Purchases and Sales Made in Q3 2023 in First Tr ETF Iii Instl Pfd Sec (FPEI)
This table provides information about the institutional ownership of First Tr ETF Iii Instl Pfd Sec (FPEI) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR ETF III INSTL PFD SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
600New |
$10.1K - $10.4K
|
600
$11.3K
|
|
|
Nov 13, 2023
Q3 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
537+ 0.52% |
$9.03K - $9.26K
|
105K
$1.97M
|
|
|
Nov 15, 2023
Q3 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
430New |
$7.23K - $7.42K
|
430
$8.08K
|
|
|
Nov 13, 2023
Q3 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
373+ 1.38% |
$6.27K - $6.43K
|
27.4K
$516K
|
|
|
Oct 13, 2023
Q3 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
363+ 0.43% |
$6.11K - $6.26K
|
85.7K
$1.61M
|
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
243+ 1.26% |
$4.09K - $4.19K
|
19.5K
$367K
|
|
|
Oct 12, 2023
Q3 2023
|
Toth Financial Advisory Corp
|
BUY
|
- |
19+ 1.55% |
$320 - $328
|
1.25K
$23.4K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
14+ 0.31% |
$235 - $242
|
4.51K
$84.8K
|
|
|
Nov 14, 2023
Q3 2023
|
Key Client Fiduciary Advisors, LLC
|
BUY
|
- |
10+ 0.05% |
$168 - $173
|
21.9K
$412K
|
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
5New |
$84.1 - $86.3
|
5
$94
|
|
|
Nov 03, 2023
Q3 2023
|
Castle Wealth Management LLC
|
BUY
|
- |
4+ 0.03% |
$67.3 - $69
|
12.6K
$237K
|
|
|
Nov 13, 2023
Q3 2023
|
New Millennium Group LLC
Sandy, UT |
SELL
|
- |
-7- 35.0% |
$118 - $121
|
13
$244
|
|
|
Nov 13, 2023
Q3 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-253- 1.7% |
$4.26K - $4.36K
|
14.6K
$275K
|
|
|
Dec 06, 2023
Q3 2023
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-260- 8.49% |
$4.37K - $4.49K
|
2.8K
$52.7K
|
|
|
Oct 19, 2023
Q3 2023
|
Marshall Financial Group LLC
|
SELL
|
- |
-384- 0.17% |
$6.46K - $6.62K
|
225K
$4.23M
|
|
|
Oct 12, 2023
Q3 2023
|
Sound Income Strategies, LLC
|
SELL
|
- |
-396- 17.34% |
$6.66K - $6.83K
|
1.89K
$35.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-413- 3.66% |
$6.95K - $7.12K
|
10.9K
$205K
|
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-484- 60.05% |
$8.14K - $8.35K
|
322
$6.05K
|
|
|
Nov 02, 2023
Q3 2023
|
1776 Wealth LLC
|
SELL
|
- |
-662- 0.39% |
$11.1K - $11.4K
|
167K
$3.15M
|
|
|
Nov 14, 2023
Q3 2023
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-1K- 6.06% |
$16.8K - $17.3K
|
15.5K
$291K
|
|
|
Nov 03, 2023
Q3 2023
|
Lincoln National Corp
|
SELL
|
- |
-1.07K- 3.51% |
$18K - $18.5K
|
29.4K
$553K
|
|
|
Nov 07, 2023
Q3 2023
|
Aft, Forsyth & Company, Inc.
|
SELL
|
- |
-1.55K- 5.5% |
$26K - $26.7K
|
26.6K
$500K
|
|
|
Oct 25, 2023
Q3 2023
|
Sutton Place Investors LLC
Katonah, NY |
SELL
|
- |
-1.59K- 1.41% |
$26.7K - $27.3K
|
111K
$2.08M
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-1.85K- 9.32% |
$31.2K - $31.9K
|
18K
$339K
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-1.89K- 7.28% |
$31.7K - $32.5K
|
24K
$451K
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.19K- 5.1% |
$36.8K - $37.8K
|
40.8K
$766K
|
|
|
Oct 18, 2023
Q3 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-2.29K- 10.88% |
$38.6K - $39.6K
|
18.8K
$353K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2.37K- 5.11% |
$39.9K - $40.9K
|
44K
$828K
|
|
|
Nov 06, 2023
Q3 2023
|
Wambolt & Associates, LLC
|
SELL
|
- |
-2.43K- 11.38% |
$40.8K - $41.8K
|
18.9K
$355K
|
|
|
Nov 13, 2023
Q3 2023
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-2.67K- 9.22% |
$44.9K - $46.1K
|
26.3K
$494K
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-2.7K- 11.72% |
$45.3K - $46.5K
|
20.3K
$382K
|
|
|
Nov 14, 2023
Q3 2023
|
Stone X Group Inc.
|
SELL
|
- |
-2.79K- 9.88% |
$47K - $48.2K
|
25.5K
$479K
|
|
|
Nov 13, 2023
Q3 2023
|
Jacobi Capital Management LLC
|
SELL
|
- |
-2.93K- 15.29% |
$49.2K - $50.5K
|
16.2K
$305K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-3.23K- 0.85% |
$54.4K - $55.8K
|
379K
$7.12M
|
|
|
Nov 02, 2023
Q3 2023
|
Kcs Wealth Advisory
|
SELL
|
- |
-3.63K- 24.55% |
$61.1K - $62.6K
|
11.2K
$210K
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-3.66K- 10.55% |
$61.5K - $63.1K
|
31K
$583K
|
|
|
Oct 05, 2023
Q3 2023
|
Qp Wealth Management, LLC
|
SELL
|
- |
-3.81K- 2.32% |
$64.1K - $65.7K
|
160K
$3.01M
|
|
|
Oct 27, 2023
Q3 2023
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-4.21K- 4.47% |
$70.8K - $72.6K
|
90K
$1.69M
|
|
|
Nov 01, 2023
Q3 2023
|
Shelton Wealth Management, LLC
|
SELL
|
- |
-4.57K- 1.61% |
$76.8K - $78.7K
|
278K
$5.23M
|
|
|
Nov 08, 2023
Q3 2023
|
Platform Technology Partners
|
SELL
|
- |
-5.71K- 4.18% |
$96K - $98.5K
|
131K
$2.46M
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-5.81K- 29.17% |
$97.8K - $100K
|
14.1K
$265K
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-6.09K- 5.94% |
$102K - $105K
|
96.3K
$1.81M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-6.17K- 21.17% |
$104K - $106K
|
23K
$432K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-6.22K- 4.67% |
$105K - $107K
|
127K
$2.38M
|
|
|
Nov 13, 2023
Q3 2023
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-6.63K- 15.06% |
$111K - $114K
|
37.4K
$703K
|
|
|
Nov 01, 2023
Q3 2023
|
Csenge Advisory Group
|
SELL
|
- |
-8.14K- 43.72% |
$137K - $140K
|
10.5K
$197K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-8.18K- 73.69% |
$138K - $141K
|
2.92K
$54.9K
|
|
|
Nov 03, 2023
Q3 2023
|
United Capital Management Of Ks, Inc.
|
SELL
|
- |
-10.4K- 10.21% |
$175K - $180K
|
91.7K
$1.72M
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-11.2K- 12.42% |
$189K - $194K
|
79.2K
$1.49M
|
|
|
Oct 18, 2023
Q3 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-12.7K- 42.9% |
$213K - $218K
|
16.9K
$317K
|