Purchases and Sales Made in Q4 2025 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q4 2025. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 13, 2026
Q4 2025
|
Dakota Wealth Management
|
BUY
|
- |
317KNew |
$5.75M - $5.87M
|
317K
$5.8M
|
|
|
Jan 15, 2026
Q4 2025
|
Econ Financial Services Corp
|
BUY
|
- |
117KNew |
$2.12M - $2.16M
|
117K
$2.14M
|
|
|
Jan 15, 2026
Q4 2025
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
66.7K+ 5.95% |
$1.21M - $1.23M
|
1.19M
$21.7M
|
|
|
Jan 15, 2026
Q4 2025
|
Paller Financial Services Inc
Centennial, CO |
BUY
|
- |
60.3KNew |
$1.09M - $1.12M
|
60.3K
$1.1M
|
|
|
Jan 15, 2026
Q4 2025
|
Affinity Wealth Management LLC
Wilmington, DE |
BUY
|
- |
44.3K+ 3.11% |
$804K - $821K
|
1.47M
$26.9M
|
|
|
Jan 09, 2026
Q4 2025
|
Appleton Partners Inc
|
BUY
|
- |
42.7K+ 26.47% |
$774K - $790K
|
204K
$3.73M
|
|
|
Jan 07, 2026
Q4 2025
|
Private Client Services, LLC
Louisville, KY |
BUY
|
- |
27K+ 30.58% |
$489K - $499K
|
115K
$2.11M
|
|
|
Jan 07, 2026
Q4 2025
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
24.4K+ 1.39% |
$443K - $452K
|
1.78M
$32.6M
|
|
|
Jan 07, 2026
Q4 2025
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
22KNew |
$399K - $407K
|
22K
$402K
|
|
|
Jan 14, 2026
Q4 2025
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
11.1K+ 2.24% |
$201K - $205K
|
505K
$9.24M
|
|
|
Jan 07, 2026
Q4 2025
|
Lake Street Financial LLC
|
BUY
|
- |
9.65K+ 6.55% |
$175K - $179K
|
157K
$2.88M
|
|
|
Jan 14, 2026
Q4 2025
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
6.56K+ 3.89% |
$119K - $121K
|
175K
$3.21M
|
|
|
Jan 16, 2026
Q4 2025
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
6.26K+ 42.52% |
$114K - $116K
|
21K
$384K
|
|
|
Jan 08, 2026
Q4 2025
|
Gradient Investments LLC
|
BUY
|
- |
5.39K+ 1.3% |
$97.7K - $99.7K
|
419K
$7.67M
|
|
|
Jan 12, 2026
Q4 2025
|
Horizon Financial Services, LLC
|
BUY
|
- |
4.39K+ 3.32% |
$79.6K - $81.3K
|
137K
$2.5M
|
|
|
Jan 12, 2026
Q4 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
3.65K+ 8.22% |
$66.2K - $67.6K
|
48.1K
$880K
|
|
|
Jan 12, 2026
Q4 2025
|
Certified Advisory Corp
Altamonte Springs, FL |
BUY
|
- |
2.99K+ 10.96% |
$54.3K - $55.4K
|
30.3K
$554K
|
|
|
Jan 07, 2026
Q4 2025
|
True Wealth Advisors, LLC
|
BUY
|
- |
2.71K+ 4.61% |
$49.2K - $50.2K
|
61.5K
$1.13M
|
|
|
Jan 12, 2026
Q4 2025
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
1.09K+ 4.42% |
$19.7K - $20.1K
|
25.6K
$469K
|
|
|
Jan 06, 2026
Q4 2025
|
Freedom Financial Partners LLC
Oakdale, MN |
BUY
|
- |
989+ 2.59% |
$17.9K - $18.3K
|
39.2K
$718K
|
|
|
Jan 07, 2026
Q4 2025
|
Cooper Financial Group
|
BUY
|
- |
499+ 1.4% |
$9.05K - $9.24K
|
36.2K
$663K
|
|
|
Jan 15, 2026
Q4 2025
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
401+ 0.64% |
$7.27K - $7.42K
|
63.2K
$1.16M
|
|
|
Jan 14, 2026
Q4 2025
|
Spire Wealth Management
|
BUY
|
- |
297+ 1.39% |
$5.39K - $5.5K
|
21.7K
$396K
|
|
|
Jan 16, 2026
Q4 2025
|
Park Edge Advisors, LLC
Cleveland, OH |
BUY
|
- |
275+ 1.29% |
$4.99K - $5.09K
|
21.6K
$396K
|
|
|
Jan 08, 2026
Q4 2025
