Latest Institutional Transactions on First Trust Mid Cap Value Alph (FNK)
This table provides information on the latest institutional transactions involving First Trust Mid Cap Value Alph (FNK) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.28K+ 32.09% |
$61.8K - $69.1K
|
5.25K
$284K
|
|
|
May 14, 2024
Q1 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
480New |
$23.3K - $26K
|
480
$25.9K
|
|
|
May 13, 2024
Q1 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
278New |
$13.5K - $15.1K
|
278
$15K
|
|
|
Apr 30, 2024
Q1 2024
|
Arkadios Wealth Advisors
|
BUY
|
- |
12+ 0.23% |
$582 - $650
|
5.15K
$278K
|
|
|
Apr 25, 2024
Q1 2024
|
Allworth Financial LP
|
BUY
|
- |
422New |
$20.5K - $22.9K
|
422
$22.8K
|
|
|
Apr 19, 2024
Q1 2024
|
Pcg Wealth Advisors, LLC
|
BUY
|
- |
4.4KNew |
$213K - $238K
|
4.4K
$238K
|
|
| Q4 2023 | |||||||
|
Mar 07, 2024
Q4 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
62New |
$2.58K - $3.19K
|
62
$3.35K
|
|
|
Mar 01, 2024
Q4 2023
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
45New |
$1.88K - $2.32K
|
45
$2.43K
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
150KNew |
$6.23M - $7.7M
|
150K
$8.09M
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
554New |
$23.1K - $28.5K
|
554
$29.9K
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1+ 0.41% |
$41.7 - $51.5
|
246
$13.3K
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
75+ 500.0% |
$3.13K - $3.86K
|
90
$4.86K
|
|
|
Jan 12, 2024
Q4 2023
|
Wealthsource Partners, LLC
|
SELL
|
- |
-1.2K- 5.79% |
$50K - $61.8K
|
19.5K
$1.06M
|
|
|
Jan 10, 2024
Q4 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
1.01KNew |
$41.9K - $51.8K
|
1.01K
$54.4K
|
|
| Q3 2023 | |||||||
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
22.9K+ 29.9% |
$1M - $1.12M
|
99.3K
$5.37M
|
|
|
Nov 03, 2023
Q3 2023
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-1.31K- 16.04% |
$57.4K - $64.2K
|
6.86K
$371K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.15KNew |
$50.4K - $56.4K
|
1.15K
$62.2K
|
|
| Q2 2023 | |||||||
|
Aug 26, 2024
Q2 2023
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-58.4KClosed |
$2.39M - $2.67M
|
0
$0
|
|
|
Nov 13, 2023
Q2 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-284Closed |
$11.6K - $13K
|
0
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.76K+ 16.5% |
$72.2K - $80.5K
|
12.4K
$673K
|
|
|
Aug 09, 2023
Q2 2023
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-29K- 65.77% |
$1.19M - $1.32M
|
15.1K
$815K
|
|
| Q1 2023 | |||||||
|
May 17, 2023
Q1 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
1+ 0.02% |
$41.4 - $50.1
|
5.8K
$314K
|
|
|
May 15, 2023
Q1 2023
|
Pinnacle Family Advisors, LLC
Springfield, MO |
BUY
|
- |
46.7KNew |
$1.93M - $2.34M
|
46.7K
$2.53M
|
|
|
May 10, 2023
Q1 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
156New |
$6.45K - $7.81K
|
156
$8.43K
|
|
|
May 09, 2023
Q1 2023
|
Us Bancorp \De\
|
BUY
|
- |
104New |
$4.3K - $5.21K
|
104
$5.62K
|
|
|
May 08, 2023
Q1 2023
|
South State Corp
|
BUY
|
- |
100New |
$4.14K - $5.01K
|
100
$5.41K
|
|
|
May 04, 2023
Q1 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
17.3KNew |
$713K - $863K
|
17.3K
$932K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.36KNew |
$56.1K - $67.9K
|
1.36K
$73.3K
|
|
|
Apr 28, 2023
Q1 2023
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-150- 7.5% |
$6.2K - $7.51K
|
1.85K
$100K
|
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
67New |
$2.77K - $3.35K
|
67
$3.62K
|
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
217KNew |
$8.99M - $10.9M
|
217K
$11.7M
|
|
|
Apr 14, 2023
Q1 2023
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-100- 33.22% |
$4.14K - $5.01K
|
201
$10.9K
|
|
|
Apr 13, 2023
Q1 2023
|
One Plus One Wealth Management, LLC
|
BUY
|
- |
20.5K+ 25.13% |
$849K - $1.03M
|
102K
$5.53M
|
|
|
Apr 10, 2023
Q1 2023
|
Onyx Bridge Wealth Group LLC
|
BUY
|
- |
35.1K+ 391.9% |
$1.45M - $1.76M
|
44.1K
$2.38M
|
|
|
Apr 06, 2023
Q1 2023
|
Sterling Manor Financial, LLC
|
BUY
|
- |
29.2KNew |
$1.21M - $1.46M
|
29.2K
$1.58M
|
|
| Q4 2022 | |||||||
|
May 14, 2024
Q4 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
17.6KNew |
$692K - $806K
|
17.6K
$953K
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3New |
$118 - $137
|
3
$162
|
|
|
Feb 15, 2023
Q4 2022
|
Kraft, Davis & Associates, LLC
St. Louis, MO |
BUY
|
- |
24.3KNew |
$954K - $1.11M
|
24.3K
$1.32M
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
24New |
$941 - $1.1K
|
24
$1.3K
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
11.8KNew |
$462K - $538K
|
11.8K
$637K
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
212New |
$8.31K - $9.69K
|
212
$11.5K
|
|
|
Feb 08, 2023
Q4 2022
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-923- 90.76% |
$36.2K - $42.2K
|
94
$5.08K
|
|
| Q3 2022 | |||||||
|
Oct 13, 2022
Q3 2022
|
River Tree Advisors, LLC
Winter Park, FL |
BUY
|
- |
10.4K+ 12.05% |
$398K - $490K
|
96.9K
$5.24M
|
|
| Q2 2022 | |||||||
|
Aug 04, 2022
Q2 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-51Closed |
$2.01K - $2.41K
|
0
$0
|
|
|
Aug 03, 2022
Q2 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-7.9KClosed |
$312K - $374K
|
0
$0
|
|
|
Aug 02, 2022
Q2 2022
|
Triumph Capital Management
|
SELL
|
- |
-31.9KClosed |
$1.26M - $1.51M
|
0
$0
|
|
|
Jul 27, 2022
Q2 2022
|
Advisor Resource Council
|
BUY
|
- |
15.4KNew |
$609K - $731K
|
15.4K
$834K
|
|
|
Jul 22, 2022
Q2 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
400+ 100.0% |
$15.8K - $18.9K
|
800
$43.2K
|
|
| Q1 2022 | |||||||
|
May 20, 2022
Q1 2022
|
Cornerstone Advisory, LLC
|
SELL
|
- |
-505Closed |
$22.3K - $24.5K
|
0
$0
|
|
|
May 17, 2022
Q1 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-11.6KClosed |
$512K - $563K
|
0
$0
|
|