Purchases and Sales Made in Q3 2025 in First Trust High Yield Opportunities 2027 Term Fund (FTHY)
This table provides information about the institutional ownership of First Trust High Yield Opportunities 2027 Term Fund (FTHY) during Q3 2025. The information is specifically focused on institutions that hold shares of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
163K+ 5.17% |
$2.37M - $2.43M
|
3.32M
$46.4M
|
|
|
Nov 04, 2025
Q3 2025
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
78.1K+ 21.52% |
$1.13M - $1.16M
|
441K
$6.16M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
71.9K+ 27.55% |
$1.04M - $1.07M
|
333K
$4.65M
|
|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
56.6K+ 4.04% |
$821K - $842K
|
1.46M
$20.4M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
34.7K+ 630.52% |
$503K - $515K
|
40.2K
$561K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
34K+ 12.88% |
$493K - $505K
|
298K
$4.16M
|
|
|
Oct 30, 2025
Q3 2025
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
31.4KNew |
$455K - $467K
|
31.4K
$439K
|
|
|
Oct 08, 2025
Q3 2025
|
Sheets Smith Investment Management
Houston, TX |
BUY
|
- |
27.5KNew |
$399K - $409K
|
27.5K
$384K
|
|
|
Oct 27, 2025
Q3 2025
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
21.7K+ 41.82% |
$314K - $322K
|
73.5K
$1.03M
|
|
|
Nov 14, 2025
Q3 2025
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
18.4KNew |
$266K - $273K
|
18.4K
$257K
|
|
|
Oct 22, 2025
Q3 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
18.3K+ 19.68% |
$265K - $272K
|
111K
$1.56M
|
|
|
Jan 05, 2026
Q3 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
18K+ 2249.38% |
$261K - $267K
|
18.8K
$263K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
16.6KNew |
$240K - $246K
|
16.6K
$232K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
15.9K+ 77.67% |
$230K - $236K
|
36.3K
$507K
|
|
|
Nov 07, 2025
Q3 2025
|
Readystate Asset Management LP
Chicago, IL |
BUY
|
- |
15.2KNew |
$220K - $225K
|
15.2K
$212K
|
|
|
Oct 23, 2025
Q3 2025
|
Narwhal Capital Management
|
BUY
|
- |
13.5K+ 6.44% |
$195K - $200K
|
223K
$3.11M
|
|
|
Oct 27, 2025
Q3 2025
|
Kennedy Investment Group
West Depford, NJ |
BUY
|
- |
12.5K+ 1.08% |
$180K - $185K
|
1.17M
$16.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
12.4KNew |
$180K - $185K
|
12.4K
$174K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
11.5K+ 6.99% |
$167K - $171K
|
176K
$2.46M
|
|
|
Nov 10, 2025
Q3 2025
|
Oder Investment Management, LLC
Woodland Hills, CA |
BUY
|
- |
4.41K+ 2.81% |
$63.9K - $65.5K
|
161K
$2.25M
|
|
|
Nov 06, 2025
Q3 2025
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
2.92K+ 14.76% |
$42.3K - $43.4K
|
22.7K
$317K
|
|
|
Nov 10, 2025
Q3 2025
|
Colonial Trust Advisors
Spartanburg, SC |
BUY
|
- |
2.25K+ 300.0% |
$32.6K - $33.4K
|
3K
$41.9K
|
|
|
Nov 04, 2025
Q3 2025
|
Tfb Advisors LLC
Overland Park, KS |
BUY
|
- |
2.05K+ 1.85% |
$29.6K - $30.4K
|
113K
$1.57M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2KNew |
$29K - $29.7K
|
2K
$27.9K
|
|
|
Oct 23, 2025
Q3 2025
|
Cx Institutional
|
BUY
|
- |
1.97KNew |
$28.5K - $29.2K
|
1.97K
$27.5K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
1.37K+ 1.85% |
$19.9K - $20.4K
|
75.7K
$1.06M
|
|
|
Nov 06, 2025
Q3 2025
|
Assetmark, Inc
|
BUY
|
- |
888+ 4933.33% |
$12.9K - $13.2K
|
906
$12.7K
|
|
|
Oct 16, 2025
Q3 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
340+ 1.4% |
$4.93K - $5.05K
|
24.6K
$344K
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
227+ 0.29% |
$3.29K - $3.37K
|
79.8K
$1.12M
|
|
|
Nov 10, 2025
Q3 2025
|
Insight Advisors, LLC
Newtown, PA |
BUY
|
- |
132+ 0.21% |
$1.91K - $1.96K
|
63K
$880K
|
|
|
Oct 22, 2025
Q3 2025
|
Daymark Wealth Partners, LLC
Cincinnati, OH |
BUY
|
- |
86+ 0.8% |
$1.25K - $1.28K
|
10.9K
$152K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
48+ 0.17% |
$696 - $713
|
27.8K
$389K
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
36+ 1.02% |
$522 - $535
|
3.55K
$49.6K
|
|
|
Oct 08, 2025
Q3 2025
|
Rise Advisors, LLC
|
BUY
|
- |
35+ 2.58% |
$507 - $520
|
1.39K
$19.5K
|
|
|
Nov 06, 2025
Q3 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
32+ 0.43% |
$464 - $476
|
7.42K
$104K
|
|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
20+ 1.12% |
$290 - $297
|
1.8K
$25.1K
|
|
|
Oct 29, 2025
Q3 2025
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
BUY
|
- |
12+ 2.96% |
$174 - $178
|
417
$5.83K
|
|
|
Oct 29, 2025
Q3 2025
|
Wpg Advisers, LLC
Baltimore, MD |
BUY
|
- |
6+ 6.59% |
$86.9 - $89.2
|
97
$1.36K
|
|
|
Nov 10, 2025
Q3 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
1+ 2.04% |
$14.5 - $14.9
|
50
$699
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1New |
$14.5 - $14.9
|
1
$14
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-6- 0.04% |
$86.9 - $89.2
|
13.8K
$193K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
SELL
|
- |
-6- 0.04% |
$86.9 - $89.2
|
14.9K
$208K
|
|
|
Nov 10, 2025
Q3 2025
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-6- -0.0% |
$86.9 - $89.2
|
145K
$2.03M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-380- 2.32% |
$5.51K - $5.65K
|
16K
$223K
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-659- 1.54% |
$9.55K - $9.79K
|
42K
$587K
|
|
|
Oct 17, 2025
Q3 2025
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-992- 6.21% |
$14.4K - $14.7K
|
15K
$209K
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-1.19K- 2.38% |
$17.3K - $17.7K
|
48.9K
$684K
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-1.53K- 1.21% |
$22.2K - $22.8K
|
125K
$1.75M
|
|
|
Nov 14, 2025
Q3 2025
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-1.96K- 0.35% |
$28.4K - $29.2K
|
557K
$7.78M
|
|
|
Oct 31, 2025
Q3 2025
|
Winebrenner Capital Management LLC
Louisville, KY |
SELL
|
- |
-2.93K- 0.86% |
$42.5K - $43.6K
|
338K
$4.72M
|
|