Latest Institutional Transactions on First Tr Pfd Secs & Income ETF (FPE)
This table provides information on the latest institutional transactions involving First Tr Pfd Secs & Income ETF (FPE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 07, 2025
Q3 2025
|
Uniting Wealth Partners, LLC
Mission, KS |
BUY
|
- |
272KNew |
$4.85M - $5.01M
|
272K
$4.99M
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-179K- 17.97% |
$3.18M - $3.29M
|
816K
$14.9M
|
|
|
Nov 07, 2025
Q3 2025
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-277- 3.74% |
$4.93K - $5.09K
|
7.12K
$130K
|
|
|
Nov 07, 2025
Q3 2025
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
BUY
|
- |
2.19K+ 2.44% |
$38.9K - $40.2K
|
91.9K
$1.68M
|
|
|
Nov 07, 2025
Q3 2025
|
Mjp Associates Inc
|
SELL
|
- |
-2.21K- 3.87% |
$39.3K - $40.6K
|
54.8K
$1M
|
|
|
Nov 07, 2025
Q3 2025
|
Kraematon Investment Advisors, Inc
|
SELL
|
- |
-1.25K- 2.89% |
$22.3K - $23K
|
42K
$769K
|
|
|
Nov 07, 2025
Q3 2025
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
648+ 0.79% |
$11.5K - $11.9K
|
82.4K
$1.51M
|
|
|
Nov 07, 2025
Q3 2025
|
Lion Street Advisors, LLC
|
SELL
|
- |
-3.68K- 6.36% |
$65.5K - $67.6K
|
54.2K
$991K
|
|
|
Nov 07, 2025
Q3 2025
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-4.63K- 22.29% |
$82.4K - $85.1K
|
16.1K
$295K
|
|
|
Nov 07, 2025
Q3 2025
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
3.57K+ 0.32% |
$63.7K - $65.7K
|
1.12M
$20.5M
|
|
|
Nov 07, 2025
Q3 2025
|
Kovack Advisors, Inc.
|
SELL
|
- |
-6.28K- 6.45% |
$112K - $115K
|
91K
$1.67M
|
|
|
Nov 06, 2025
Q3 2025
|
Prospera Financial Services Inc
|
BUY
|
- |
20.7K+ 1.35% |
$369K - $381K
|
1.56M
$28.5M
|
|
|
Nov 06, 2025
Q3 2025
|
Wesbanco Bank Inc
|
BUY
|
- |
15.1K+ 57.22% |
$269K - $277K
|
41.4K
$758K
|
|
|
Nov 06, 2025
Q3 2025
|
Glassy Mountain Advisors, Inc.
|
SELL
|
- |
-49.4K- 10.18% |
$881K - $909K
|
436K
$7.98M
|
|
|
Nov 06, 2025
Q3 2025
|
Vision Financial Markets LLC
Stamford, CT |
BUY
|
- |
5+ 1.6% |
$89.1 - $92
|
318
$5.82K
|
|
|
Nov 06, 2025
Q3 2025
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
35.9K+ 10.91% |
$639K - $660K
|
365K
$6.67M
|
|
|
Nov 06, 2025
Q3 2025
|
Seaview Investment Managers LLC
|
SELL
|
- |
-313- 2.8% |
$5.57K - $5.76K
|
10.9K
$199K
|
|
|
Nov 06, 2025
Q3 2025
|
Endowment Wealth Management, Inc.
Appleton, WI |
BUY
|
- |
10.9KNew |
$194K - $200K
|
10.9K
$199K
|
|
|
Nov 06, 2025
Q3 2025
|
Strategic Financial Partners, Ltd.
Bend, OR |
BUY
|
- |
5+ 0.05% |
$89.1 - $92
|
10.5K
$193K
|
|
|
Nov 06, 2025
Q3 2025
|
Savvy Advisors, Inc.
New York, NY |
BUY
|
- |
13.9KNew |
$247K - $255K
|
13.9K
$254K
|
|
|
Nov 06, 2025
Q3 2025
|
Assetmark, Inc
|
BUY
|
- |
1.54K+ 12.28% |
$27.4K - $28.3K
|
14.1K
$258K
|
|
|
Nov 06, 2025
Q3 2025
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
195+ 0.04% |
$3.47K - $3.59K
|
453K
$8.3M
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
BUY
|
- |
46+ 0.17% |
$819 - $846
|
26.8K
$491K
|
|
|
Nov 06, 2025
Q3 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-1.98K- 4.42% |
$35.3K - $36.5K
|
42.9K
$785K
|
|
|
Nov 06, 2025
Q3 2025
|
Ima Wealth, Inc.
