Latest Institutional Transactions on First Tr Pfd Secs & Income ETF (FPE)
This table provides information on the latest institutional transactions involving First Tr Pfd Secs & Income ETF (FPE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.04M+ 29.77% |
$18.6M - $19.2M
|
4.54M
$83.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
38.6K+ 5.63% |
$687K - $710K
|
724K
$13.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Quantinno Capital Management LP
New York, NY |
BUY
|
- |
700+ 4.74% |
$12.5K - $12.9K
|
15.5K
$283K
|
|
|
Nov 14, 2025
Q3 2025
|
Icon Wealth Advisors, LLC
Houston, TX |
SELL
|
- |
-495- 0.32% |
$8.82K - $9.1K
|
156K
$2.86M
|
|
|
Nov 14, 2025
Q3 2025
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
34New |
$606 - $625
|
34
$622
|
|
|
Nov 14, 2025
Q3 2025
|
Mpwm Advisory Solutions, LLC
Alpharetta, GA |
SELL
|
- |
-140- 2.71% |
$2.49K - $2.57K
|
5.02K
$91.9K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
381K+ 5.27% |
$6.79M - $7.01M
|
7.61M
$139M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
719K+ 1.4% |
$12.8M - $13.2M
|
52.1M
$954M
|
|
|
Nov 14, 2025
Q3 2025
|
Prosperity Consulting Group, LLC
|
BUY
|
- |
7.68K+ 3.96% |
$137K - $141K
|
201K
$3.68M
|
|
|
Nov 14, 2025
Q3 2025
|
Stone X Group Inc.
|
SELL
|
- |
-4.01K- 3.93% |
$71.4K - $73.8K
|
98.1K
$1.8M
|
|
|
Nov 14, 2025
Q3 2025
|
National Bank Of Canada
|
SELL
|
- |
-59.2K- 95.6% |
$1.05M - $1.09M
|
2.73K
$49.9K
|
|
|
Nov 14, 2025
Q3 2025
|
True Private Wealth Advisors
|
BUY
|
- |
241+ 1.11% |
$4.29K - $4.43K
|
21.9K
$400K
|
|
|
Nov 14, 2025
Q3 2025
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
209KNew |
$3.72M - $3.84M
|
209K
$3.82M
|
|
|
Nov 14, 2025
Q3 2025
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
3.76K+ 15.11% |
$66.9K - $69.1K
|
28.6K
$524K
|
|
|
Nov 14, 2025
Q3 2025
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
2.27K+ 2.49% |
$40.4K - $41.7K
|
93.5K
$1.71M
|
|
|
Nov 14, 2025
Q3 2025
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
132K+ 428.6% |
$2.35M - $2.43M
|
163K
$2.98M
|
|
|
Nov 14, 2025
Q3 2025
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
10.7KNew |
$190K - $197K
|
10.7K
$196K
|
|
|
Nov 14, 2025
Q3 2025
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
24.8K+ 20.99% |
$441K - $455K
|
143K
$2.61M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
828K+ 53.18% |
$14.7M - $15.2M
|
2.38M
$43.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
37.3K+ 10.39% |
$665K - $687K
|
397K
$7.26M
|
|
|
Nov 14, 2025
Q3 2025
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
4.14K+ 2.34% |
$73.7K - $76.1K
|
181K
$3.31M
|
|
|
Nov 14, 2025
Q3 2025
|
Wall Street Access Asset Management, LLC
New York, NY |
BUY
|
- |
414New |
$7.37K - $7.61K
|
414
$7.58K
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
50.9K+ 6.51% |
$906K - $935K
|
833K
$15.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Kinloch Capital, LLC
Glen Allen, VA |
BUY
|
- |
10.9K+ 1.92% |
$195K - $201K
|
580K
$10.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Aqr Capital Management LLC
Greenwich, CT |
BUY
|
- |
18.1KNew |
$323K - $334K
|
18.1K
$332K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
29.8KNew |
$530K - $547K
|
29.8K
$545K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
CALL |
10.2KNew |
$182K - $188K
|
10.2K
$187K
|
|
|
Nov 14, 2025
Q3 2025
|
Creative Planning
Overland Park, KS |
BUY
|
- |
8.96K+ 5.65% |
$160K - $165K
|
168K
$3.07M
|
|
|
Nov 14, 2025
Q3 2025
|
Gallagher Fiduciary Advisors, LLC
Rolling Meadows, IL |
SELL
|
- |
-3.62M- 98.48% |
$64.5M - $66.6M
|
56K
$1.02M
|
|
|
Nov 14, 2025
Q3 2025
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
21.8KNew |
$388K - $400K
|
21.8K
$398K
|
|
|
Nov 14, 2025
Q3 2025
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
1.77M+ 88.14% |
$31.5M - $32.5M
|
3.78M
$69.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
BUY
|
- |
14.7KNew |
$262K - $270K
|
14.7K
$269K
|
|
|
Nov 14, 2025
Q3 2025
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-47K- 44.24% |
$838K - $865K
|
59.3K
$1.09M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiser Advisor Group LLC
Phoenix, AZ |
SELL
|
- |
-2.62K- 5.42% |
$46.7K - $48.2K
|
45.7K
$837K
|
|
|
Nov 14, 2025
Q3 2025
|
Tudor Financial Inc.
Dayton, OH |
BUY
|
- |
117+ 0.48% |
$2.08K - $2.15K
|
24.3K
$444K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
145K+ 1.66% |
$2.58M - $2.67M
|
8.89M
$163M
|
|
|
Nov 14, 2025
Q3 2025
|
Integrity Wealth Advisors, Inc.
Ventura, CA |
BUY
|
- |
978K+ 84.7% |
$17.4M - $18M
|
2.13M
$39M
|
|
|
Nov 14, 2025
Q3 2025
|
Note Advisors, LLC
Buffalo, NY |
BUY
|
- |
2.86K+ 5.84% |
$51K - $52.7K
|
51.9K
$949K
|
|
|
Nov 14, 2025
Q3 2025
|
Integrity Alliance, Llc.
Urbandale, IA |
BUY
|
- |
4.15K+ 36.68% |
$73.8K - $76.2K
|
15.4K
$283K
|
|
|
Nov 14, 2025
Q3 2025
|
Argyle Capital Partners, LLC
Los Angeles, CA |
SELL
|
- |
-9.93K- 12.42% |
$177K - $183K
|
70K
$1.28M
|
|
|
Nov 14, 2025
Q3 2025
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
11.5K+ 1.9% |
$205K - $211K
|
615K
$11.3M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-6.79K- 1.83% |
$121K - $125K
|
365K
$6.68M
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
16K+ 3.66% |
$284K - $293K
|
452K
$8.26M
|
|
|
Nov 13, 2025
Q3 2025
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
19K+ 3.28% |
$338K - $349K
|
597K
$10.9M
|
|
|
Nov 13, 2025
Q3 2025
|
Quartz Partners, LLC
Saratoga Springs, NY |
SELL
|
- |
-2.34K- 12.25% |
$41.6K - $43K
|
16.7K
$306K
|
|
|
Nov 13, 2025
Q3 2025
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
639+ 1.03% |
$11.4K - $11.8K
|
62.8K
$1.15M
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
5.59K+ 0.32% |
$99.5K - $103K
|
1.74M
$31.8M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
661K+ 4.51% |
$11.8M - $12.1M
|
15.3M
$280M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-311K- 3.05% |
$5.54M - $5.72M
|
9.9M
$181M
|
|
|
Nov 13, 2025
Q3 2025
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
194K+ 27.51% |
$3.45M - $3.57M
|
899K
$16.4M
|
|