Purchases and Sales Made in Q3 2025 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q3 2025. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.29M+ 15.01% |
$58.6M - $60.5M
|
25.2M
$462M
|
|
|
Nov 14, 2025
Q3 2025
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
1.77M+ 88.14% |
$31.5M - $32.5M
|
3.78M
$69.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.04M+ 29.77% |
$18.6M - $19.2M
|
4.54M
$83.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Integrity Wealth Advisors, Inc.
Ventura, CA |
BUY
|
- |
978K+ 84.7% |
$17.4M - $18M
|
2.13M
$39M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
828K+ 53.18% |
$14.7M - $15.2M
|
2.38M
$43.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
719K+ 1.4% |
$12.8M - $13.2M
|
52.1M
$954M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
661K+ 4.51% |
$11.8M - $12.1M
|
15.3M
$280M
|
|
|
Nov 12, 2025
Q3 2025
|
Barclays PLC
London, X0 |
BUY
|
- |
518KNew |
$9.22M - $9.52M
|
518K
$9.48M
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
462K+ 72.92% |
$8.23M - $8.5M
|
1.1M
$20M
|
|
|
Nov 10, 2025
Q3 2025
|
Price Capital Management, Inc.
Lafayette, LA |
BUY
|
- |
403KNew |
$7.18M - $7.41M
|
403K
$7.37M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
381K+ 5.27% |
$6.79M - $7.01M
|
7.61M
$139M
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
366K+ 12.63% |
$6.52M - $6.73M
|
3.26M
$59.7M
|
|
|
Oct 23, 2025
Q3 2025
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
BUY
|
- |
359K+ 44.15% |
$6.39M - $6.6M
|
1.17M
$21.4M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
335K+ 2.42% |
$5.97M - $6.17M
|
14.2M
$260M
|
|
|
Nov 07, 2025
Q3 2025
|
Uniting Wealth Partners, LLC
Mission, KS |
BUY
|
- |
272KNew |
$4.85M - $5.01M
|
272K
$4.99M
|
|
|
Nov 14, 2025
Q3 2025
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
209KNew |
$3.72M - $3.84M
|
209K
$3.82M
|
|
|
Nov 13, 2025
Q3 2025
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
194K+ 27.51% |
$3.45M - $3.57M
|
899K
$16.4M
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
BUY
|
- |
191K+ 12.07% |
$3.41M - $3.52M
|
1.78M
$32.5M
|
|
|
Nov 10, 2025
Q3 2025
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
187KNew |
$3.32M - $3.43M
|
187K
$3.41M
|
|
|
Oct 08, 2025
Q3 2025
|
Asset Allocation Strategies LLC
Farmington, MI |
BUY
|
- |
177KNew |
$3.16M - $3.26M
|
177K
$3.24M
|
|
|
Oct 16, 2025
Q3 2025
|
Curran Financial Partners, LLC
|
BUY
|
- |
154K+ 47.97% |
$2.74M - $2.83M
|
475K
$8.7M
|
|
|
Nov 05, 2025
Q3 2025
|
Appleton Partners Inc
|
BUY
|
- |
148K+ 1085.01% |
$2.63M - $2.72M
|
161K
$2.95M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
145K+ 1.66% |
$2.58M - $2.67M
|
8.89M
$163M
|
|
|
Nov 10, 2025
Q3 2025
|
Citigroup Inc
|
BUY
|
- |
145K+ 17.22% |
$2.58M - $2.66M
|
985K
$18M
|
|
|
Nov 14, 2025
Q3 2025
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
132K+ 428.6% |
$2.35M - $2.43M
|
163K
$2.98M
|
|
|
Nov 03, 2025
Q3 2025
|
Ritter Daniher Financial Advisory LLC
Cincinnati, OH |
BUY
|
- |
124KNew |
$2.22M - $2.29M
|
124K
$2.28M
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
119K+ 37.39% |
$2.12M - $2.19M
|
437K
$7.99M
|
|
|
Oct 22, 2025
Q3 2025
|
Aps Management Group, Inc.
Torrance, CA |
BUY
|
- |
116KNew |
$2.07M - $2.14M
|
116K
$2.13M
|
|
|
Nov 12, 2025
Q3 2025
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
111K+ 67.99% |
$1.98M - $2.04M
|
275K
$5.03M
|
|
|
Nov 12, 2025
Q3 2025
|
Tcg Advisory Services, LLC
Austin, TX |
BUY
|
- |
104KNew |
$1.85M - $1.91M
|
104K
$1.9M
|
|
|
Nov 04, 2025
Q3 2025
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
91.3K+ 15.37% |
$1.63M - $1.68M
|
685K
$12.5M
|
|
|
Nov 12, 2025
Q3 2025
|
Advisory Alpha, LLC
|
BUY
|
- |
91.1K+ 4.36% |
$1.62M - $1.68M
|
2.18M
$40M
|
|
|
Oct 10, 2025
Q3 2025
|
Falcon Wealth Planning
|
BUY
|
- |
77K+ 6.42% |
$1.37M - $1.42M
|
1.28M
$23.3M
|
|
|
Oct 30, 2025
Q3 2025
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
73.5K+ 18.48% |
$1.31M - $1.35M
|
471K
$8.62M
|
|
|
Oct 23, 2025
Q3 2025
|
Steinberganna Wealth Management
Huntington, NY |
BUY
|
- |
70.1KNew |
$1.25M - $1.29M
|
70.1K
$1.28M
|
|
|
Oct 27, 2025
Q3 2025
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
66.4K+ 3.93% |
$1.18M - $1.22M
|
1.76M
$32.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
50.9K+ 6.51% |
$906K - $935K
|
833K
$15.2M
|
|
|
Nov 12, 2025
Q3 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
46.8K+ 26.43% |
$834K - $861K
|
224K
$4.1M
|
|
|
Nov 05, 2025
Q3 2025
|
Ironwood Investment Counsel, LLC
|
BUY
|
- |
45.9K+ 24.05% |
$818K - $845K
|
237K
$4.34M
|
|
|
Oct 03, 2025
Q3 2025
|
Hcr Wealth Advisors
Los Angeles, CA |
BUY
|
- |
44.9K+ 4.71% |
$799K - $825K
|
998K
$18.3M
|
|
|
Nov 10, 2025
Q3 2025
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
44.1K+ 7.54% |
$785K - $811K
|
629K
$11.5M
|
|
|
Nov 05, 2025
Q3 2025
|
Prasad Wealth Partners, LLC
Independence, OH |
BUY
|
- |
42.4K+ 10.73% |
$756K - $780K
|
438K
$8.01M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
42.2K+ 8.84% |
$751K - $775K
|
519K
$9.5M
|
|
|
Nov 10, 2025
Q3 2025
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
40.8K+ 4.89% |
$726K - $750K
|
875K
$16M
|
|
|
Oct 22, 2025
Q3 2025
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
40.6K+ 12.04% |
$723K - $747K
|
378K
$6.92M
|
|
|
Oct 29, 2025
Q3 2025
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
39.8K+ 9.43% |
$709K - $732K
|
462K
$8.46M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
39.2K+ 3.33% |
$699K - $721K
|
1.22M
$22.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
38.6K+ 5.63% |
$687K - $710K
|
724K
$13.2M
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
38.2K+ 4.12% |
$680K - $702K
|
964K
$17.7M
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
37.3K+ 10.39% |
$665K - $687K
|
397K
$7.26M
|
|