Purchases and Sales Made in Q4 2021 in First Trust New Opportunities Mlp & Energy Fund (FPL)
This table provides information about the institutional ownership of First Trust New Opportunities Mlp & Energy Fund (FPL) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 20, 2022
Q4 2021
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
286K+ 36.0% |
$1.49M - $1.71M
|
1.08M
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
162KNew |
$845K - $966K
|
162K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
48.7K+ 21.66% |
$255K - $291K
|
274K
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
42KNew |
$220K - $251K
|
42K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
39.7KNew |
$208K - $237K
|
39.7K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
36KNew |
$188K - $215K
|
36K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
29.5KNew |
$154K - $176K
|
29.5K
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
26.3K+ 38.97% |
$138K - $157K
|
93.8K
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
20.9KNew |
$110K - $125K
|
20.9K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
- |
18.6KNew |
$97.5K - $111K
|
18.6K
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
BUY
|
- |
17.9KNew |
$93.6K - $107K
|
17.9K
$0
|
|
|
Jan 04, 2022
Q4 2021
|
Camelot Portfolios, LLC
|
BUY
|
- |
13.7KNew |
$71.5K - $81.8K
|
13.7K
$0
|
|
|
Mar 03, 2022
Q4 2021
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
13.7KNew |
$71.4K - $81.6K
|
13.7K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
13.2K+ 6.39% |
$69K - $78.9K
|
220K
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
10.1K+ 30.69% |
$52.8K - $60.4K
|
43K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
10KNew |
$52.3K - $59.8K
|
10K
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
6.34K+ 18.51% |
$33.2K - $37.9K
|
40.6K
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Fifth Third Bancorp
|
BUY
|
- |
2.5KNew |
$13.1K - $15K
|
2.5K
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
1.5KNew |
$7.85K - $8.97K
|
1.5K
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Zullo Investment Group, Inc.
Scranton, PA |
BUY
|
- |
1KNew |
$5.23K - $5.98K
|
1K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
680New |
$3.56K - $4.07K
|
680
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
106+ 0.78% |
$554 - $634
|
13.8K
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
67+ 0.21% |
$350 - $401
|
31.7K
$0
|
|
|
Feb 23, 2022
Q4 2021
|
Lake Point Wealth Management
|
BUY
|
- |
25+ 500.0% |
$131 - $150
|
30
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Andrew Hill Investment Advisors, Inc.
Naples, FL |
BUY
|
- |
21New |
$110 - $126
|
21
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-165- 0.33% |
$863 - $987
|
49.3K
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
SELL
|
- |
-342Closed |
$1.79K - $2.05K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-400Closed |
$2.09K - $2.39K
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-465Closed |
$2.43K - $2.78K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-686- 0.22% |
$3.59K - $4.1K
|
311K
$0
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-880- 5.84% |
$4.6K - $5.26K
|
14.2K
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-1.6K- 0.26% |
$8.36K - $9.56K
|
616K
$0
|
|
|
Jan 18, 2022
Q4 2021
|
Lindbrook Capital, LLC
|
SELL
|
- |
-1.73KClosed |
$9.06K - $10.4K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-2.5K- 89.29% |
$13.1K - $15K
|
300
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.69K- 1.68% |
$14.1K - $16.1K
|
158K
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Titus Wealth Management
Larskpur, CA |
SELL
|
- |
-2.8K- 14.58% |
$14.6K - $16.7K
|
16.4K
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.82K- 21.77% |
$14.8K - $16.9K
|
10.1K
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-7.6K- 8.61% |
$39.7K - $45.4K
|
80.6K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-7.82K- 12.7% |
$40.9K - $46.8K
|
53.8K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-11.6K- 14.71% |
$60.7K - $69.4K
|
67.3K
$0
|
|
|
Jan 25, 2022
Q4 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-11.9K- 54.12% |
$62K - $70.9K
|
10K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-12.1KClosed |
$63.2K - $72.2K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-17.9K- 44.08% |
$93.5K - $107K
|
22.7K
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-22.8K- 49.66% |
$119K - $136K
|
23.1K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-30.9KClosed |
$161K - $185K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-52.6KClosed |
$275K - $315K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-54.5K- 8.07% |
$285K - $326K
|
622K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-56.2KClosed |
$294K - $336K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-76.2K- 85.83% |
$398K - $456K
|
12.6K
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-84.4K- 44.25% |
$442K - $505K
|
106K
$0
|