Latest Institutional Transactions on First Tr Pfd Secs & Income ETF (FPE)
This table provides information on the latest institutional transactions involving First Tr Pfd Secs & Income ETF (FPE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 21, 2025
Q3 2025
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-9.79K- 19.68% |
$174K - $180K
|
40K
$731K
|
|
|
Oct 21, 2025
Q3 2025
|
Summit Wealth Partners, LLC
Orlando, FL |
SELL
|
- |
-1.46K- 4.7% |
$26K - $26.8K
|
29.6K
$542K
|
|
|
Oct 21, 2025
Q3 2025
|
Brookwood Investment Group LLC
Phoenix, AZ |
SELL
|
- |
-1.4K- 3.59% |
$24.9K - $25.7K
|
37.6K
$688K
|
|
|
Oct 21, 2025
Q3 2025
|
Altus Wealth Group LLC
Colorado Springs, CO |
BUY
|
- |
450+ 1.08% |
$8.01K - $8.28K
|
42K
$768K
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
SELL
|
- |
-6.76K- 4.29% |
$120K - $124K
|
151K
$2.76M
|
|
|
Oct 21, 2025
Q3 2025
|
Bka Wealth Consulting, Inc.
|
BUY
|
- |
6.54K+ 19.93% |
$116K - $120K
|
39.4K
$720K
|
|
|
Oct 20, 2025
Q3 2025
|
Meridian Financial Partners LLC
|
BUY
|
- |
107+ 0.22% |
$1.91K - $1.97K
|
49.3K
$903K
|
|
|
Oct 20, 2025
Q3 2025
|
Sax Wealth Advisors, LLC
Parsippany, NJ |
BUY
|
- |
15.2KNew |
$270K - $279K
|
15.2K
$277K
|
|
|
Oct 20, 2025
Q3 2025
|
Freedom Financial Partners LLC
Oakdale, MN |
BUY
|
- |
1.84K+ 5.06% |
$32.8K - $33.9K
|
38.2K
$700K
|
|
|
Oct 20, 2025
Q3 2025
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-1- -0.0% |
$17.8 - $18.4
|
50.1K
$917K
|
|
|
Oct 20, 2025
Q3 2025
|
Security National Bank
|
BUY
|
- |
2K+ 26.8% |
$35.6K - $36.8K
|
9.46K
$173K
|
|
|
Oct 20, 2025
Q3 2025
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-241- 12.21% |
$4.29K - $4.43K
|
1.73K
$31.7K
|
|
|
Oct 20, 2025
Q3 2025
|
Wright Fund Management, LLC
Santa Monica, CA |
SELL
|
- |
-602K- 59.3% |
$10.7M - $11.1M
|
413K
$7.56M
|
|
|
Oct 20, 2025
Q3 2025
|
Premier Financial Group
Eureka, CA |
BUY
|
- |
588New |
$10.5K - $10.8K
|
588
$10.8K
|
|
|
Oct 20, 2025
Q3 2025
|
E&G Advisors, LP
|
SELL
|
- |
-217- 1.09% |
$3.86K - $3.99K
|
19.7K
$360K
|
|
|
Oct 17, 2025
Q3 2025
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-1.07K- 6.77% |
$19.1K - $19.7K
|
14.7K
$270K
|
|
|
Oct 17, 2025
Q3 2025
|
Coastwise Capital Group, LLC
La Jolla, CA |
SELL
|
- |
-3.58K- 12.69% |
$63.7K - $65.7K
|
24.6K
$450K
|
|
|
Oct 17, 2025
Q3 2025
|
Encompass More Asset Management
Danville, CA |
BUY
|
- |
11.1KNew |
$197K - $204K
|
11.1K
$203K
|
|
|
Oct 16, 2025
Q3 2025
|
Curran Financial Partners, LLC
|
BUY
|
- |
154K+ 47.97% |
$2.74M - $2.83M
|
475K
$8.7M
|
|
|
Oct 16, 2025
Q3 2025
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
18K+ 4.77% |
$320K - $330K
|
395K
$7.23M
|
|
|
Oct 16, 2025
Q3 2025
|
Capital Advisors, Ltd. LLC
|
SELL
|
- |
-525- 17.74% |
$9.35K - $9.65K
|
2.43K
$44.5K
|
|
|
Oct 15, 2025
Q3 2025
|
Davenport & CO LLC
|
SELL
|
- |
-11.8K- 19.28% |
$211K - $218K
|
49.5K
$906K
|
|
|
Oct 15, 2025
Q3 2025
|
Manchester Financial Inc
|
BUY
|
- |
27.6KNew |
$492K - $508K
|
27.6K
$505K
|
|
|
Oct 15, 2025
Q3 2025
|
Founders Financial Securities LLC
|
SELL
|
- |
-7.14K- 38.92% |
$127K - $131K
|
11.2K
$205K
|
|
|
Oct 15, 2025
Q3 2025
|
Private Trust CO Na
|
SELL
|
- |
-2.07K- 2.46% |
$36.8K - $38K
|
82K
$1.5M
|
|
|
Oct 15, 2025
Q3 2025
|
Brookstone Capital Management
|
BUY
|
- |
29.2K+ 18.18% |
$520K - $537K
|
190K
$3.47M
|
|
|
Oct 15, 2025
Q3 2025
|
Ballew Advisors, Inc
|
BUY
|
- |
525+ 1.34% |
$9.35K - $9.65K
|
39.7K
$727K
|
|
|
Oct 15, 2025
Q3 2025
|
Independent Wealth Network Inc.
