Purchases and Sales Made in Q4 2023 in First Trust High Yield Opportunities 2027 Term Fund (FTHY)
This table provides information about the institutional ownership of First Trust High Yield Opportunities 2027 Term Fund (FTHY) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 15, 2024
Q4 2023
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
853KNew |
$10.8M - $12M
|
853K
$12.4M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
504K+ 17.03% |
$6.39M - $7.09M
|
3.46M
$50.3M
|
|
|
Feb 12, 2024
Q4 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
243K+ 139.11% |
$3.09M - $3.42M
|
418K
$6.07M
|
|
|
Feb 09, 2024
Q4 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
239K+ 34.54% |
$3.03M - $3.36M
|
931K
$13.5M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
211K+ 1307.62% |
$2.67M - $2.97M
|
227K
$3.3M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
109KNew |
$1.39M - $1.54M
|
109K
$1.59M
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
107K+ 92.97% |
$1.35M - $1.5M
|
221K
$3.21M
|
|
|
Mar 15, 2024
Q4 2023
|
Blue Chip Wealth Advisors LLC
Milton, GA |
BUY
|
- |
72.5KNew |
$919K - $1.02M
|
72.5K
$1.05M
|
|
|
Jan 29, 2024
Q4 2023
|
Kennedy Investment Group
West Depford, NJ |
BUY
|
- |
56.7K+ 5.29% |
$719K - $798K
|
1.13M
$16.4M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
56.6K+ 293.84% |
$718K - $797K
|
75.9K
$1.1M
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
54.5K+ 14.31% |
$691K - $766K
|
435K
$6.32M
|
|
|
Jun 25, 2024
Q4 2023
|
Meteora Capital, LLC
Boca Raton, FL |
BUY
|
- |
53.2K+ 111.36% |
$675K - $749K
|
101K
$1.47M
|
|
|
Nov 13, 2024
Q4 2023
|
Rareview Capital LLC
Las Vegas, NV |
BUY
|
- |
48.8KNew |
$618K - $686K
|
48.8K
$708K
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
33.7K+ 60.89% |
$428K - $475K
|
89.1K
$1.29M
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
32.5KNew |
$412K - $457K
|
32.5K
$471K
|
|
|
Feb 05, 2024
Q4 2023
|
Oder Investment Management, LLC
Woodland Hills, CA |
BUY
|
- |
29.1K+ 27.54% |
$369K - $410K
|
135K
$1.96M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
27.2K+ 7.33% |
$345K - $383K
|
399K
$5.79M
|
|
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
25K+ 12.63% |
$317K - $352K
|
223K
$3.24M
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
BUY
|
- |
25K+ 44.9% |
$317K - $352K
|
80.6K
$1.17M
|
|
|
Feb 12, 2024
Q4 2023
|
Stablepoint Partners, LLC
Braintree, MA |
BUY
|
- |
24.4KNew |
$309K - $343K
|
24.4K
$354K
|
|
|
Jan 23, 2024
Q4 2023
|
Camelot Portfolios, LLC
|
BUY
|
- |
23.5K+ 56.82% |
$298K - $331K
|
65K
$943K
|
|
|
Feb 14, 2024
Q4 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
20.4K+ 7.43% |
$258K - $286K
|
294K
$4.27M
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
19.8KNew |
$251K - $279K
|
19.8K
$288K
|
|
|
Feb 13, 2024
Q4 2023
|
Flow State Investments, L.P.
Chicago, IL |
BUY
|
- |
18.5KNew |
$235K - $261K
|
18.5K
$269K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
17.2K+ 2.8% |
$218K - $241K
|
630K
$9.15M
|
|
|
Feb 14, 2024
Q4 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
13.7K+ 23.48% |
$173K - $192K
|
71.8K
$1.04M
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
BUY
|
- |
13KNew |
$164K - $182K
|
13K
$188K
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
12.8KNew |
$162K - $180K
|
12.8K
$185K
|
|
|
Feb 07, 2024
Q4 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
12KNew |
$152K - $169K
|
12K
$174K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
10.9K+ 30.65% |
$138K - $154K
|
46.5K
$675K
|
|
|
Feb 26, 2024
Q4 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
10.4KNew |
$132K - $146K
|
10.4K
$151K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
9.48K+ 12.82% |
$120K - $133K
|
83.4K
$1.21M
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
8.42K+ 324.34% |
$107K - $119K
|
11K
$160K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
7.5K+ 1500.0% |
$95.1K - $106K
|
8K
$116K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.41K+ 11.7% |
$30.6K - $33.9K
|
23K
$334K
|
|
|
Jan 24, 2024
Q4 2023
|
Allworth Financial LP
|
BUY
|
- |
2KNew |
$25.4K - $28.1K
|
2K
$29K
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
1.65KNew |
$20.9K - $23.2K
|
1.65K
$24K
|
|
|
Jan 16, 2024
Q4 2023
|
Nova Point Capital, LLC
|
BUY
|
- |
1.09K+ 7.66% |
$13.9K - $15.4K
|
15.4K
$223K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
639+ 3.33% |
$8.1K - $8.99K
|
19.8K
$288K
|
|
|
Jan 23, 2024
Q4 2023
|
Insight Advisors, LLC
Newtown, PA |
BUY
|
- |
596+ 1.84% |
$7.56K - $8.39K
|
33K
$479K
|
|
|
Jan 18, 2024
Q4 2023
|
Gradient Investments LLC
|
BUY
|
- |
400New |
$5.07K - $5.63K
|
400
$5.81K
|
|
|
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
322New |
$4.08K - $4.53K
|
322
$4.68K
|
|
|
Feb 27, 2024
Q4 2023
|
Beaird Harris Wealth Management, LLC
Dallas, TX |
BUY
|
- |
315New |
$3.99K - $4.43K
|
315
$4.57K
|
|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
70New |
$888 - $985
|
70
$1.02K
|
|
|
Feb 09, 2024
Q4 2023
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
52+ 2.97% |
$659 - $732
|
1.8K
$26.2K
|
|
|
Jan 10, 2024
Q4 2023
|
Rise Advisors, LLC
|
BUY
|
- |
33+ 2.93% |
$418 - $464
|
1.16K
$16.8K
|
|
|
Feb 08, 2024
Q4 2023
|
American National Bank
|
BUY
|
- |
27New |
$342 - $380
|
27
$392
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
2+ 0.01% |
$25.4 - $28.1
|
21.3K
$309K
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-141- 0.7% |
$1.79K - $1.98K
|
20K
$290K
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-152- 7.38% |
$1.93K - $2.14K
|
1.91K
$27.7K
|