Latest Institutional Transactions on First Tr Pfd Secs & Income ETF (FPE)
This table provides information on the latest institutional transactions involving First Tr Pfd Secs & Income ETF (FPE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Creative Planning
Overland Park, KS |
BUY
|
- |
8.96K+ 5.65% |
$160K - $165K
|
168K
$3.07M
|
|
|
Nov 14, 2025
Q3 2025
|
Gallagher Fiduciary Advisors, LLC
Rolling Meadows, IL |
SELL
|
- |
-3.62M- 98.48% |
$64.5M - $66.6M
|
56K
$1.02M
|
|
|
Nov 14, 2025
Q3 2025
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
21.8KNew |
$388K - $400K
|
21.8K
$398K
|
|
|
Nov 14, 2025
Q3 2025
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
1.77M+ 88.14% |
$31.5M - $32.5M
|
3.78M
$69.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
BUY
|
- |
14.7KNew |
$262K - $270K
|
14.7K
$269K
|
|
|
Nov 14, 2025
Q3 2025
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-47K- 44.24% |
$838K - $865K
|
59.3K
$1.09M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiser Advisor Group LLC
Phoenix, AZ |
SELL
|
- |
-2.62K- 5.42% |
$46.7K - $48.2K
|
45.7K
$837K
|
|
|
Nov 14, 2025
Q3 2025
|
Tudor Financial Inc.
Dayton, OH |
BUY
|
- |
117+ 0.48% |
$2.08K - $2.15K
|
24.3K
$444K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
145K+ 1.66% |
$2.58M - $2.67M
|
8.89M
$163M
|
|
|
Nov 14, 2025
Q3 2025
|
Integrity Wealth Advisors, Inc.
Ventura, CA |
BUY
|
- |
978K+ 84.7% |
$17.4M - $18M
|
2.13M
$39M
|
|
|
Nov 14, 2025
Q3 2025
|
Note Advisors, LLC
Buffalo, NY |
BUY
|
- |
2.86K+ 5.84% |
$51K - $52.7K
|
51.9K
$949K
|
|
|
Nov 14, 2025
Q3 2025
|
Integrity Alliance, Llc.
Urbandale, IA |
BUY
|
- |
4.15K+ 36.68% |
$73.8K - $76.2K
|
15.4K
$283K
|
|
|
Nov 14, 2025
Q3 2025
|
Argyle Capital Partners, LLC
Los Angeles, CA |
SELL
|
- |
-9.93K- 12.42% |
$177K - $183K
|
70K
$1.28M
|
|
|
Nov 14, 2025
Q3 2025
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
11.5K+ 1.9% |
$205K - $211K
|
615K
$11.3M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-6.79K- 1.83% |
$121K - $125K
|
365K
$6.68M
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
16K+ 3.66% |
$284K - $293K
|
452K
$8.26M
|
|
|
Nov 13, 2025
Q3 2025
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
19K+ 3.28% |
$338K - $349K
|
597K
$10.9M
|
|
|
Nov 13, 2025
Q3 2025
|
Quartz Partners, LLC
Saratoga Springs, NY |
SELL
|
- |
-2.34K- 12.25% |
$41.6K - $43K
|
16.7K
$306K
|
|
|
Nov 13, 2025
Q3 2025
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
639+ 1.03% |
$11.4K - $11.8K
|
62.8K
$1.15M
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
5.59K+ 0.32% |
$99.5K - $103K
|
1.74M
$31.8M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
661K+ 4.51% |
$11.8M - $12.1M
|
15.3M
$280M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-311K- 3.05% |
$5.54M - $5.72M
|
9.9M
$181M
|
|
|
Nov 13, 2025
Q3 2025
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
194K+ 27.51% |
$3.45M - $3.57M
|
899K
$16.4M
|
|
|
Nov 13, 2025
Q3 2025
|
Maia Wealth LLC
Denver, CO |
SELL
|
- |
-2.53K- 5.42% |
$45K - $46.5K
|
44.1K
$807K
