Latest Institutional Transactions on First Trust Senior Ln Fund (FTSL)
This table provides information on the latest institutional transactions involving First Trust Senior Ln Fund (FTSL) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 16, 2026
Q4 2025
|
Balboa Wealth Partners
Newport Beach, CA |
BUY
|
- |
3.44K+ 45.02% |
$157K - $158K
|
11.1K
$510K
|
|
|
Jan 16, 2026
Q4 2025
|
Morris Retirement Advisors, LLC
Parsippany, NJ |
BUY
|
- |
43+ 0.38% |
$1.96K - $1.98K
|
11.4K
$523K
|
|
|
Jan 16, 2026
Q4 2025
|
Ivc Wealth Advisors LLC
|
SELL
|
- |
-436- 6.85% |
$19.9K - $20K
|
5.93K
$272K
|
|
|
Jan 16, 2026
Q4 2025
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
1.11K+ 4.56% |
$50.7K - $51.1K
|
25.5K
$1.17M
|
|
|
Jan 15, 2026
Q4 2025
|
Presidio Capital Management, LLC
|
BUY
|
- |
10.2K+ 35.0% |
$464K - $467K
|
39.2K
$1.8M
|
|
|
Jan 15, 2026
Q4 2025
|
Brookstone Capital Management
|
SELL
|
- |
-3.36K- 2.98% |
$153K - $154K
|
109K
$5.03M
|
|
|
Jan 15, 2026
Q4 2025
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-245- 1.94% |
$11.2K - $11.3K
|
12.4K
$569K
|
|
|
Jan 15, 2026
Q4 2025
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-2.4K- 9.32% |
$110K - $110K
|
23.4K
$1.07M
|
|
|
Jan 15, 2026
Q4 2025
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
11.5K+ 6.33% |
$527K - $531K
|
194K
$8.91M
|
|
|
Jan 15, 2026
Q4 2025
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
5.83K+ 3.37% |
$266K - $268K
|
178K
$8.2M
|
|
|
Jan 14, 2026
Q4 2025
|
Fairvoy Private Wealth, LLC
Birmingham, AL |
BUY
|
- |
1.05K+ 0.34% |
$48K - $48.4K
|
309K
$14.2M
|
|
|
Jan 14, 2026
Q4 2025
|
Exchange Traded Concepts, LLC
|
BUY
|
- |
10.7K+ 5.73% |
$490K - $494K
|
198K
$9.12M
|
|
|
Jan 14, 2026
Q4 2025
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
2.82K+ 9.98% |
$128K - $129K
|
31K
$1.43M
|
|
|
Jan 14, 2026
Q4 2025
|
Southland Equity Partners LLC
Wildwood, MO |
SELL
|
- |
-222- 4.13% |
$10.1K - $10.2K
|
5.15K
$237K
|
|
|
Jan 14, 2026
Q4 2025
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-954- 7.09% |
$43.5K - $43.9K
|
12.5K
$575K
|
|
|
Jan 14, 2026
Q4 2025
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
3.7K+ 5.68% |
$169K - $170K
|
68.9K
$3.17M
|
|
|
Jan 14, 2026
Q4 2025
|
River Tree Advisors, LLC
Winter Park, FL |
SELL
|
- |
-3.33K- 1.8% |
$152K - $153K
|
181K
$8.33M
|
|
|
Jan 14, 2026
Q4 2025
|
Spire Wealth Management
|
SELL
|
- |
-345- 2.16% |
$15.7K - $15.9K
|
15.6K
$718K
|
|
|
Jan 13, 2026
Q4 2025
|
Signature Securities Group Corporation
|
BUY
|
- |
605+ 0.93% |
$27.6K - $27.8K
|
65.7K
$3.02M
|
|
|
Jan 13, 2026
Q4 2025
|
Mayflower Financial Advisors, LLC
|
SELL
|
- |
-1.78K- 9.27% |
$81.1K - $81.8K
|
17.4K
$800K
|
|
|
Jan 13, 2026
Q4 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-240- 21.86% |
$10.9K - $11K
|
858
$39.4K
|
|
|
Jan 12, 2026
Q4 2025
|
Vision Point Advisory Group, LLC
Dallas, TX |
SELL
|
- |
-1.01K- 10.37% |
$45.8K - $46.2K
|
8.69K
$399K
|
|
|
Jan 12, 2026
Q4 2025
|
Davenport & CO LLC
|
BUY
|
- |
18.9K+ 12.53% |
$863K - $870K
|
170K
$7.8M
|
|
|
Jan 12, 2026
Q4 2025
|
Tl Private Wealth
|
BUY
|
- |
18.5K+ 3.59% |
