Latest Institutional Transactions on First Tr Pfd Secs & Income ETF (FPE)
This table provides information on the latest institutional transactions involving First Tr Pfd Secs & Income ETF (FPE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2025
Q3 2025
|
Prostatis Group LLC
Hanover, MD |
SELL
|
- |
-14.6K- 8.69% |
$259K - $268K
|
153K
$2.8M
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
119K+ 37.39% |
$2.12M - $2.19M
|
437K
$7.99M
|
|
|
Nov 04, 2025
Q3 2025
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
25+ 1.45% |
$445 - $460
|
1.76K
$32.1K
|
|
|
Nov 04, 2025
Q3 2025
|
Compass Financial Services Inc
West Des Moines, IA |
BUY
|
- |
19+ 1.4% |
$338 - $349
|
1.38K
$25.3K
|
|
|
Nov 04, 2025
Q3 2025
|
Stonebridge Advisors LLC
Wilton, CT |
SELL
|
- |
-920K- 84.59% |
$16.4M - $16.9M
|
168K
$3.07M
|
|
|
Nov 04, 2025
Q3 2025
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
91.3K+ 15.37% |
$1.63M - $1.68M
|
685K
$12.5M
|
|
|
Nov 04, 2025
Q3 2025
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-936- 1.94% |
$16.7K - $17.2K
|
47.3K
$866K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-23.6K- 1.15% |
$421K - $434K
|
2.03M
$37.2M
|
|
|
Nov 04, 2025
Q3 2025
|
Lokken Investment Group LLC
|
SELL
|
- |
-4.03K- 1.23% |
$71.7K - $74.1K
|
323K
$5.91M
|
|
|
Nov 04, 2025
Q3 2025
|
Gallacher Capital Management LLC
Lone Tree, CO |
BUY
|
- |
15.3K+ 10.85% |
$273K - $282K
|
157K
$2.87M
|
|
|
Nov 04, 2025
Q3 2025
|
Sbi Securities Co., Ltd.
Tokyo, M0 |
BUY
|
- |
67+ 100.0% |
$1.19K - $1.23K
|
134
$2.45K
|
|
|
Nov 04, 2025
Q3 2025
|
Fearless Solutions, LLC Dba Best Invest
San Antonio, TX |
SELL
|
- |
-3.59K- 1.5% |
$63.9K - $66K
|
235K
$4.31M
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
23.9K+ 2.32% |
$426K - $439K
|
1.05M
$19.3M
|
|
|
Nov 03, 2025
Q3 2025
|
American Institute For Advanced Investment Management, LLP
|
BUY
|
- |
1.55K+ 6.1% |
$27.6K - $28.5K
|
27K
$494K
|
|
|
Nov 03, 2025
Q3 2025
|
Private Wealth Asset Management, LLC
Cedar Rapids, IA |
BUY
|
- |
4.48K+ 595.88% |
$79.8K - $82.4K
|
5.23K
$95.8K
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
SELL
|
- |
-7.62K- 4.81% |
$136K - $140K
|
151K
$2.76M
|
|
|
Nov 03, 2025
Q3 2025
|
Archer Investment Corp
|
SELL
|
- |
-25.2K- 10.71% |
$449K - $464K
|
210K
$3.85M
|
|
|
Nov 03, 2025
Q3 2025
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-74- 1.2% |
$1.32K - $1.36K
|
6.07K
$111K
|
|
|
Nov 03, 2025
Q3 2025
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
1.7K+ 9.64% |
$30.2K - $31.2K
|
19.3K
$353K
|
|
|
Nov 03, 2025
Q3 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
10.1K+ 8.2% |
$180K - $186K
|
133K
$2.44M
|
|
|
Nov 03, 2025
Q3 2025
|
Cypress Capital Group
|
SELL
|
- |
-2.97K- 9.67% |
$52.8K - $54.6K
|
27.7K
$507K
|
|
|
Nov 03, 2025
Q3 2025
|
Ritter Daniher Financial Advisory LLC
Cincinnati, OH |
BUY
|
- |
124KNew |
$2.22M - $2.29M
|
124K
$2.28M
|
|
|
Nov 03, 2025
Q3 2025
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-483- 1.41% |
$8.6K - $8.88K
|
33.7K
$616K
|
|
|
Nov 03, 2025
Q3 2025
|
Orba Wealth Advisors, L.L.C.