|
|
|
Nov 13, 2025
Q3 2025
|
Helium Advisors LLC
Everett, WA |
BUY
|
- |
489+ 3.36% |
$8.71K - $8.99K
|
15.1K
$276K
|
|
|
Nov 13, 2025
Q3 2025
|
Pcg Wealth Advisors, LLC
|
SELL
|
- |
-33.8K- 40.97% |
$601K - $621K
|
48.7K
$890K
|
|
|
Nov 13, 2025
Q3 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
20.1K+ 82.43% |
$358K - $369K
|
44.4K
$813K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-230K- 9.32% |
$4.1M - $4.23M
|
2.24M
$41M
|
|
|
Nov 13, 2025
Q3 2025
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-23.7K- 29.04% |
$422K - $436K
|
57.9K
$1.06M
|
|
|
Nov 12, 2025
Q3 2025
|
Headland Capital, LLC
Mt. Pleasant, SC |
BUY
|
- |
10.3KNew |
$183K - $189K
|
10.3K
$188K
|
|
|
Nov 12, 2025
Q3 2025
|
Mgb Wealth Management, LLC
Addison, TX |
SELL
|
- |
-5.27K- 9.21% |
$93.8K - $96.8K
|
51.9K
$950K
|
|
|
Nov 12, 2025
Q3 2025
|
Creative Financial Designs Inc
|
SELL
|
- |
-2.11K- 5.34% |
$37.5K - $38.8K
|
37.4K
$684K
|
|
|
Nov 12, 2025
Q3 2025
|
Dunhill Financial, LLC
London, X0 |
SELL
|
- |
-1.77K- 8.69% |
$31.6K - $32.6K
|
18.6K
$341K
|
|
|
Nov 12, 2025
Q3 2025
|
Caitlin John, LLC
Brighton, MI |
BUY
|
- |
165New |
$2.94K - $3.03K
|
165
$3.02K
|
|
|
Nov 12, 2025
Q3 2025
|
Meridian Wealth Advisors, LLC
|
BUY
|
- |
145+ 1.44% |
$2.58K - $2.67K
|
10.2K
$187K
|
|
|
Nov 12, 2025
Q3 2025
|
Tcg Advisory Services, LLC
Austin, TX |
BUY
|
- |
104KNew |
$1.85M - $1.91M
|
104K
$1.9M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
39.2K+ 3.33% |
$699K - $721K
|
1.22M
$22.3M
|
|
|
Nov 12, 2025
Q3 2025
|
Simplex Trading, LLC
|
BUY
|
- |
8+ 1.23% |
$142 - $147
|
661
$12.1K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
38.2K+ 4.12% |
$680K - $702K
|
964K
$17.7M
|
|
|
Nov 12, 2025
Q3 2025
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
1.09K+ 4.42% |
$19.5K - $20.1K
|
25.8K
$472K
|
|
|
Nov 12, 2025
Q3 2025
|
Soltis Investment Advisors LLC
St. George, UT |
BUY
|
- |
11.3K+ 45.75% |
$200K - $207K
|
35.8K
$656K
|
|
|
Nov 12, 2025
Q3 2025
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
111K+ 67.99% |
$1.98M - $2.04M
|
275K
$5.03M
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
11.9K+ 3.03% |
$212K - $219K
|
405K
$7.42M
|
|
|
Nov 12, 2025
Q3 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
46.8K+ 26.43% |
$834K - $861K
|
224K
$4.1M
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-22K- 18.69% |
$392K - $405K
|
95.8K
$1.75M
|
|
|
Nov 12, 2025
Q3 2025
|
Traction Financial Partners, LLC
Littleton, CO |
BUY
|
- |
33.1K+ 13.13% |
$589K - $608K
|
285K
$5.22M
|
|
|
Nov 12, 2025
Q3 2025
|
Bright Futures Wealth Management, Llc.
Webster, Ny 14580, NY |
BUY
|
- |
9.89K+ 22.27% |
$176K - $182K
|
54.3K
$994K
|
|
|
Nov 12, 2025
Q3 2025
|
Ifg Advisory, LLC
|
SELL
|
- |
-752- 1.82% |
$13.4K - $13.8K
|
40.5K
$741K
|
|
|
Nov 12, 2025
Q3 2025
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
5.96K+ 18.56% |
$106K - $110K
|
38.1K
$697K
|
|
|
Nov 12, 2025
Q3 2025
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-72.5K- 52.66% |
$1.29M - $1.33M
|
65.2K
$1.19M
|
|