Purchases and Sales Made in Q4 2024 in Flaherty & Crumrine Total Return Fund Inc (FLC)
This table provides information about the institutional ownership of Flaherty & Crumrine Total Return Fund Inc (FLC) during Q4 2024. The information is specifically focused on institutions that hold shares of FLAHERTY & CRUMRINE TOTAL RETURN FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2025
Q4 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
310K+ 123.84% |
$5.11M - $5.39M
|
560K
$9.53M
|
|
|
Feb 05, 2025
Q4 2024
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
148KNew |
$2.44M - $2.57M
|
148K
$2.52M
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
83.2KNew |
$1.37M - $1.45M
|
83.2K
$1.42M
|
|
|
Feb 14, 2025
Q4 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
50.3KNew |
$830K - $876K
|
50.3K
$857K
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
41.6K+ 88.53% |
$686K - $724K
|
88.6K
$1.51M
|
|
|
Feb 14, 2025
Q4 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
31.4K+ 35.44% |
$518K - $546K
|
120K
$2.04M
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
19.9KNew |
$329K - $347K
|
19.9K
$340K
|
|
|
Feb 10, 2025
Q4 2024
|
Mallini Complete Financial Planning LLC
Gainesville, FL |
BUY
|
- |
18.1KNew |
$298K - $314K
|
18.1K
$308K
|
|
|
Jan 14, 2025
Q4 2024
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
16.6KNew |
$274K - $290K
|
16.6K
$283K
|
|
|
Feb 13, 2025
Q4 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
13.2K+ 67.9% |
$218K - $230K
|
32.6K
$556K
|
|
|
Feb 07, 2025
Q4 2024
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
11.7K+ 5.92% |
$192K - $203K
|
208K
$3.55M
|
|
|
Feb 12, 2025
Q4 2024
|
Wedbush Securities Inc
|
BUY
|
- |
10KNew |
$165K - $174K
|
10K
$170K
|
|
|
Feb 13, 2025
Q4 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
5.47K+ 3.96% |
$90.3K - $95.3K
|
144K
$2.45M
|
|
|
Jan 29, 2025
Q4 2024
|
Meadow Brook Investment Advisors LLC
Livonia, MI |
BUY
|
- |
1.1K+ 67.9% |
$18.2K - $19.2K
|
2.72K
$46.3K
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.06K+ 7.37% |
$17.5K - $18.5K
|
15.5K
$264K
|
|
|
Jan 21, 2025
Q4 2024
|
Sound Income Strategies, LLC
|
BUY
|
- |
504New |
$8.32K - $8.77K
|
504
$8.58K
|
|
|
Feb 14, 2025
Q4 2024
|
Luminist Capital LLC
Grand Rapids, MI |
BUY
|
- |
426New |
$7.03K - $7.42K
|
426
$7.25K
|
|
|
Jan 21, 2025
Q4 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
328+ 32.32% |
$5.41K - $5.71K
|
1.34K
$22.9K
|
|
|
Jan 13, 2025
Q4 2024
|
Morris Retirement Advisors, LLC
Parsippany, NJ |
BUY
|
- |
122+ 1.19% |
$2.01K - $2.12K
|
10.4K
$176K
|
|
|
Feb 07, 2025
Q4 2024
|
Tortoise Investment Management, LLC
|
BUY
|
- |
4+ 2.44% |
$66 - $69.6
|
168
$2.86K
|
|
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
1+ 0.29% |
$16.5 - $17.4
|
351
$5.98K
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2025
Q4 2024
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-25- 0.2% |
$413 - $435
|
12.3K
$209K
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-98- 0.61% |
$1.62K - $1.71K
|
15.9K
$272K
|
|
|
Jan 24, 2025
Q4 2024
|
Catalina Capital Group, LLC
Torrance, CA |
SELL
|
- |
-100- 0.97% |
$1.65K - $1.74K
|
10.2K
$173K
|
|
|
Jan 29, 2025
Q4 2024
|
Pathway Financial Advisers, LLC
Auburn, IN |
SELL
|
- |
-481- 2.14% |
$7.94K - $8.37K
|
22K
$374K
|
|
|
Feb 04, 2025
Q4 2024
|
Cwm, LLC
|
SELL
|
- |
-509- 12.73% |
$8.4K - $8.86K
|
3.49K
$59.5K
|
|
|
Jan 13, 2025
Q4 2024
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-555- 4.94% |
$9.16K - $9.66K
|
10.7K
$182K
|
|
|
Feb 06, 2025
Q4 2024
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-709- 70.9% |
$11.7K - $12.3K
|
291
$4.96K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-796- 10.61% |
$13.1K - $13.9K
|
6.71K
$114K
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-890- 7.59% |
$14.7K - $15.5K
|
10.8K
$184K
|
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.62K- 7.69% |
$26.7K - $28.2K
|
19.4K
$331K
|
|
|
Jan 28, 2025
Q4 2024
|
Seamount Financial Group Inc
Colorado Springs, CO |
SELL
|
- |
-1.89K- 8.33% |
$31.2K - $32.9K
|
20.8K
$354K
|
|
|
Feb 14, 2025
Q4 2024
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-3.69K- 6.51% |
$60.8K - $64.2K
|
53K
$902K
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-5.93K- 4.32% |
$97.8K - $103K
|
131K
$2.24M
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-6.88K- 2.16% |
$113K - $120K
|
312K
$5.31M
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
SELL
|
- |
-14.6K- 37.44% |
$241K - $254K
|
24.4K
$415K
|
|
|
Feb 14, 2025
Q4 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-27.6K- 21.13% |
$456K - $481K
|
103K
$1.76M
|