Chicago, IL |
BUY
|
- |
9.8K+ 4.3% |
$175K - $180K
|
238K
$4.35M
|
|
|
Oct 31, 2025
Q3 2025
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-607- 4.01% |
$10.8K - $11.2K
|
14.5K
$266K
|
|
|
Oct 31, 2025
Q3 2025
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
BUY
|
- |
18.6K+ 12.05% |
$330K - $341K
|
172K
$3.16M
|
|
|
Oct 31, 2025
Q3 2025
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1.75K- 1.12% |
$31.2K - $32.2K
|
155K
$2.83M
|
|
|
Oct 31, 2025
Q3 2025
|
Owen La Rue, LLC
Elizabethtown, KY |
BUY
|
- |
145+ 1.4% |
$2.58K - $2.67K
|
10.5K
$192K
|
|
|
Oct 31, 2025
Q3 2025
|
Winebrenner Capital Management LLC
Louisville, KY |
BUY
|
- |
2.64K+ 6.75% |
$47K - $48.5K
|
41.7K
$763K
|
|
|
Oct 31, 2025
Q3 2025
|
Fsb Premier Wealth Management, Inc.
|
BUY
|
- |
2.55K+ 6.44% |
$45.4K - $46.9K
|
42.1K
$771K
|
|
|
Oct 31, 2025
Q3 2025
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
11.5K+ 57.45% |
$205K - $212K
|
31.6K
$578K
|
|
|
Oct 31, 2025
Q3 2025
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
3.73K+ 10.2% |
$66.5K - $68.7K
|
40.4K
$739K
|
|
|
Oct 31, 2025
Q3 2025
|
Avantax Planning Partners, Inc.
|
BUY
|
- |
257+ 0.26% |
$4.58K - $4.73K
|
98.6K
$1.8M
|
|
|
Oct 31, 2025
Q3 2025
|
Belpointe Asset Management LLC
|
BUY
|
- |
16.1K+ 77.97% |
$286K - $296K
|
36.7K
$672K
|
|
|
Oct 30, 2025
Q3 2025
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
14K+ 1.94% |
$249K - $257K
|
736K
$13.5M
|
|
|
Oct 30, 2025
Q3 2025
|
Twin Peaks Wealth Advisors, LLC
Burlingame, CA |
SELL
|
- |
-2.97K- 1.0% |
$52.9K - $54.7K
|
295K
$5.41M
|
|
|
Oct 30, 2025
Q3 2025
|
Parkside Financial Bank & Trust
|
BUY
|
- |
835New |
$14.9K - $15.4K
|
835
$15.3K
|
|
|
Oct 30, 2025
Q3 2025
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
73.5K+ 18.48% |
$1.31M - $1.35M
|
471K
$8.62M
|
|
|
Oct 29, 2025
Q3 2025
|
First Financial Group Corp
Raleigh, NC |
SELL
|
- |
-2.4K- 8.64% |
$42.7K - $44.1K
|
25.4K
$465K
|
|
|
Oct 29, 2025
Q3 2025
|
Financial Advisory Service, Inc.
|
BUY
|
- |
2.38K+ 3.37% |
$42.4K - $43.8K
|
73K
$1.34M
|
|
|
Oct 29, 2025
Q3 2025
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
BUY
|
- |
30.2K+ 8.42% |
$539K - $556K
|
389K
$7.12M
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-143K- 26.99% |
$2.55M - $2.63M
|
387K
$7.09M
|
|
|
Oct 29, 2025
Q3 2025
|
De Dora Capital, Inc.
|
SELL
|
- |
-1.36K- 10.68% |
$24.2K - $25K
|
11.4K
$208K
|
|
|
Oct 29, 2025
Q3 2025
|
Arkadios Wealth Advisors
|
BUY
|
- |
2.25K+ 10.2% |
$40.1K - $41.4K
|
24.3K
$445K
|
|
|
Oct 29, 2025
Q3 2025
|
Merkkuri Wealth Advisors LLC
Hicksville, NY |
BUY
|
- |
193+ 1.45% |
$3.44K - $3.55K
|
13.5K
$247K
|
|
|
Oct 29, 2025
Q3 2025
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
550+ 9.88% |
$9.8K - $10.1K
|
6.12K
$112K
|
|
|
Oct 29, 2025
Q3 2025
|
Root Financial Partners, LLC
Solana Beach, CA |
BUY
|
- |
900New |
$16K - $16.6K
|
900
$16.5K
|
|
|
Oct 29, 2025
Q3 2025
|
Cascade Investment Group, Inc.
Colorado Springs, CO |
SELL
|
- |
-9.44K- 39.08% |
$168K - $174K
|
14.7K
$269K
|
|
|
Oct 29, 2025
Q3 2025
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
39.8K+ 9.43% |
$709K - $732K
|
462K
$8.46M
|
|
|
Oct 29, 2025
Q3 2025
|
Huntleigh Advisors, Inc.
St. Louis, MO |
BUY
|
- |
958+ 9.07% |
$17.1K - $17.6K
|
11.5K
$211K
|
|