Purchases and Sales Made in Q1 2023 in First Trust New Opportunities Mlp & Energy Fund (FPL)
This table provides information about the institutional ownership of First Trust New Opportunities Mlp & Energy Fund (FPL) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
171K+ 43.93% |
$948K - $1.11M
|
561K
$0
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
109K+ 242.31% |
$606K - $706K
|
154K
$0
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
94.5KNew |
$523K - $610K
|
94.5K
$0
|
|
|
Apr 28, 2023
Q1 2023
|
Schechter Investment Advisors, LLC
Birmingham, MI |
BUY
|
- |
49KNew |
$271K - $316K
|
49K
$0
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
45.8K+ 8.48% |
$254K - $296K
|
586K
$0
|
|
|
May 15, 2023
Q1 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
BUY
|
- |
22.5KNew |
$125K - $145K
|
22.5K
$0
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
17.6KNew |
$97.7K - $114K
|
17.6K
$0
|
|
|
May 15, 2023
Q1 2023
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
15.8K+ 0.96% |
$87.7K - $102K
|
1.66M
$0
|
|
|
May 10, 2023
Q1 2023
|
Grey Street Capital, LLC
Chicago, IL |
BUY
|
- |
13.7KNew |
$76.1K - $88.7K
|
13.7K
$0
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
6.87K+ 4.3% |
$38K - $44.3K
|
167K
$0
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
6K+ 9.38% |
$33.2K - $38.8K
|
70K
$0
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
5.09K+ 41.88% |
$28.2K - $32.9K
|
17.2K
$0
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.31K+ 4.97% |
$7.25K - $8.45K
|
27.6K
$0
|
|
|
Apr 21, 2023
Q1 2023
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
BUY
|
- |
1.23K+ 5.55% |
$6.84K - $7.97K
|
23.5K
$0
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
BUY
|
- |
1.2K+ 8.45% |
$6.65K - $7.75K
|
15.4K
$0
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.02K+ 2.0% |
$5.63K - $6.56K
|
51.9K
$0
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
544+ 1.28% |
$3.01K - $3.51K
|
43K
$0
|
|
|
May 05, 2023
Q1 2023
|
Assetmark, Inc
|
BUY
|
- |
350New |
$1.94K - $2.26K
|
350
$0
|
|
|
Apr 10, 2023
Q1 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
67+ 0.26% |
$371 - $433
|
25.8K
$0
|
|
|
Apr 18, 2023
Q1 2023
|
Allworth Financial LP
|
BUY
|
- |
27+ 1.85% |
$150 - $174
|
1.48K
$0
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1- -0.0% |
$5.54 - $6.46
|
47.4K
$0
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-41- 0.35% |
$227 - $265
|
11.5K
$0
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-43- 0.37% |
$238 - $278
|
11.6K
$0
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-56- 0.54% |
$310 - $362
|
10.3K
$0
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-228- 0.98% |
$1.26K - $1.47K
|
23.1K
$0
|
|
|
May 01, 2023
Q1 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-247- 4.35% |
$1.37K - $1.6K
|
5.44K
$0
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
SELL
|
- |
-500- 1.45% |
$2.77K - $3.23K
|
34K
$0
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.21K- 16.04% |
$12.2K - $14.3K
|
11.6K
$0
|
|
|
May 04, 2023
Q1 2023
|
Pinnacle Wealth Management Advisory Group, LLC
|
SELL
|
- |
-5.32K- 28.29% |
$29.4K - $34.3K
|
13.5K
$0
|
|
|
May 04, 2023
Q1 2023
|
Pinnacle Associates LTD
|
SELL
|
- |
-5.32K- 28.29% |
$29.4K - $34.3K
|
13.5K
$0
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-7.82K- 24.64% |
$43.3K - $50.5K
|
23.9K
$0
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-10.5K- 8.88% |
$58.1K - $67.8K
|
108K
$0
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-12.6K- 1.09% |
$69.8K - $81.4K
|
1.15M
$0
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-12.8K- 7.72% |
$70.9K - $82.6K
|
153K
$0
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-16.4K- 13.77% |
$90.6K - $106K
|
102K
$0
|
|
|
May 12, 2023
Q1 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-28.1K- 33.47% |
$156K - $182K
|
55.9K
$0
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-30.3K- 27.13% |
$168K - $195K
|
81.3K
$0
|
|
|
May 15, 2023
Q1 2023
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-38.3K- 13.5% |
$212K - $248K
|
246K
$0
|