Latest Institutional Transactions on First Tr Pfd Secs & Income ETF (FPE)
This table provides information on the latest institutional transactions involving First Tr Pfd Secs & Income ETF (FPE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2025
Q3 2025
|
Waterloo Capital, L.P.
Austin, TX |
SELL
|
- |
-54- 0.39% |
$962 - $993
|
13.9K
$255K
|
|
|
Nov 05, 2025
Q3 2025
|
Seros Financial, LLC
Tempe, AZ |
BUY
|
- |
21.1K+ 4.78% |
$376K - $388K
|
463K
$8.47M
|
|
|
Nov 05, 2025
Q3 2025
|
Prasad Wealth Partners, LLC
Independence, OH |
BUY
|
- |
42.4K+ 10.73% |
$756K - $780K
|
438K
$8.01M
|
|
|
Nov 05, 2025
Q3 2025
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-4.18K- 3.24% |
$74.5K - $76.9K
|
125K
$2.29M
|
|
|
Nov 05, 2025
Q3 2025
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-725- 5.01% |
$12.9K - $13.3K
|
13.7K
$251K
|
|
|
Nov 05, 2025
Q3 2025
|
Ironwood Investment Counsel, LLC
|
BUY
|
- |
45.9K+ 24.05% |
$818K - $845K
|
237K
$4.34M
|
|
|
Nov 05, 2025
Q3 2025
|
Spc Financial, Inc.
|
BUY
|
- |
5.81K+ 14.65% |
$103K - $107K
|
45.5K
$832K
|
|
|
Nov 05, 2025
Q3 2025
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
16+ 123.08% |
$285 - $294
|
29
$531
|
|
|
Nov 05, 2025
Q3 2025
|
Western Wealth Management, LLC
|
SELL
|
- |
-5.48K- 1.91% |
$97.5K - $101K
|
281K
$5.14M
|
|
|
Nov 05, 2025
Q3 2025
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
15.7K+ 9.43% |
$279K - $288K
|
182K
$3.32M
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
11.9K+ 3.05% |
$211K - $218K
|
401K
$7.35M
|
|
|
Nov 05, 2025
Q3 2025
|
Gateway Wealth Partners, LLC
Appleton, WI |
SELL
|
- |
-1.46K- 7.28% |
$26.1K - $26.9K
|
18.6K
$341K
|
|
|
Nov 05, 2025
Q3 2025
|
Proactive Wealth Strategies LLC
Marietta, GA |
BUY
|
- |
223+ 1.4% |
$3.97K - $4.1K
|
16.2K
$296K
|
|
|
Nov 05, 2025
Q3 2025
|
Reap Financial Group, LLC
Austin, TX |
BUY
|
- |
241New |
$4.29K - $4.43K
|
241
$4.41K
|
|
|
Nov 04, 2025
Q3 2025
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
21+ 0.13% |
$374 - $386
|
15.9K
$290K
|
|
|
Nov 04, 2025
Q3 2025
|
Hazlett, Burt & Watson, Inc.
|
BUY
|
- |
2.85K+ 104.59% |
$50.8K - $52.4K
|
5.58K
$102K
|
|
|
Nov 04, 2025
Q3 2025
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
17.4KNew |
$310K - $320K
|
17.4K
$318K
|
|
|
Nov 04, 2025
Q3 2025
|
Topsail Wealth Management, LLC
Charlotte, NC |
SELL
|
- |
-1.35K- 6.22% |
$24K - $24.8K
|
20.4K
$373K
|
|
|
Nov 04, 2025
Q3 2025
|
Trinity Legacy Partners, LLC
|
BUY
|
- |
14.9K+ 2.69% |
$266K - $275K
|
570K
$10.4M
|
|
|
Nov 04, 2025
Q3 2025
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
1.29K+ 3.64% |
$23K - $23.8K
|
36.8K
$674K
|
|
|
Nov 04, 2025
Q3 2025
|
Prostatis Group LLC
Hanover, MD |
SELL
|
- |
-14.6K- 8.69% |
$259K - $268K
|
153K
$2.8M
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
119K+ 37.39% |
$2.12M - $2.19M
|
437K
$7.99M
|
|
|
Nov 04, 2025
Q3 2025
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
25+ 1.45% |
$445 - $460
|
1.76K
$32.1K
|
|
|
Nov 04, 2025
Q3 2025
|
Compass Financial Services Inc
West Des Moines, IA |
BUY
|
- |
19+ 1.4% |
$338 - $349
|
1.38K
$25.3K
|
|
|
Nov 04, 2025
Q3 2025
|
Stonebridge Advisors LLC
Wilton, CT |
SELL
|
- |
-920K- 84.59% |
$16.4M - $16.9M
|
168K
$3.07M
|
|
|
Nov 04, 2025
Q3 2025
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
91.3K+ 15.37% |
$1.63M - $1.68M
|
685K
$12.5M
|
|
|
Nov 04, 2025
Q3 2025
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-936- 1.94% |
$16.7K - $17.2K
|
47.3K
$866K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-23.6K- 1.15% |
$421K - $434K
|
2.03M
$37.2M
|
|
|
Nov 04, 2025
Q3 2025
|
Lokken Investment Group LLC
|
SELL
|
- |
-4.03K- 1.23% |
$71.7K - $74.1K
|
323K
$5.91M
|
|
|
Nov 04, 2025
Q3 2025
|
Gallacher Capital Management LLC
Lone Tree, CO |
BUY
|
- |
15.3K+ 10.85% |
$273K - $282K
|
157K
$2.87M
|
|
|
Nov 04, 2025
Q3 2025
|
Sbi Securities Co., Ltd.
