Purchases and Sales Made in Q2 2022 in First Trust High Yield Opportunities 2027 Term Fund (FTHY)
This table provides information about the institutional ownership of First Trust High Yield Opportunities 2027 Term Fund (FTHY) during Q2 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2022
Q2 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
745K+ 103.05% |
$10.3M - $13.2M
|
1.47M
$21.3M
|
|
|
Aug 12, 2022
Q2 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
347KNew |
$4.79M - $6.15M
|
347K
$5.04M
|
|
|
Aug 15, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
172K+ 5.38% |
$2.37M - $3.04M
|
3.36M
$48.8M
|
|
|
Oct 27, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
172K+ 5.38% |
$2.37M - $3.04M
|
3.36M
$48.8M
|
|
|
Aug 12, 2022
Q2 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
146KNew |
$2.02M - $2.59M
|
146K
$2.12M
|
|
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
128K+ 28.29% |
$1.77M - $2.27M
|
581K
$8.44M
|
|
|
Aug 12, 2022
Q2 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
127KNew |
$1.76M - $2.26M
|
127K
$1.85M
|
|
|
Aug 15, 2022
Q2 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
111K+ 637.93% |
$1.53M - $1.97M
|
128K
$1.86M
|
|
|
Jul 22, 2022
Q2 2022
|
Spire Wealth Management
|
BUY
|
- |
86.5K+ 11058.31% |
$1.19M - $1.53M
|
87.3K
$1.27M
|
|
|
Aug 15, 2022
Q2 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
63.5KNew |
$877K - $1.13M
|
63.5K
$923K
|
|
|
Aug 10, 2022
Q2 2022
|
Ubs Group Ag
|
BUY
|
- |
57.5K+ 348.76% |
$795K - $1.02M
|
74K
$1.08M
|
|
|
Aug 11, 2022
Q2 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
44.3KNew |
$612K - $785K
|
44.3K
$643K
|
|
|
Aug 08, 2022
Q2 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
35.6KNew |
$492K - $631K
|
35.6K
$517K
|
|
|
Aug 15, 2022
Q2 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
32.3KNew |
$446K - $572K
|
32.3K
$469K
|
|
|
Jul 28, 2022
Q2 2022
|
Matisse Capital
|
BUY
|
- |
31.6KNew |
$436K - $560K
|
31.6K
$459K
|
|
|
Jul 18, 2022
Q2 2022
|
Camelot Portfolios, LLC
|
BUY
|
- |
28.9KNew |
$398K - $511K
|
28.9K
$419K
|
|
|
Aug 12, 2022
Q2 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
26.8K+ 12.09% |
$370K - $475K
|
248K
$3.61M
|
|
|
Aug 12, 2022
Q2 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
18.2KNew |
$251K - $323K
|
18.2K
$264K
|
|
|
Aug 11, 2022
Q2 2022
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
15.8K+ 15.85% |
$218K - $280K
|
115K
$1.68M
|
|
|
Aug 15, 2022
Q2 2022
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
15.2KNew |
$209K - $269K
|
15.2K
$220K
|
|
|
Aug 02, 2022
Q2 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
10.7KNew |
$148K - $190K
|
10.7K
$156K
|
|
|
Jul 28, 2022
Q2 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
8.94K+ 12.55% |
$123K - $158K
|
80.1K
$1.16M
|
|
|
Aug 15, 2022
Q2 2022
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
7.19K+ 1.35% |
$99.2K - $127K
|
540K
$7.85M
|
|
|
Aug 08, 2022
Q2 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
6.06K+ 32.16% |
$83.7K - $107K
|
24.9K
$362K
|
|
|
Aug 12, 2022
Q2 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
5.84K+ 14.1% |
$80.6K - $103K
|
47.2K
$686K
|
|
|
Jul 21, 2022
Q2 2022
|
Wedbush Securities Inc
|
BUY
|
- |
4.07K+ 13.11% |
$56.1K - $72K
|
35.1K
$509K
|
|
|
Aug 15, 2022
Q2 2022
|
Oder Investment Management, LLC
Woodland Hills, CA |
BUY
|
- |
3.89K+ 4.67% |
$53.8K - $69K
|
87.3K
$1.27M
|
|
|
Aug 15, 2022
Q2 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.02K+ 15.2% |
$41.7K - $53.5K
|
22.9K
$332K
|
|
|
Aug 12, 2022
Q2 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.92K+ 61.52% |
$40.4K - $51.8K
|
7.67K
$111K
|
|
|
Sep 06, 2024
Q2 2022
|
World Equity Group, Inc.
Schaumburg, IL |
BUY
|
- |
1.98K+ 1.31% |
$27.3K - $35.1K
|
153K
$2.22M
|
|
|
Sep 06, 2022
Q2 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
1.5KNew |
$20.7K - $26.6K
|
1.5K
$21.8K
|
|
|
Aug 12, 2022
Q2 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.25K+ 10.16% |
$17.3K - $22.2K
|
13.6K
$197K
|
|
|
Jul 29, 2022
Q2 2022
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
1.05KNew |
$14.5K - $18.6K
|
1.05K
$15.2K
|
|
|
Aug 04, 2022
Q2 2022
|
Nova Point Capital, LLC
|
BUY
|
- |
1K+ 8.82% |
$13.8K - $17.7K
|
12.3K
$179K
|
|
|
Jul 13, 2022
Q2 2022
|
Acg Wealth
|
BUY
|
- |
515New |
$7.11K - $9.13K
|
515
$7.48K
|
|
|
Aug 12, 2022
Q2 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
315+ 0.33% |
$4.35K - $5.58K
|
94.7K
$1.38M
|
|
|
Aug 08, 2022
Q2 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-750Closed |
$10.4K - $13.3K
|
0
$0
|
|
|
Aug 01, 2022
Q2 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-837- 4.18% |
$11.6K - $14.8K
|
19.2K
$278K
|
|
|
Aug 15, 2022
Q2 2022
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-1.31K- 7.78% |
$18K - $23.1K
|
15.5K
$225K
|
|
|
Aug 12, 2022
Q2 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.5KClosed |
$20.7K - $26.6K
|
0
$0
|
|
|
Aug 03, 2022
Q2 2022
|
Columbia Advisory Partners LLC
|
SELL
|
- |
-1.83K- 9.35% |
$25.2K - $32.3K
|
17.7K
$257K
|
|
|
Aug 15, 2022
Q2 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-3.03K- 14.59% |
$41.8K - $53.7K
|
17.7K
$257K
|
|
|
Aug 12, 2022
Q2 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.39K- 16.8% |
$46.7K - $60K
|
16.8K
$243K
|
|
|
Jul 13, 2022
Q2 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.44K- 2.21% |
$47.6K - $61K
|
152K
$2.21M
|
|
|
Aug 15, 2022
Q2 2022
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-6.12K- 1.64% |
$84.5K - $108K
|
368K
$5.34M
|
|
|
Aug 15, 2022
Q2 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-6.99K- 2.12% |
$96.5K - $124K
|
323K
$4.69M
|
|
|
Aug 03, 2022
Q2 2022
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-7.5K- 11.54% |
$104K - $133K
|
57.5K
$835K
|
|
|
Aug 03, 2022
Q2 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-8.11K- 2.19% |
$112K - $144K
|
363K
$5.27M
|
|
|
Aug 09, 2022
Q2 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-8.9K- 47.09% |
$123K - $158K
|
10K
$145K
|
|
|
Aug 16, 2022
Q2 2022
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
SELL
|
- |
-9.9KClosed |
$137K - $175K
|
0
$0
|