Latest Institutional Transactions on First Tr Pfd Secs & Income ETF (FPE)
This table provides information on the latest institutional transactions involving First Tr Pfd Secs & Income ETF (FPE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 07, 2021
Q1 2021
|
Capital Square, LLC
|
SELL
|
- |
-10.8KClosed |
$215K - $219K
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
Avion Wealth
The Woodlands, TX |
SELL
|
- |
-315Closed |
$6.28K - $6.42K
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
M&T Bank Corp
|
SELL
|
- |
-51.6KClosed |
$1.03M - $1.05M
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-120KClosed |
$2.39M - $2.44M
|
0
$0
|
|
|
May 03, 2021
Q1 2021
|
Hills Bank & Trust CO
|
SELL
|
- |
-7.66KClosed |
$153K - $156K
|
0
$0
|
|
|
May 03, 2021
Q1 2021
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-11.8KClosed |
$235K - $240K
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Merrion Investment Management Co, LLC
|
SELL
|
- |
-487Closed |
$9.72K - $9.92K
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-368Closed |
$7.34K - $7.5K
|
0
$0
|
|
|
Apr 15, 2021
Q1 2021
|
Jacobsen Capital Management
|
SELL
|
- |
-100KClosed |
$2M - $2.05M
|
0
$0
|
|
|
Apr 14, 2021
Q1 2021
|
Westside Investment Management, Inc.
|
BUY
|
- |
10KNew |
$200K - $204K
|
10K
$177K
|
|
|
Apr 07, 2021
Q1 2021
|
Spotlight Asset Group, Inc.
Oakbrook Terrace, IL |
SELL
|
- |
-11KClosed |
$219K - $224K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Mar 04, 2021
Q4 2020
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
BUY
|
- |
40KNew |
$766K - $812K
|
40K
$709K
|
|
|
Feb 12, 2021
Q4 2020
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-10.3KClosed |
$198K - $210K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
F3 Logic, LLC
|
SELL
|
- |
-117Closed |
$2.24K - $2.38K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Montag A & Associates Inc
Atlanta, GA |
BUY
|
- |
1KNew |
$19.2K - $20.3K
|
1K
$17.7K
|
|
|
Jan 25, 2021
Q4 2020
|
Jnba Financial Advisors
|
SELL
|
- |
-500Closed |
$9.58K - $10.2K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Dec 01, 2020
Q3 2020
|
H&H Retirement Design & Management Inc
|
SELL
|
- |
-52KClosed |
$959K - $1.01M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-33.9KClosed |
$625K - $661K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-75Closed |
$1.38K - $1.46K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-350Closed |
$6.46K - $6.83K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Spectrum Management Group, LLC
|
SELL
|
- |
-2.72KClosed |
$50.3K - $53.1K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Moseley Investment Management Inc
|
SELL
|
- |
-10.6KClosed |
$196K - $207K
|
0
$0
|
|
|
Nov 03, 2020
Q3 2020
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
SELL
|
- |
-86.4KClosed |
$1.59M - $1.69M
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Eukles Asset Management
|
SELL
|
- |
-4.58KClosed |
$84.5K - $89.3K
|
0
$0
|
|
|
Oct 22, 2020
Q3 2020
|
Field & Main Bank
|
SELL
|
- |
-209Closed |
$3.86K - $4.08K
|
0
$0
|
|
|
Oct 15, 2020
Q3 2020
|
Arden Trust CO
|
SELL
|
- |
-68.3KClosed |
$1.26M - $1.33M
|
0
$0
|
|
|
Oct 14, 2020
Q3 2020
|
Tfo Tdc, LLC
|
SELL
|
- |
-500Closed |
$9.23K - $9.75K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-833- 2.65% |
$13.4K - $15.8K
|
30.5K
$541K
|
|
|
Dec 01, 2022
Q2 2020
|
Mufg Americas Holdings Corp
|
BUY
|
- |
1.1KNew |
$17.7K - $20.8K
|
1.1K
$19.4K
|
|
|
Jan 19, 2021
Q2 2020
|
Intercontinental Wealth Advisors, LLC
|
SELL
|
- |
-5.5K- 42.78% |
$88.8K - $104K
|
7.36K
$130K
|
|
|
Oct 07, 2020
Q2 2020
|
Acg Wealth
|
SELL
|
- |
-16.2KClosed |
$262K - $307K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-495Closed |
$7.99K - $9.37K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-30.8KClosed |
$496K - $582K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-1.01KClosed |
$16.2K - $19K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Scotia Capital Inc.
|
SELL
|
- |
-34.1KClosed |
$551K - $646K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Argent Advisors, Inc.
Monroe, LA |
SELL
|
- |
-80KClosed |
$1.29M - $1.51M
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Hudock, Inc.
|
SELL
|
- |
-4K- 50.0% |
$64.6K - $75.7K
|
4K
$70.9K
|
|
|
Jul 29, 2020
Q2 2020
|
Triton Wealth Management, Pllc
|
SELL
|
- |
-12.4KClosed |
$200K - $235K
|
0
$0
|
|
|
Jul 22, 2020
Q2 2020
|
Mengis Capital Management, Inc.
|
SELL
|
- |
-10.1KClosed |
$163K - $191K
|
0
$0
|
|
|
Jul 16, 2020
Q2 2020
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-89Closed |
$1.44K - $1.68K
|
0
$0
|
|
|
Jul 16, 2020
Q2 2020
|
Iowa State Bank
|
SELL
|
- |
-19.3KClosed |
$312K - $366K
|
0
$0
|
|
|
Jul 14, 2020
Q2 2020
|
Brio Consultants, LLC
|
SELL
|
- |
-63.3KClosed |
$1.02M - $1.2M
|
0
$0
|
|
|
Jul 14, 2020
Q2 2020
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-105Closed |
$1.69K - $1.99K
|
0
$0
|
|
|
Jul 13, 2020
Q2 2020
|
Teamwork Financial Advisors, LLC
|
SELL
|
- |
-12.4KClosed |
$200K - $234K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-17.3KClosed |
$235K - $354K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
SELL
|
- |
-286Closed |
$3.89K - $5.86K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
5K+ 24.22% |
$68K - $102K
|
25.6K
$454K
|
|
|
May 14, 2020
Q1 2020
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-16.6KClosed |
$226K - $341K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-94.5KClosed |
$1.29M - $1.94M
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-398KClosed |
$5.41M - $8.14M
|
0
$0
|
|