|
BUY
|
- |
8.44K+ 7.23% |
$150K - $155K
|
125K
$2.29M
|
|
|
Oct 15, 2025
Q3 2025
|
Blue Zone Wealth Advisors, LLC
|
BUY
|
- |
300+ 2.77% |
$5.34K - $5.52K
|
11.1K
$204K
|
|
|
Oct 15, 2025
Q3 2025
|
True Wealth Advisors, LLC
|
SELL
|
- |
-1.02K- 1.7% |
$18.1K - $18.7K
|
58.8K
$1.08M
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
SELL
|
- |
-82.3K- 70.5% |
$1.47M - $1.51M
|
34.5K
$630K
|
|
|
Oct 15, 2025
Q3 2025
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
9.49K+ 1.96% |
$169K - $174K
|
494K
$9.04M
|
|
|
Oct 14, 2025
Q3 2025
|
Walker Asset Management, LLC
|
SELL
|
- |
-9K- 7.02% |
$160K - $166K
|
119K
$2.18M
|
|
|
Oct 14, 2025
Q3 2025
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-412- 0.94% |
$7.34K - $7.58K
|
43.2K
$791K
|
|
|
Oct 14, 2025
Q3 2025
|
Private Client Services, LLC
Louisville, KY |
SELL
|
- |
-84.4K- 48.92% |
$1.5M - $1.55M
|
88.2K
$1.61M
|
|
|
Oct 14, 2025
Q3 2025
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-4.81K- 98.87% |
$85.6K - $88.4K
|
55
$1.01K
|
|
|
Oct 14, 2025
Q3 2025
|
Berger Financial Group, Inc
Plymouth, MN |
SELL
|
- |
-689- 1.67% |
$12.3K - $12.7K
|
40.7K
$745K
|
|
|
Oct 14, 2025
Q3 2025
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
BUY
|
- |
45+ 0.61% |
$801 - $828
|
7.43K
$136K
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
5.44K+ 15.07% |
$97K - $100K
|
41.6K
$761K
|
|
|
Oct 14, 2025
Q3 2025
|
Trust CO Of Vermont
|
BUY
|
- |
893+ 85.13% |
$15.9K - $16.4K
|
1.94K
$35.5K
|
|
|
Oct 14, 2025
Q3 2025
|
Matrix Trust CO
|
SELL
|
- |
-3.11K- 3.57% |
$55.4K - $57.2K
|
84K
$1.54M
|
|
|
Oct 14, 2025
Q3 2025
|
Key Client Fiduciary Advisors, LLC
|
BUY
|
- |
1.85K+ 14.37% |
$32.9K - $33.9K
|
14.7K
$269K
|
|
|
Oct 10, 2025
Q3 2025
|
Falcon Wealth Planning
|
BUY
|
- |
77K+ 6.42% |
$1.37M - $1.42M
|
1.28M
$23.3M
|
|
|
Oct 10, 2025
Q3 2025
|
Flputnam Investment Management CO
Portland, ME |
BUY
|
- |
3.54K+ 2.3% |
$63K - $65.1K
|
157K
$2.88M
|
|
|
Oct 10, 2025
Q3 2025
|
Sound Income Strategies, LLC
|
SELL
|
- |
-18.5K- 6.3% |
$329K - $340K
|
275K
$5.03M
|
|
|
Oct 10, 2025
Q3 2025
|
Fifth Third Securities, Inc.
|
SELL
|
- |
-59.6K- 12.54% |
$1.06M - $1.1M
|
416K
$7.61M
|
|
|
Oct 10, 2025
Q3 2025
|
Marion Wealth Management
|
BUY
|
- |
4.77K+ 1.39% |
$84.9K - $87.6K
|
348K
$6.37M
|
|
|
Oct 10, 2025
Q3 2025
|
Diversified Enterprises, LLC
Wilmington, DE |
BUY
|
- |
875+ 5.48% |
$15.6K - $16.1K
|
16.9K
$308K
|
|
|
Oct 09, 2025
Q3 2025
|
Park Edge Advisors, LLC
Cleveland, OH |
BUY
|
- |
245+ 1.16% |
$4.36K - $4.51K
|
21.4K
$391K
|
|
|
Oct 09, 2025
Q3 2025
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
653+ 0.76% |
$11.6K - $12K
|
86.6K
$1.58M
|
|