Purchases and Sales Made in Q3 2022 in First Trust Mid Cap Value Alph (FNK)
This table provides information about the institutional ownership of First Trust Mid Cap Value Alph (FNK) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST MID CAP VALUE ALPH.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 13, 2022
Q3 2022
|
Total Investment Management Inc
Scottsdale, AZ |
BUY
|
- |
138K+ 13.72% |
$5.28M - $6.5M
|
1.15M
$62M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
87.9K+ 401.8% |
$3.35M - $4.13M
|
110K
$5.93M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
25.6K+ 27.96% |
$976K - $1.2M
|
117K
$6.33M
|
|
|
Nov 14, 2022
Q3 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
25.2K+ 162.45% |
$960K - $1.18M
|
40.7K
$2.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
BUY
|
- |
24.1KNew |
$919K - $1.13M
|
24.1K
$1.3M
|
|
|
Nov 10, 2022
Q3 2022
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
19K+ 30.19% |
$724K - $892K
|
81.8K
$4.42M
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
17.4KNew |
$662K - $816K
|
17.4K
$938K
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
14.8K+ 62.46% |
$566K - $697K
|
38.6K
$2.08M
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
13.6K+ 22.55% |
$520K - $640K
|
74K
$4M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
12.8K+ 3.46% |
$487K - $600K
|
381K
$20.6M
|
|
|
Oct 13, 2022
Q3 2022
|
River Tree Advisors, LLC
Winter Park, FL |
BUY
|
- |
10.4K+ 12.05% |
$398K - $490K
|
96.9K
$5.24M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
9.71KNew |
$370K - $456K
|
9.71K
$525K
|
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
9.65K+ 6.12% |
$368K - $453K
|
167K
$9.03M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
9.35K+ 9.32% |
$357K - $440K
|
110K
$5.93M
|
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
9.12K+ 33.57% |
$348K - $429K
|
36.3K
$1.96M
|
|
|
Nov 14, 2022
Q3 2022
|
Wealthsource Partners, LLC
|
BUY
|
- |
8.05KNew |
$307K - $378K
|
8.05K
$435K
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
7.82K+ 37.71% |
$298K - $368K
|
28.6K
$1.54M
|
|
|
Nov 14, 2022
Q3 2022
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
5.26K+ 4.63% |
$201K - $247K
|
119K
$6.43M
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.11K+ 7.68% |
$119K - $146K
|
43.6K
$2.36M
|
|
|
Nov 08, 2022
Q3 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
2.3KNew |
$87.8K - $108K
|
2.3K
$124K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.58K+ 11.93% |
$60.2K - $74.2K
|
14.8K
$800K
|
|
|
Oct 05, 2022
Q3 2022
|
Keel Point, LLC
Huntsville, AL |
BUY
|
- |
829+ 8.06% |
$31.6K - $39K
|
11.1K
$601K
|
|
|
Oct 20, 2022
Q3 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
708+ 3.1% |
$27K - $33.3K
|
23.5K
$1.27M
|
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
426+ 5.68% |
$16.3K - $20K
|
7.93K
$429K
|
|
|
Oct 21, 2022
Q3 2022
|
G&S Capital LLC
|
BUY
|
- |
369+ 1.43% |
$14.1K - $17.3K
|
26.1K
$1.41M
|
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
330+ 1.42% |
$12.6K - $15.5K
|
23.6K
$1.27M
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
216+ 1440.0% |
$8.24K - $10.2K
|
231
$12.5K
|
|
|
Nov 14, 2022
Q3 2022
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
94+ 10.18% |
$3.59K - $4.42K
|
1.02K
$55K
|
|
|
Oct 17, 2022
Q3 2022
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
67New |
$2.56K - $3.15K
|
67
$3.62K
|
|
|
Nov 14, 2022
Q3 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
1+ 0.02% |
$38.2 - $47
|
5.8K
$314K
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-88- 1.28% |
$3.36K - $4.14K
|
6.81K
$368K
|
|
|
Nov 14, 2022
Q3 2022
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-619- 1.79% |
$23.6K - $29.1K
|
34K
$1.84M
|
|
|
Nov 14, 2022
Q3 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-921- 1.09% |
$35.1K - $43.3K
|
83.5K
$4.51M
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.46K- 5.76% |
$55.6K - $68.4K
|
23.8K
$1.29M
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.58K- 12.97% |
$60.2K - $74.2K
|
10.6K
$572K
|
|
|
Nov 10, 2022
Q3 2022
|
Tkg Advisors, LLC
|
SELL
|
- |
-2.09K- 26.01% |
$79.9K - $98.4K
|
5.95K
$322K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.87K- 1.04% |
$110K - $135K
|
273K
$14.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-12.6K- 3.22% |
$482K - $593K
|
379K
$20.5M
|
|
|
Nov 08, 2022
Q3 2022
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
SELL
|
- |
-27.6KClosed |
$1.05M - $1.3M
|
0
$0
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-388K- 97.96% |
$14.8M - $18.2M
|
8.07K
$436K
|