2
$34.1
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 05, 2023
Q4 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-485- 3.75% |
$7.2K - $7.95K
|
12.4K
$212K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-800- 6.65% |
$11.9K - $13.1K
|
11.2K
$192K
|
|
|
Feb 10, 2023
Q4 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1K- 21.74% |
$14.8K - $16.4K
|
3.6K
$61.4K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.1K- 5.18% |
$16.3K - $18K
|
20.1K
$343K
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.57K- 49.36% |
$23.4K - $25.8K
|
1.62K
$27.6K
|
|
|
Feb 08, 2023
Q4 2022
|
Ceera Investments, LLC
Bellaire, TX |
SELL
|
- |
-4.33K- 23.5% |
$64.2K - $70.9K
|
14.1K
$240K
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-10.8K- 49.46% |
$161K - $178K
|
11.1K
$189K
|
|
|
Feb 09, 2023
Q4 2022
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-15.5K- 6.67% |
$230K - $254K
|
217K
$3.7M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-68.8K- 18.59% |
$1.02M - $1.13M
|
302K
$5.15M
|