Wichita, KS |
BUY
|
- |
607+ 0.19% |
$10.8K - $11.2K
|
326K
$5.96M
|
|
|
Nov 06, 2025
Q3 2025
|
Affinity Wealth Management LLC
Wilmington, DE |
BUY
|
- |
11.8K+ 0.84% |
$211K - $217K
|
1.43M
$26.1M
|
|
|
Nov 06, 2025
Q3 2025
|
Balboa Wealth Partners
Newport Beach, CA |
BUY
|
- |
1.63K+ 13.62% |
$29K - $30K
|
13.6K
$249K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
366K+ 12.63% |
$6.52M - $6.73M
|
3.26M
$59.7M
|
|
|
Nov 06, 2025
Q3 2025
|
Tanglewood Legacy Advisors, LLC
Houston, TX |
SELL
|
- |
-1.8K- 27.69% |
$32.1K - $33.1K
|
4.7K
$86K
|
|
|
Nov 05, 2025
Q3 2025
|
Waterloo Capital, L.P.
Austin, TX |
SELL
|
- |
-54- 0.39% |
$962 - $993
|
13.9K
$255K
|
|
|
Nov 05, 2025
Q3 2025
|
Seros Financial, LLC
Tempe, AZ |
BUY
|
- |
21.1K+ 4.78% |
$376K - $388K
|
463K
$8.47M
|
|
|
Nov 05, 2025
Q3 2025
|
Prasad Wealth Partners, LLC
Independence, OH |
BUY
|
- |
42.4K+ 10.73% |
$756K - $780K
|
438K
$8.01M
|
|
|
Nov 05, 2025
Q3 2025
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-4.18K- 3.24% |
$74.5K - $76.9K
|
125K
$2.29M
|
|
|
Nov 05, 2025
Q3 2025
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-725- 5.01% |
$12.9K - $13.3K
|
13.7K
$251K
|
|
|
Nov 05, 2025
Q3 2025
|
Appleton Partners Inc
|
BUY
|
- |
148K+ 1085.01% |
$2.63M - $2.72M
|
161K
$2.95M
|
|
|
Nov 05, 2025
Q3 2025
|
Ironwood Investment Counsel, LLC
|
BUY
|
- |
45.9K+ 24.05% |
$818K - $845K
|
237K
$4.34M
|
|
|
Nov 05, 2025
Q3 2025
|
Spc Financial, Inc.
|
BUY
|
- |
5.81K+ 14.65% |
$103K - $107K
|
45.5K
$832K
|
|
|
Nov 05, 2025
Q3 2025
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
16+ 123.08% |
$285 - $294
|
29
$531
|
|
|
Nov 05, 2025
Q3 2025
|
Western Wealth Management, LLC
|
SELL
|
- |
-5.48K- 1.91% |
$97.5K - $101K
|
281K
$5.14M
|
|
|
Nov 05, 2025
Q3 2025
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
15.7K+ 9.43% |
$279K - $288K
|
182K
$3.32M
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
11.9K+ 3.05% |
$211K - $218K
|
401K
$7.35M
|
|
|
Nov 05, 2025
Q3 2025
|
Gateway Wealth Partners, LLC
Appleton, WI |
SELL
|
- |
-1.46K- 7.28% |
$26.1K - $26.9K
|
18.6K
$341K
|
|
|
Nov 05, 2025
Q3 2025
|
Proactive Wealth Strategies LLC
Marietta, GA |
BUY
|
- |
223+ 1.4% |
$3.97K - $4.1K
|
16.2K
$296K
|
|
|
Nov 05, 2025
Q3 2025
|
Reap Financial Group, LLC
Austin, TX |
BUY
|
- |
241New |
$4.29K - $4.43K
|
241
$4.41K
|
|
|
Nov 04, 2025
Q3 2025
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
21+ 0.13% |
$374 - $386
|
15.9K
$290K
|
|
|
Nov 04, 2025
Q3 2025
|
Hazlett, Burt & Watson, Inc.
|
BUY
|
- |
2.85K+ 104.59% |
$50.8K - $52.4K
|
5.58K
$102K
|
|
|
Nov 04, 2025
Q3 2025
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
17.4KNew |
$310K - $320K
|
17.4K
$318K
|
|
|
Nov 04, 2025
Q3 2025
|
Topsail Wealth Management, LLC
Charlotte, NC |
SELL
|
- |
-1.35K- 6.22% |
$24K - $24.8K
|
20.4K
$373K
|
|
|
Nov 04, 2025
Q3 2025
|
Trinity Legacy Partners, LLC
|
BUY
|
- |
14.9K+ 2.69% |
$266K - $275K
|
570K
$10.4M
|
|
|
Nov 04, 2025
Q3 2025
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
1.29K+ 3.64% |
$23K - $23.8K
|
36.8K
$674K
|
|