Purchases and Sales Made in Q4 2022 in First Trust High Yield Opportunities 2027 Term Fund (FTHY)
This table provides information about the institutional ownership of First Trust High Yield Opportunities 2027 Term Fund (FTHY) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-579- 35.05% |
$7.67K - $8.5K
|
1.07K
$15.6K
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-592- 1.34% |
$7.84K - $8.69K
|
43.6K
$633K
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-2.56K- 8.32% |
$33.8K - $37.5K
|
28.1K
$409K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-3.76K- 16.71% |
$49.8K - $55.3K
|
18.8K
$272K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-4.48K- 17.47% |
$59.3K - $65.8K
|
21.2K
$307K
|
|
|
Jan 27, 2023
Q4 2022
|
Columbia Advisory Partners LLC
|
SELL
|
- |
-4.73K- 23.3% |
$62.6K - $69.4K
|
15.6K
$226K
|
|
|
Feb 13, 2023
Q4 2022
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-6.08K- 3.38% |
$80.5K - $89.2K
|
174K
$2.52M
|
|
|
Feb 07, 2023
Q4 2022
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-7.5K- 13.04% |
$99.3K - $110K
|
50K
$726K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-8.52K- 44.91% |
$113K - $125K
|
10.5K
$152K
|
|
|
Sep 06, 2024
Q4 2022
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-12.7K- 8.19% |
$169K - $187K
|
143K
$2.07M
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-14.1K- 21.47% |
$187K - $208K
|
51.7K
$751K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-17.9K- 11.5% |
$236K - $262K
|
137K
$2M
|
|
|
Feb 14, 2023
Q4 2022
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-22.1K- 20.86% |
$292K - $324K
|
83.8K
$1.22M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-27K- 27.4% |
$358K - $397K
|
71.6K
$1.04M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-32.5K- 0.97% |
$430K - $477K
|
3.33M
$48.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-37.3K- 2.57% |
$493K - $547K
|
1.41M
$20.5M
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-46.4K- 7.09% |
$614K - $681K
|
608K
$8.83M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-57.7K- 24.64% |
$764K - $848K
|
177K
$2.56M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-60.4K- 29.83% |
$800K - $887K
|
142K
$2.06M
|
|
|
Feb 06, 2023
Q4 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-75.3K- 15.49% |
$997K - $1.11M
|
411K
$5.97M
|
|
|
Feb 10, 2023
Q4 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-160K- 76.33% |
$2.12M - $2.35M
|
49.7K
$721K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-608K- 97.73% |
$8.05M - $8.93M
|
14.1K
$205K
|