Purchases and Sales Made in Q4 2023 in First Trust High Yield Opportunities 2027 Term Fund (FTHY)
This table provides information about the institutional ownership of First Trust High Yield Opportunities 2027 Term Fund (FTHY) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-349- 0.46% |
$4.43K - $4.91K
|
76.2K
$1.11M
|
|
|
Feb 14, 2024
Q4 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-352- 9.95% |
$4.46K - $4.95K
|
3.18K
$46.2K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-426- 2.0% |
$5.4K - $5.99K
|
20.9K
$303K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.2K- 10.43% |
$15.2K - $16.9K
|
10.3K
$150K
|
|
|
Feb 05, 2024
Q4 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-1.54K- 1.67% |
$19.5K - $21.6K
|
90.4K
$1.31M
|
|
|
Jul 22, 2024
Q4 2023
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-1.59K- 1.11% |
$20.2K - $22.4K
|
142K
$2.07M
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-1.78K- 0.26% |
$22.6K - $25.1K
|
695K
$10.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-1.79K- 14.86% |
$22.7K - $25.2K
|
10.2K
$149K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-1.79K- 12.34% |
$22.7K - $25.2K
|
12.7K
$185K
|
|
|
Jan 24, 2024
Q4 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-2.11K- 11.31% |
$26.7K - $29.7K
|
16.5K
$240K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.6K- 16.39% |
$33K - $36.6K
|
13.3K
$193K
|
|
|
Feb 06, 2024
Q4 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-3.08K- 4.17% |
$39.1K - $43.4K
|
70.9K
$1.03M
|
|
|
Jan 12, 2024
Q4 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-3.84K- 10.74% |
$48.7K - $54K
|
31.9K
$463K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-4.25K- 20.91% |
$53.9K - $59.8K
|
16.1K
$234K
|
|
|
Feb 14, 2024
Q4 2023
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-7.11K- 8.51% |
$90.1K - $100K
|
76.4K
$1.11M
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-8.13K- 16.85% |
$103K - $114K
|
40.1K
$582K
|
|
|
Feb 15, 2024
Q4 2023
|
Bullseye Investment Management, LLC
|
SELL
|
- |
-8.17K- 3.72% |
$104K - $115K
|
211K
$3.07M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-8.79K- 9.83% |
$111K - $124K
|
80.7K
$1.17M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-9.19K- 36.17% |
$117K - $129K
|
16.2K
$235K
|
|
|
Feb 13, 2024
Q4 2023
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-9.45K- 5.73% |
$120K - $133K
|
155K
$2.26M
|
|
|
Feb 14, 2024
Q4 2023
|
Meteora Capital, LLC
Boca Raton, FL |
SELL
|
- |
-9.86K- 8.9% |
$125K - $139K
|
101K
$1.47M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-16K- 11.58% |
$202K - $225K
|
122K
$1.77M
|
|
|
Jan 18, 2024
Q4 2023
|
Tfb Advisors LLC
Overland Park, KS |
SELL
|
- |
-17.5K- 13.17% |
$222K - $246K
|
115K
$1.67M
|
|
|
Feb 14, 2024
Q4 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-18.3K- 3.39% |
$231K - $257K
|
521K
$7.56M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-20.9K- 0.6% |
$266K - $295K
|
3.46M
$50.3M
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-24.6K- 12.98% |
$312K - $346K
|
165K
$2.4M
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-38.6K- 16.93% |
$489K - $543K
|
189K
$2.75M
|
|
|
Jan 25, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-211K- 92.82% |
$2.67M - $2.97M
|
16.3K
$237K
|