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
BUY
|
- |
51+ 0.69% |
$925 - $944
|
7.48K
$137K
|
|
|
Jan 02, 2026
Q4 2025
|
Global Wealth Strategies & Associates
Denver, CO |
BUY
|
- |
10+ 1.48% |
$181 - $185
|
686
$12.6K
|
|
|
Jan 13, 2026
Q4 2025
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
8+ 1.24% |
$145 - $148
|
652
$11.9K
|
|
|
Jan 14, 2026
Q4 2025
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-27- 49.09% |
$490 - $500
|
28
$512
|
|
|
Jan 13, 2026
Q4 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-199- 6.6% |
$3.61K - $3.68K
|
2.82K
$51.5K
|
|
|
Jan 15, 2026
Q4 2025
|
Pfs Partners, LLC
Mine Hill, NJ |
SELL
|
- |
-281- 0.07% |
$5.1K - $5.2K
|
395K
$7.22M
|
|
|
Jan 15, 2026
Q4 2025
|
Brookstone Capital Management
|
SELL
|
- |
-298- 0.16% |
$5.41K - $5.52K
|
189K
$3.47M
|
|
|
Jan 13, 2026
Q4 2025
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-352- 1.67% |
$6.39K - $6.52K
|
20.7K
$378K
|
|
|
Jan 16, 2026
Q4 2025
|
Balboa Wealth Partners
Newport Beach, CA |
SELL
|
- |
-630- 4.63% |
$11.4K - $11.7K
|
13K
$237K
|
|
|
Jan 15, 2026
Q4 2025
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-775- 0.98% |
$14.1K - $14.3K
|
78K
$1.43M
|
|
|
Jan 16, 2026
Q4 2025
|
Walker Asset Management, LLC
|
SELL
|
- |
-2K- 1.68% |
$36.3K - $37K
|
117K
$2.15M
|
|
|
Jan 14, 2026
Q4 2025
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-2.2K- 16.26% |
$39.8K - $40.6K
|
11.3K
$207K
|
|
|
Jan 14, 2026
Q4 2025
|
Ballew Advisors, Inc
|
SELL
|
- |
-2.25K- 5.66% |
$40.8K - $41.6K
|
37.5K
$686K
|
|
|
Jan 08, 2026
Q4 2025
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-2.31K- 2.67% |
$41.9K - $42.8K
|
84.3K
$1.54M
|
|
|
Jan 12, 2026
Q4 2025
|
Sax Wealth Advisors, LLC
Parsippany, NJ |
SELL
|
- |
-2.5K- 16.5% |
$45.4K - $46.3K
|
12.7K
$232K
|
|
|
Jan 08, 2026
Q4 2025
|
Sound View Wealth Advisors Group, LLC
|
SELL
|
- |
-2.56K- 17.53% |
$46.3K - $47.3K
|
12K
$220K
|
|
|
Jan 12, 2026
Q4 2025
|
Davenport & CO LLC
|
SELL
|
- |
-2.81K- 5.67% |
$50.9K - $51.9K
|
46.7K
$855K
|
|
|
Jan 07, 2026
Q4 2025
|
Cwa Asset Management Group, LLC
|
SELL
|
- |
-3.21K- 15.3% |
$58.3K - $59.5K
|
17.8K
$325K
|
|
|
Jan 07, 2026
Q4 2025
|
Puff Wealth Management, LLC
Haddonfield, NJ |
SELL
|
- |
-4.3K- 7.38% |
$77.9K - $79.5K
|
53.9K
$987K
|
|
|
Jan 05, 2026
Q4 2025
|
Park Avenue Securities LLC
|
SELL
|
- |
-6.5K- 2.33% |
$118K - $120K
|
272K
$4.98M
|
|
|
Jan 14, 2026
Q4 2025
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-6.52K- 15.08% |
$118K - $121K
|
36.7K
$672K
|
|
|
Jan 12, 2026
Q4 2025
|
Howard Financial Services, Ltd.
|
SELL
|
- |
-6.83K- 1.86% |
$124K - $126K
|
361K
$6.6M
|
|
|
Jan 08, 2026
Q4 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-14.2K- 3.65% |
$257K - $262K
|
373K
$6.83M
|
|
|
Jan 13, 2026
Q4 2025
|
Signature Securities Group Corporation
|
SELL
|
- |
-18.8K- 8.0% |
$341K - $348K
|
216K
$3.96M
|
|
|
Jan 07, 2026
Q4 2025
|
Qp Wealth Management, LLC
|
SELL
|
- |
-40.7K- 60.1% |
$738K - $753K
|
27K
$494K
|
|
|
Jan 13, 2026
Q4 2025
|
Matrix Trust CO
|
SELL
|
- |
-65.3K- 77.75% |
$1.18M - $1.21M
|
18.7K
$342K
|
|