Latest Institutional Transactions on First Tr Pfd Secs & Income ETF (FPE)
This table provides information on the latest institutional transactions involving First Tr Pfd Secs & Income ETF (FPE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 09, 2026
Q4 2025
|
Appleton Partners Inc
|
BUY
|
- |
42.7K+ 26.47% |
$774K - $790K
|
204K
$3.73M
|
|
|
Jan 08, 2026
Q4 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-14.2K- 3.65% |
$257K - $262K
|
373K
$6.83M
|
|
|
Jan 08, 2026
Q4 2025
|
Sound View Wealth Advisors Group, LLC
|
SELL
|
- |
-2.56K- 17.53% |
$46.3K - $47.3K
|
12K
$220K
|
|
|
Jan 08, 2026
Q4 2025
|
Gradient Investments LLC
|
BUY
|
- |
5.39K+ 1.3% |
$97.7K - $99.7K
|
419K
$7.67M
|
|
|
Jan 08, 2026
Q4 2025
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-2.31K- 2.67% |
$41.9K - $42.8K
|
84.3K
$1.54M
|
|
|
Jan 08, 2026
Q4 2025
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
BUY
|
- |
51+ 0.69% |
$925 - $944
|
7.48K
$137K
|
|
|
Jan 07, 2026
Q4 2025
|
Cooper Financial Group
|
BUY
|
- |
499+ 1.4% |
$9.05K - $9.24K
|
36.2K
$663K
|
|
|
Jan 07, 2026
Q4 2025
|
Qp Wealth Management, LLC
|
SELL
|
- |
-40.7K- 60.1% |
$738K - $753K
|
27K
$494K
|
|
|
Jan 07, 2026
Q4 2025
|
True Wealth Advisors, LLC
|
BUY
|
- |
2.71K+ 4.61% |
$49.2K - $50.2K
|
61.5K
$1.13M
|
|
|
Jan 07, 2026
Q4 2025
|
Puff Wealth Management, LLC
Haddonfield, NJ |
SELL
|
- |
-4.3K- 7.38% |
$77.9K - $79.5K
|
53.9K
$987K
|
|
|
Jan 07, 2026
Q4 2025
|
Private Client Services, LLC
Louisville, KY |
BUY
|
- |
27K+ 30.58% |
$489K - $499K
|
115K
$2.11M
|
|
|
Jan 07, 2026
Q4 2025
|
Cwa Asset Management Group, LLC
|
SELL
|
- |
-3.21K- 15.3% |
$58.3K - $59.5K
|
17.8K
$325K
|
|
|
Jan 07, 2026
Q4 2025
|
Lake Street Financial LLC
|
BUY
|
- |
9.65K+ 6.55% |
$175K - $179K
|
157K
$2.88M
|
|
|
Jan 07, 2026
Q4 2025
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
24.4K+ 1.39% |
$443K - $452K
|
1.78M
$32.6M
|
|
|
Jan 07, 2026
Q4 2025
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
22KNew |
$399K - $407K
|
22K
$402K
|
|
|
Jan 06, 2026
Q4 2025
|
Freedom Financial Partners LLC
Oakdale, MN |
BUY
|
- |
989+ 2.59% |
$17.9K - $18.3K
|
39.2K
$718K
|
|
|
Jan 05, 2026
Q4 2025
|
Park Avenue Securities LLC
|
SELL
|
- |
-6.5K- 2.33% |
$118K - $120K
|
272K
$4.98M
|
|
|
Jan 05, 2026
Q4 2025
|
Park National Corp
|
SELL
|
- |
-386K- 17.8% |
$6.99M - $7.14M
|
1.78M
$32.6M
|
|
|
Jan 02, 2026
Q4 2025
|
Global Wealth Strategies & Associates
Denver, CO |
BUY
|
- |
10+ 1.48% |
$181 - $185
|
686
$12.6K
|
|
| Q3 2025 | |||||||
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
BUY
|
- |
18.8K+ 21.33% |
$335K - $346K
|
107K
$1.96M
|
|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
SELL
|
- |
-5.23K- 2.67% |
$93.1K - $96.2K
|
191K
$3.49M
|
|
|
Nov 21, 2025
Q3 2025
|
Tcfg Wealth Management, LLC
Laguna Niguel, CA |
BUY
|
- |
33.5KNew |
$596K - $616K
|
33.5K
$613K
|
|
|
Nov 20, 2025
Q3 2025
|
Centaurus Financial, Inc.
