Latest Institutional Transactions on First Tr ETF Iii Instl Pfd Sec (FPEI)
This table provides information on the latest institutional transactions involving First Tr ETF Iii Instl Pfd Sec (FPEI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 13, 2026
Q4 2025
|
Synergy Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-227K- 56.18% |
$4.38M - $4.44M
|
177K
$3.44M
|
|
|
Jan 13, 2026
Q4 2025
|
Adamsbrown Wealth Consultants LLC
|
BUY
|
- |
8.77K+ 2.01% |
$169K - $171K
|
445K
$8.63M
|
|
|
Jan 13, 2026
Q4 2025
|
Signature Securities Group Corporation
|
SELL
|
- |
-26.6K- 46.18% |
$512K - $519K
|
31K
$601K
|
|
|
Jan 08, 2026
Q4 2025
|
Maridea Wealth Management LLC
Brooklyn, NY |
BUY
|
- |
19.6KNew |
$377K - $382K
|
19.6K
$379K
|
|
|
Jan 08, 2026
Q4 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-802- 3.55% |
$15.4K - $15.6K
|
21.8K
$423K
|
|
|
Jan 08, 2026
Q4 2025
|
Marshall Financial Group LLC
|
SELL
|
- |
-11- 0.09% |
$212 - $215
|
11.8K
$228K
|
|
|
Jan 08, 2026
Q4 2025
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
SELL
|
- |
-116K- 70.41% |
$2.22M - $2.25M
|
48.6K
$941K
|
|
|
Jan 08, 2026
Q4 2025
|
Westview Management Dba Westview Investment Advisors
Burlington, VT |
BUY
|
- |
386KNew |
$7.43M - $7.53M
|
386K
$7.48M
|
|
|
Jan 07, 2026
Q4 2025
|
Qp Wealth Management, LLC
|
SELL
|
- |
-94.9K- 59.27% |
$1.83M - $1.85M
|
65.2K
$1.26M
|
|
|
Jan 07, 2026
Q4 2025
|
Lakeridge Wealth Management LLC
Mentor, OH |
SELL
|
- |
-2.02K- 2.5% |
$38.8K - $39.4K
|
78.7K
$1.52M
|
|
|
Jan 07, 2026
Q4 2025
|
Magnus Financial Group LLC
New York, NY |
SELL
|
- |
-261- 0.51% |
$5.02K - $5.09K
|
50.9K
$987K
|
|
|
Jan 07, 2026
Q4 2025
|
Winebrenner Capital Management LLC
Louisville, KY |
SELL
|
- |
-1.73K- 1.44% |
$33.3K - $33.8K
|
119K
$2.3M
|
|
|
Jan 06, 2026
Q4 2025
|
Advance Capital Management, Inc.
Southfield, MI |
BUY
|
- |
197+ 1.49% |
$3.79K - $3.84K
|
13.4K
$260K
|
|
|
Jan 05, 2026
Q4 2025
|
Park National Corp
|
BUY
|
- |
23.3K+ 25.42% |
$448K - $454K
|
115K
$2.23M
|
|
|
Jan 05, 2026
Q4 2025
|
Park Avenue Securities LLC
|
BUY
|
- |
2.1K+ 4.31% |
$40.3K - $40.9K
|
50.7K
$983K
|
|
| Q3 2025 | |||||||
|
Jan 13, 2026
Q3 2025
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
20.4K+ 163.55% |
$387K - $398K
|
32.9K
$638K
|
|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
BUY
|
- |
12.9K+ 126.61% |
$245K - $251K
|
23.1K
$448K
|
|
|
Nov 20, 2025
Q3 2025
|
Centaurus Financial, Inc.
