Latest Institutional Transactions on First Tr Pfd Secs & Income ETF (FPE)
This table provides information on the latest institutional transactions involving First Tr Pfd Secs & Income ETF (FPE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 05, 2019
Q4 2018
|
Lvw Advisors, LLC
|
SELL
|
- |
-65KClosed |
$1.16M - $1.24M
|
0
$0
|
|
|
Jan 28, 2019
Q4 2018
|
Regions Financial Corp
|
SELL
|
- |
-282Closed |
$5.03K - $5.38K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 15, 2018
Q3 2018
|
Great Lakes Advisors, LLC
Chicago, IL |
BUY
|
- |
75KNew |
$1.43M - $1.45M
|
75K
$1.33M
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
387KNew |
$7.37M - $7.46M
|
387K
$6.85M
|
|
|
Nov 14, 2018
Q3 2018
|
Nvwm, LLC
|
SELL
|
- |
-500Closed |
$9.54K - $9.65K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-23.7KClosed |
$452K - $457K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-3.67KClosed |
$69.9K - $70.7K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-1.37KClosed |
$26K - $26.3K
|
0
$0
|
|
|
Nov 01, 2018
Q3 2018
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q2 2018 | |||||||
|
Jan 03, 2024
Q2 2018
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Tillar Wenstrup Advisors, LLC
|
SELL
|
- |
-381KClosed |
$7.25M - $7.47M
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-15.7KClosed |
$299K - $309K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Yorktown Management & Research CO Inc
|
SELL
|
- |
-10KClosed |
$190K - $196K
|
0
$0
|
|
|
Aug 03, 2018
Q2 2018
|
Well Done, LLC
|
SELL
|
- |
-1.34KClosed |
$25.5K - $26.2K
|
0
$0
|
|
|
Aug 01, 2018
Q2 2018
|
Cno Financial Group, Inc.
|
SELL
|
- |
-2MClosed |
$38M - $39.2M
|
0
$0
|
|
|
Jul 26, 2018
Q2 2018
|
Sterling Investment Advisors, Ltd.
|
SELL
|
- |
-4.55KClosed |
$86.5K - $89.2K
|
0
$0
|
|
|
Jul 26, 2018
Q2 2018
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-12.1KClosed |
$231K - $238K
|
0
$0
|
|
|
Jul 25, 2018
Q2 2018
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-1Closed |
$19 - $19.6
|
0
$0
|
|
|
Jul 12, 2018
Q2 2018
|
Chesley Taft & Associates LLC
|
SELL
|
- |
-10.1KClosed |
$191K - $197K
|
0
$0
|
|
|
Jul 06, 2018
Q2 2018
|
Versant Capital Management, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jul 05, 2018
Q2 2018
|
American National Bank
|
SELL
|
- |
-2.32KClosed |
$44K - $45.4K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 14, 2018
Q1 2018
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-645Closed |
$12.6K - $12.9K
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
All Square Wealth Management LLC
Albany, NY |
BUY
|
- |
492New |
$9.57K - $9.87K
|
492
$8.72K
|
|
|
May 08, 2018
Q1 2018
|
Pittenger & Anderson Inc
|
SELL
|
- |
-600Closed |
$11.7K - $12K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-665Closed |
$12.9K - $13.3K
|
0
$0
|
|
|
Apr 12, 2018
Q1 2018
|
Legacy Financial Advisors, Inc.
|
SELL
|
- |
-375Closed |
$7.3K - $7.53K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-33.2KClosed |
$663K - $670K
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-10.3KClosed |
$206K - $208K
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Stone X Group Inc.
|
SELL
|
- |
-13KClosed |
$259K - $262K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 15, 2017
Q3 2017
|
Highlander Capital Management, LLC
Short Hills, NJ |
BUY
|
- |
300New |
$6.02K - $6.02K
|
300
$5.32K
|
|
|
Nov 14, 2017
Q3 2017
|
Sciencast Management LP
|
SELL
|
- |
-10.8KClosed |
$216K - $216K
|
0
$0
|
|