|
BUY
|
- |
810+ 7.34% |
$14.4K - $14.9K
|
11.8K
$217K
|
|
|
Nov 19, 2025
Q3 2025
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
5.3K+ 2.51% |
$94.4K - $97.4K
|
216K
$3.95M
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
4.13K+ 233.05% |
$73.6K - $76K
|
5.91K
$108K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
SELL
|
- |
-212- 0.41% |
$3.78K - $3.9K
|
51.9K
$950K
|
|
|
Nov 17, 2025
Q3 2025
|
Opulen Financial Group LLC
Arlington, VA |
BUY
|
- |
70+ 0.21% |
$1.25K - $1.29K
|
32.9K
$602K
|
|
|
Nov 17, 2025
Q3 2025
|
Harvest Investment Services, LLC
|
SELL
|
- |
-2.53K- 2.81% |
$45K - $46.4K
|
87.3K
$1.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Imprint Wealth LLC
Mount Pleasant, SC |
BUY
|
- |
425New |
$7.57K - $7.82K
|
425
$7.78K
|
|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
BUY
|
- |
3.36KNew |
$59.8K - $61.7K
|
3.36K
$61.4K
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
32.1K+ 14.79% |
$572K - $591K
|
249K
$4.56M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
42.2K+ 8.84% |
$751K - $775K
|
519K
$9.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Measured Wealth Private Client Group, LLC
|
BUY
|
- |
838+ 7.23% |
$14.9K - $15.4K
|
12.4K
$228K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
462K+ 72.92% |
$8.23M - $8.5M
|
1.1M
$20M
|
|
|
Nov 14, 2025
Q3 2025
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-39- 0.77% |
$695 - $717
|
5.01K
$91.7K
|
|
|
Nov 14, 2025
Q3 2025
|
Matrix Private Capital Group LLC
New York, NY |
BUY
|
- |
1.67K+ 5.14% |
$29.7K - $30.7K
|
34.1K
$624K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-19.9K- 0.95% |
$355K - $367K
|
2.08M
$38.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-33K- 6.36% |
$588K - $607K
|
487K
$8.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
27.9K+ 1.41% |
$498K - $514K
|
2.01M
$36.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
27.6K+ 5.14% |
$492K - $508K
|
565K
$10.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
994+ 9.81% |
$17.7K - $18.3K
|
11.1K
$204K
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
78New |
$1.39K - $1.43K
|
78
$1.43K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.04M+ 29.77% |
$18.6M - $19.2M
|
4.54M
$83.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
38.6K+ 5.63% |
$687K - $710K
|
724K
$13.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Quantinno Capital Management LP
New York, NY |
BUY
|
- |
700+ 4.74% |
$12.5K - $12.9K
|
15.5K
$283K
|
|
|
Nov 14, 2025
Q3 2025
|
Icon Wealth Advisors, LLC
Houston, TX |
SELL
|
- |
-495- 0.32% |
$8.82K - $9.1K
|
156K
$2.86M
|
|
|
Nov 14, 2025
Q3 2025
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
34New |
$606 - $625
|
34
$622
|
|
|
Nov 14, 2025
Q3 2025
|
Mpwm Advisory Solutions, LLC
Alpharetta, GA |
SELL
|
- |
-140- 2.71% |
$2.49K - $2.57K
|
5.02K
$91.9K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
381K+ 5.27% |
$6.79M - $7.01M
|
7.61M
$139M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
719K+ 1.4% |
$12.8M - $13.2M
|
52.1M
$954M
|
|