Purchases and Sales Made in Q3 2021 in Franklin Universal Trust (FT)
This table provides information about the institutional ownership of Franklin Universal Trust (FT) during Q3 2021. The information is specifically focused on institutions that hold shares of FRANKLIN UNIVERSAL TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
605KNew |
$4.9M - $5.21M
|
605K
$4.44M
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
171K+ 58.49% |
$1.38M - $1.47M
|
462K
$3.39M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
85.7KNew |
$695K - $738K
|
85.7K
$629K
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
32.6K+ 62.46% |
$265K - $281K
|
84.8K
$623K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
12.9KNew |
$104K - $111K
|
12.9K
$94.5K
|
|
|
Nov 04, 2021
Q3 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
BUY
|
- |
12.6KNew |
$102K - $108K
|
12.6K
$92.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
10.3KNew |
$83.3K - $88.5K
|
10.3K
$75.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
9.71K+ 3.36% |
$78.7K - $83.7K
|
299K
$2.19M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
6.93K+ 10.88% |
$56.2K - $59.7K
|
70.6K
$518K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
3.48KNew |
$28.2K - $30K
|
3.48K
$25.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.8K+ 4.08% |
$22.7K - $24.1K
|
71.4K
$524K
|
|
|
Nov 16, 2021
Q3 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
2.64K+ 16.69% |
$21.4K - $22.7K
|
18.4K
$135K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.29K+ 2.98% |
$18.6K - $19.7K
|
79.1K
$580K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
2.12KNew |
$17.2K - $18.3K
|
2.12K
$15.6K
|
|
|
Oct 13, 2021
Q3 2021
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
236+ 0.91% |
$1.91K - $2.03K
|
26.1K
$192K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
200+ 1.06% |
$1.62K - $1.72K
|
19.1K
$140K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
113+ 0.66% |
$916 - $974
|
17.4K
$127K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
91+ 0.42% |
$738 - $784
|
21.9K
$161K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
29+ 0.12% |
$235 - $250
|
24.3K
$178K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
27+ 0.21% |
$219 - $233
|
12.9K
$94.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1+ 0.0% |
$8.11 - $8.62
|
207K
$1.52M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-322- 0.23% |
$2.61K - $2.78K
|
138K
$1.01M
|
|
|
Oct 22, 2021
Q3 2021
|
Uncommon Cents Investing LLC
|
SELL
|
- |
-325- 0.32% |
$2.64K - $2.8K
|
101K
$744K
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-1.83K- 88.13% |
$14.8K - $15.7K
|
246
$1.81K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.32K- 0.41% |
$18.8K - $20K
|
558K
$4.1M
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-3.64K- 1.33% |
$29.5K - $31.4K
|
269K
$1.98M
|
|
|
Nov 12, 2021
Q3 2021
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-3.8K- 15.4% |
$30.8K - $32.7K
|
20.9K
$153K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-4.45K- 2.89% |
$36.1K - $38.4K
|
150K
$1.1M
|
|
|
Oct 27, 2021
Q3 2021
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-7.49K- 2.51% |
$60.7K - $64.6K
|
291K
$2.13M
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-10KClosed |
$81.1K - $86.2K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Western Financial Corporation
|
SELL
|
- |
-14.4KClosed |
$117K - $124K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-17.3KClosed |
$140K - $149K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-19.5K- 29.86% |
$158K - $168K
|
45.7K
$335K
|
|
|
Nov 15, 2021
Q3 2021
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-26.7K- 41.3% |
$216K - $230K
|
37.9K
$278K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-43K- 11.07% |
$348K - $370K
|
345K
$2.53M
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-66.5K- 22.39% |
$540K - $574K
|
231K
$1.69M
|