Tokyo, M0 |
BUY
|
- |
67+ 100.0% |
$1.19K - $1.23K
|
134
$2.45K
|
|
|
Nov 04, 2025
Q3 2025
|
Fearless Solutions, LLC Dba Best Invest
San Antonio, TX |
SELL
|
- |
-3.59K- 1.5% |
$63.9K - $66K
|
235K
$4.31M
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
23.9K+ 2.32% |
$426K - $439K
|
1.05M
$19.3M
|
|
|
Nov 03, 2025
Q3 2025
|
American Institute For Advanced Investment Management, LLP
|
BUY
|
- |
1.55K+ 6.1% |
$27.6K - $28.5K
|
27K
$494K
|
|
|
Nov 03, 2025
Q3 2025
|
Private Wealth Asset Management, LLC
Cedar Rapids, IA |
BUY
|
- |
4.48K+ 595.88% |
$79.8K - $82.4K
|
5.23K
$95.8K
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
SELL
|
- |
-7.62K- 4.81% |
$136K - $140K
|
151K
$2.76M
|
|
|
Nov 03, 2025
Q3 2025
|
Archer Investment Corp
|
SELL
|
- |
-25.2K- 10.71% |
$449K - $464K
|
210K
$3.85M
|
|
|
Nov 03, 2025
Q3 2025
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-74- 1.2% |
$1.32K - $1.36K
|
6.07K
$111K
|
|
|
Nov 03, 2025
Q3 2025
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
1.7K+ 9.64% |
$30.2K - $31.2K
|
19.3K
$353K
|
|
|
Nov 03, 2025
Q3 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
10.1K+ 8.2% |
$180K - $186K
|
133K
$2.44M
|
|
|
Nov 03, 2025
Q3 2025
|
Cypress Capital Group
|
SELL
|
- |
-2.97K- 9.67% |
$52.8K - $54.6K
|
27.7K
$507K
|
|
|
Nov 03, 2025
Q3 2025
|
Ritter Daniher Financial Advisory LLC
Cincinnati, OH |
BUY
|
- |
124KNew |
$2.22M - $2.29M
|
124K
$2.28M
|
|
|
Nov 03, 2025
Q3 2025
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-483- 1.41% |
$8.6K - $8.88K
|
33.7K
$616K
|
|
|
Nov 03, 2025
Q3 2025
|
Orba Wealth Advisors, L.L.C.
Chicago, IL |
BUY
|
- |
9.8K+ 4.3% |
$175K - $180K
|
238K
$4.35M
|
|
|
Oct 31, 2025
Q3 2025
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-607- 4.01% |
$10.8K - $11.2K
|
14.5K
$266K
|
|
|
Oct 31, 2025
Q3 2025
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
BUY
|
- |
18.6K+ 12.05% |
$330K - $341K
|
172K
$3.16M
|
|
|
Oct 31, 2025
Q3 2025
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1.75K- 1.12% |
$31.2K - $32.2K
|
155K
$2.83M
|
|
|
Oct 31, 2025
Q3 2025
|
Owen La Rue, LLC
Elizabethtown, KY |
BUY
|
- |
145+ 1.4% |
$2.58K - $2.67K
|
10.5K
$192K
|
|
|
Oct 31, 2025
Q3 2025
|
Winebrenner Capital Management LLC
Louisville, KY |
BUY
|
- |
2.64K+ 6.75% |
$47K - $48.5K
|
41.7K
$763K
|
|
|
Oct 31, 2025
Q3 2025
|
Fsb Premier Wealth Management, Inc.
|
BUY
|
- |
2.55K+ 6.44% |
$45.4K - $46.9K
|
42.1K
$771K
|
|