|
BUY
|
- |
5.54KNew |
$105K - $108K
|
5.54K
$107K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
79New |
$1.5K - $1.54K
|
79
$1.53K
|
|
|
Nov 17, 2025
Q3 2025
|
Fwl Investment Management, LLC
|
BUY
|
- |
665+ 0.92% |
$12.6K - $12.9K
|
73.2K
$1.42M
|
|
|
Nov 17, 2025
Q3 2025
|
Harvest Investment Services, LLC
|
BUY
|
- |
16.4KNew |
$310K - $319K
|
16.4K
$317K
|
|
|
Nov 14, 2025
Q3 2025
|
Stone X Group Inc.
|
SELL
|
- |
-712- 1.43% |
$13.5K - $13.9K
|
49K
$950K
|
|
|
Nov 14, 2025
Q3 2025
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
9.75K+ 68.63% |
$185K - $190K
|
24K
$464K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.12M+ 7.23% |
$21.1M - $21.7M
|
16.6M
$321M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
201K+ 4.62% |
$3.8M - $3.91M
|
4.54M
$88.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
10.1KNew |
$192K - $198K
|
10.1K
$197K
|
|
|
Nov 14, 2025
Q3 2025
|
Balanced Rock Investment Advisor
Roslindale, MA |
BUY
|
- |
3.18K+ 13.98% |
$60.2K - $61.9K
|
25.9K
$503K
|
|
|
Nov 14, 2025
Q3 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
34.9KNew |
$661K - $680K
|
34.9K
$677K
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-6.24K- 17.71% |
$118K - $121K
|
29K
$562K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.05K- 2.7% |
$19.8K - $20.3K
|
37.6K
$729K
|
|
|
Nov 14, 2025
Q3 2025
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
16KNew |
$303K - $312K
|
16K
$311K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-74.5K- 10.31% |
$1.41M - $1.45M
|
648K
$12.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Clark Capital Management Group, Inc.
Philadelphia, PA |
SELL
|
- |
-130K- 48.54% |
$2.46M - $2.53M
|
138K
$2.67M
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
24.1K+ 36.28% |
$457K - $470K
|
90.6K
$1.76M
|
|
|
Nov 14, 2025
Q3 2025
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-23.5K- 68.17% |
$444K - $457K
|
11K
$212K
|
|
|
Nov 14, 2025
Q3 2025
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-2.53K- 4.33% |
$47.9K - $49.3K
|
56K
$1.09M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-23.7K- 3.37% |
$449K - $462K
|
680K
$13.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
15.2K+ 8.29% |
$287K - $295K
|
198K
$3.84M
|
|
|
Nov 14, 2025
Q3 2025
|
Victory Financial Group, LLC
Austin, TX |
BUY
|
- |
17.7K+ 11.97% |
$334K - $344K
|
165K
$3.2M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
118K+ 4.99% |
$2.23M - $2.3M
|
2.48M
$48M
|
|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
BUY
|
- |
500New |
$9.47K - $9.74K
|
500
$9.69K
|
|
|
Nov 14, 2025
Q3 2025
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
557+ 1.06% |
$10.5K - $10.8K
|
53.2K
$1.03M
|
|
|
Nov 14, 2025
Q3 2025
|
Integrity Alliance, Llc.
Urbandale, IA |
SELL
|
- |
-34.9K- 34.19% |
$661K - $680K
|
67.2K
$1.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Leigh Baldwin & Co., LLC
Cazenovia, NY |
SELL
|
- |
-41.8K- 76.63% |
$791K - $813K
|
12.7K
$247K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-360K- 17.91% |
$6.81M - $7M
|
1.65M
$31.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
BUY
|
- |
8.24K+ 28.29% |
$156K - $160K
|
37.4K
$724K
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-1.32K- 3.19% |
$25.1K - $25.8K
|
40.2K
$778K
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
2.85K+ 10.09% |
$54K - $55.5K
|
31.1K
$603K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
13.3K+ 84.48% |
$251K - $258K
|
29K
$562K
|
|
|
Nov 14, 2025
Q3 2025
|
Creative Planning
Overland Park, KS |
BUY
|
- |
41.9KNew |
$793K - $815K
|
41.9K
$812K
|
|