Purchases and Sales Made in Q3 2025 in First Trust High Yield Opportunities 2027 Term Fund (FTHY)
This table provides information about the institutional ownership of First Trust High Yield Opportunities 2027 Term Fund (FTHY) during Q3 2025. The information is specifically focused on institutions that hold shares of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2025
Q3 2025
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-3.79K- 17.17% |
$55K - $56.4K
|
18.3K
$256K
|
|
|
Oct 24, 2025
Q3 2025
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-3.9K- 8.12% |
$56.4K - $57.9K
|
44.1K
$616K
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-4.54K- 4.13% |
$65.7K - $67.4K
|
105K
$1.47M
|
|
|
Nov 14, 2025
Q3 2025
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-4.57K- 8.49% |
$66.2K - $67.9K
|
49.2K
$688K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-5K- 82.33% |
$72.5K - $74.3K
|
1.07K
$15K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-6.11K- 7.42% |
$88.5K - $90.8K
|
76.2K
$1.06M
|
|
|
Oct 27, 2025
Q3 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-7.3K- 6.77% |
$106K - $108K
|
101K
$1.41M
|
|
|
Nov 12, 2025
Q3 2025
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-8.94K- 2.63% |
$130K - $133K
|
331K
$4.63M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-10.1K- 22.97% |
$147K - $150K
|
33.9K
$474K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-13.7K- 2.1% |
$199K - $204K
|
638K
$8.91M
|
|
|
Nov 06, 2025
Q3 2025
|
Blue Chip Wealth Advisors LLC
Milton, GA |
SELL
|
- |
-14.4K- 29.25% |
$208K - $214K
|
34.8K
$486K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-17.6K- 12.58% |
$255K - $262K
|
122K
$1.71M
|
|
|
Nov 14, 2025
Q3 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-29.8K- 2.69% |
$432K - $443K
|
1.08M
$15M
|
|
|
Oct 22, 2025
Q3 2025
|
D.A. Davidson & Co.
|
SELL
|
- |
-31.4K- 7.6% |
$456K - $467K
|
382K
$5.34M
|
|
|
Nov 14, 2025
Q3 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-32.6K- 4.48% |
$473K - $485K
|
696K
$9.72M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-43.6K- 20.09% |
$631K - $648K
|
173K
$2.42M
|
|
|
Nov 14, 2025
Q3 2025
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-74K- 15.0% |
$1.07M - $1.1M
|
420K
$5.86M
|
|
|
Oct 29, 2025
Q3 2025
|
Huntleigh Advisors, Inc.
St. Louis, MO |
SELL
|
- |
-324K- 53.42% |
$4.69M - $4.81M
|
282K
$3.94M
|
|