Purchases and Sales Made in Q3 2025 in First Trust Mid Cap Value Alph (FNK)
This table provides information about the institutional ownership of First Trust Mid Cap Value Alph (FNK) during Q3 2025. The information is specifically focused on institutions that hold shares of FIRST TRUST MID CAP VALUE ALPH.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
15.6K+ 53.72% |
$806K - $883K
|
44.7K
$2.39M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
14.7K+ 23.47% |
$760K - $833K
|
77.4K
$4.13M
|
|
|
Nov 14, 2025
Q3 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
10.9K+ 59.61% |
$563K - $617K
|
29.2K
$1.56M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
7.18K+ 14.14% |
$371K - $406K
|
57.9K
$3.09M
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
4.21K+ 14.86% |
$218K - $238K
|
32.5K
$1.74M
|
|
|
Oct 09, 2025
Q3 2025
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
3.66KNew |
$189K - $207K
|
3.66K
$196K
|
|
|
Nov 07, 2025
Q3 2025
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
2.89KNew |
$149K - $164K
|
2.89K
$154K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.69KNew |
$87.5K - $95.8K
|
1.69K
$90.4K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.11K+ 27.21% |
$57.3K - $62.8K
|
5.19K
$277K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
990+ 2.02% |
$51.1K - $56K
|
49.9K
$2.67M
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
559New |
$28.9K - $31.6K
|
559
$29.9K
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
406+ 2.25% |
$21K - $23K
|
18.5K
$986K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
279New |
$14.4K - $15.8K
|
279
$14.9K
|
|
|
Nov 10, 2025
Q3 2025
|
Us Bancorp \De\
|
BUY
|
- |
103New |
$5.32K - $5.83K
|
103
$5.5K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
22+ 0.26% |
$1.14K - $1.24K
|
8.47K
$452K
|
|
|
Oct 22, 2025
Q3 2025
|
Daymark Wealth Partners, LLC
Cincinnati, OH |
BUY
|
- |
7+ 0.17% |
$362 - $396
|
4.11K
$220K
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
7+ 0.1% |
$362 - $396
|
6.77K
$362K
|
|
|
Oct 06, 2025
Q3 2025
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
BUY
|
- |
3+ 0.02% |
$155 - $170
|
12.9K
$687K
|
|
|
Nov 14, 2025
Q3 2025
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
1+ 0.03% |
$51.7 - $56.6
|
3.99K
$213K
|
|
|
Nov 14, 2025
Q3 2025
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-20- 76.92% |
$1.03K - $1.13K
|
6
$320
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-119- 2.72% |
$6.15K - $6.73K
|
4.26K
$228K
|
|
|
Dec 16, 2025
Q3 2025
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
-171- 1.54% |
$8.83K - $9.68K
|
10.9K
$583K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-194- 2.68% |
$10K - $11K
|
7.05K
$377K
|
|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
SELL
|
- |
-227- 5.39% |
$11.7K - $12.8K
|
3.98K
$213K
|
|
|
Nov 12, 2025
Q3 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-455- 1.36% |
$23.5K - $25.7K
|
33K
$1.76M
|
|
|
Nov 10, 2025
Q3 2025
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-555- 11.55% |
$28.7K - $31.4K
|
4.25K
$227K
|
|
|
Nov 06, 2025
Q3 2025
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.42K- 7.06% |
$73.3K - $80.3K
|
18.7K
$998K
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-3.41K- 40.97% |
$176K - $193K
|
4.91K
$262K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-3.79K- 1.62% |
$196K - $214K
|
230K
$12.3M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-7.2K- 27.08% |
$372K - $407K
|
19.4K
$1.03M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-9.1K- 32.34% |
$470K - $515K
|
19K
$1.02M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-12.2K- 19.0% |
$628K - $688K
|
51.9K
$2.77M
|
|
|
Oct 23, 2025
Q3 2025
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-14.2K- 31.5% |
$732K - $801K
|
30.8K
$1.64M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-19.4K- 49.77% |
$1M - $1.1M
|
19.5K
$1.04M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-30.6K- 11.24% |
$1.58M - $1.73M
|
242K
$12.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-30.9K- 64.95% |
$1.59M - $1.75M
|
16.7K
$889K
|
|
|
Nov 13, 2025
Q3 2025
|
Total Investment Management Inc
Scottsdale, AZ |
SELL
|
- |
-31.4K- 2.34% |
$1.62M - $1.78M
|
1.31M
$70M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-122K- 48.28% |
$6.33M - $6.93M
|
131K
$7M
|
|