$845K - $852K
|
535K
$24.6M
|
|
|
Jan 12, 2026
Q4 2025
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
602+ 10.73% |
$27.5K - $27.7K
|
6.21K
$286K
|
|
|
Jan 08, 2026
Q4 2025
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-11.1K- 29.71% |
$508K - $512K
|
26.4K
$1.21M
|
|
|
Jan 08, 2026
Q4 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
5.86K+ 2.46% |
$268K - $270K
|
244K
$11.2M
|
|
|
Jan 07, 2026
Q4 2025
|
True Wealth Advisors, LLC
|
SELL
|
- |
-46.8K- 32.55% |
$2.13M - $2.15M
|
97K
$4.46M
|
|
|
Jan 07, 2026
Q4 2025
|
Puff Wealth Management, LLC
Haddonfield, NJ |
SELL
|
- |
-1.74K- 6.88% |
$79.6K - $80.2K
|
23.6K
$1.09M
|
|
|
Jan 07, 2026
Q4 2025
|
Winebrenner Capital Management LLC
Louisville, KY |
SELL
|
- |
-765- 11.56% |
$34.9K - $35.2K
|
5.86K
$269K
|
|
|
Jan 07, 2026
Q4 2025
|
Hilltop National Bank
Casper, WY |
BUY
|
- |
125New |
$5.7K - $5.75K
|
125
$5.75K
|
|
|
Jan 07, 2026
Q4 2025
|
Lake Street Financial LLC
|
BUY
|
- |
4.54K+ 3.01% |
$207K - $209K
|
155K
$7.14M
|
|
|
Jan 07, 2026
Q4 2025
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
12.4K+ 3.17% |
$567K - $571K
|
404K
$18.6M
|
|
|
Jan 06, 2026
Q4 2025
|
Wealth Care Investment Partners, LLC
|
SELL
|
- |
-404- 2.94% |
$18.4K - $18.6K
|
13.3K
$612K
|
|
|
Jan 06, 2026
Q4 2025
|
Investors Research Corp
|
SELL
|
- |
-372- 1.24% |
$17K - $17.1K
|
29.5K
$1.36M
|
|
|
Jan 05, 2026
Q4 2025
|
Park Avenue Securities LLC
|
SELL
|
- |
-1.06K- 1.92% |
$48.4K - $48.8K
|
54.2K
$2.49M
|
|
| Q3 2025 | |||||||
|
Jan 13, 2026
Q3 2025
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-5.27K- 6.24% |
$242K - $244K
|
79.2K
$3.64M
|
|
|
Jan 06, 2026
Q3 2025
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-69- 44.23% |
$3.16K - $3.19K
|
87
$4K
|
|
|
Dec 31, 2025
Q3 2025
|
Pvg Asset Management Corp
Golden, CO |
BUY
|
- |
860+ 16.63% |
$39.4K - $39.7K
|
6.03K
$277K
|
|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
BUY
|
- |
4.62K+ 23.51% |
$211K - $213K
|
24.2K
$1.11M
|
|
|
Nov 25, 2025
Q3 2025
|
Little Harbor Advisors, LLC
|
SELL
|
- |
-26.6K- 17.58% |
$1.22M - $1.23M
|
125K
$5.72M
|
|
|
Nov 21, 2025
Q3 2025
|
Petix & Botte CO
|
BUY
|
- |
13.2K+ 14.27% |
$604K - $609K
|
106K
$4.85M
|
|
|
Nov 20, 2025
Q3 2025
|
Wbi Investments, Inc.
|
SELL
|
- |
-2.87K- 18.55% |
$131K - $132K
|
12.6K
$579K
|
|
|
Nov 20, 2025
Q3 2025
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1.76K- 43.72% |
$80.7K - $81.3K
|
2.27K
$104K
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
3.32K+ 178.31% |
$152K - $153K
|
5.19K
$238K
|
|
|
Nov 19, 2025
Q3 2025
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.6K+ 4.36% |
$73.4K - $74K
|
38.3K
$1.76M
|
|
|
Nov 18, 2025
Q3 2025
|
Tcfg Wealth Management, LLC
Laguna Niguel, CA |
SELL
|
- |
-159- 0.68% |
$7.28K - $7.34K
|
23.1K
$1.06M
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
217+ 1.26% |
$9.94K - $10K
|
17.4K
$800K
|
|
|
Nov 17, 2025
Q3 2025
|
Harvest Investment Services, LLC
|
BUY
|
- |
2.19K+ 2.6% |
$100K - $101K
|
86.4K
$3.97M
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-149K- 78.62% |
$6.85M - $6.9M
|
40.6K
$1.87M
|
|