Latest Institutional Transactions on First Trust Senior Ln Fund (FTSL)
This table provides information on the latest institutional transactions involving First Trust Senior Ln Fund (FTSL) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 01, 2019
Q2 2019
|
Bedel Financial Consulting, Inc.
|
SELL
|
- |
-1.73KClosed |
$81.6K - $83K
|
0
$0
|
|
|
Jul 12, 2019
Q2 2019
|
Riverview Trust CO
|
SELL
|
- |
-71Closed |
$3.35K - $3.4K
|
0
$0
|
|
|
Jul 09, 2019
Q2 2019
|
Stone House Investment Management, LLC
|
SELL
|
- |
-1.48KClosed |
$69.7K - $71K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Oct 15, 2019
Q1 2019
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-12.6KClosed |
$573K - $601K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Winch Advisory Services, LLC
Appleton, WI |
SELL
|
- |
-100Closed |
$4.55K - $4.77K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-838Closed |
$38.1K - $40K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-147KClosed |
$6.67M - $6.99M
|
0
$0
|
|
|
May 08, 2019
Q1 2019
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-14.1KClosed |
$641K - $672K
|
0
$0
|
|
|
Apr 23, 2019
Q1 2019
|
Hudock, Inc.
|
SELL
|
- |
-243Closed |
$11.1K - $11.6K
|
0
$0
|
|
|
Apr 22, 2019
Q1 2019
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-106Closed |
$4.82K - $5.05K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-23.7KClosed |
$1.08M - $1.14M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Alesco Advisors LLC
Pittsford, NY |
SELL
|
- |
-63.5KClosed |
$2.88M - $3.06M
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-200Closed |
$9.08K - $9.63K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Jnba Financial Advisors
|
SELL
|
- |
-310Closed |
$14.1K - $14.9K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-200Closed |
$9.08K - $9.63K
|
0
$0
|
|
|
Jan 29, 2019
Q4 2018
|
Allen Capital Group, LLC
|
SELL
|
- |
-8.77KClosed |
$398K - $422K
|
0
$0
|
|
|
Jan 23, 2019
Q4 2018
|
Madden Advisory Services, Inc.
|
SELL
|
- |
-6.66KClosed |
$303K - $321K
|
0
$0
|
|
|
Jan 22, 2019
Q4 2018
|
Cypress Wealth Services, LLC
|
SELL
|
- |
-4.3KClosed |
$195K - $207K
|
0
$0
|
|
|
Jan 18, 2019
Q4 2018
|
Alpha Omega Wealth Management LLC
|
SELL
|
- |
-310Closed |
$14.1K - $14.9K
|
0
$0
|
|
|
Jan 16, 2019
Q4 2018
|
Ckw Financial Group
|
SELL
|
- |
-405Closed |
$18.4K - $19.5K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Trilogy Capital Inc.
|
SELL
|
- |
-17Closed |
$772 - $819
|
0
$0
|
|
|
Jan 07, 2019
Q4 2018
|
Advocacy Wealth Management Services, LLC
|
SELL
|
- |
-562Closed |
$25.5K - $27.1K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Dec 06, 2018
Q3 2018
|
Strategic Wealth Partners, Ltd.
Independence, OH |
SELL
|
- |
-431Closed |
$20.6K - $20.7K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Horizon Investments, LLC
Charlotte, NC |
SELL
|
- |
-332KClosed |
$15.9M - $16M
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
241KNew |
$11.5M - $11.6M
|
241K
$11.1M
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-222Closed |
$10.6K - $10.7K
|
0
$0
|
|
|
Oct 22, 2018
Q3 2018
|
Regions Financial Corp
|
SELL
|
- |
-809Closed |
$38.6K - $38.9K
|
0
$0
|
|
|
Oct 17, 2018
Q3 2018
|
Founders Financial Securities LLC
|
SELL
|
- |
-13.9KClosed |
$664K - $669K
|
0
$0
|
|
|
Oct 01, 2018
Q3 2018
|
Pfs Investments Inc.
Duluth, GA |
SELL
|
- |
-107KClosed |
$5.09M - $5.13M
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 09, 2018
Q2 2018
|
Litman Gregory Wealth Management LLC
|
SELL
|
- |
-1.78KClosed |
$84.8K - $85.7K
|
0
$0
|
|
|
Aug 07, 2018
Q2 2018
|
Highland Private Wealth Management
|
SELL
|
- |
-32.3KClosed |
$1.54M - $1.56M
|
0
$0
|
|
|
Jul 25, 2018
Q2 2018
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-233KClosed |
$11.1M - $11.2M
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 14, 2018
Q1 2018
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
2.19K+ 21.67% |
$105K - $106K
|
12.3K
$564K
|
|
|
May 10, 2018
Q1 2018
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-700Closed |
$33.6K - $33.9K
|
0
$0
|
|
|
Apr 26, 2018
Q1 2018
|
First Interstate Bank
Billings, MT |
SELL
|
- |
-594Closed |
$28.5K - $28.7K
|
0
$0
|
|
|
Apr 19, 2018
Q1 2018
|
Cordasco Financial Network
|
SELL
|
- |
-100Closed |
$4.81K - $4.84K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Dec 06, 2018
Q3 2017
|
Bell Rock Capital LLC
|
SELL
|
- |
-152Closed |
$7.32K - $7.32K
|
0
$0
|
|
|
Nov 14, 2017
Q3 2017
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
1New |
$48.2 - $48.2
|
1
$46
|
|
|
Nov 14, 2017
Q3 2017
|
Old Mission Capital LLC
|
BUY
|
PUT |
56.2KNew |
$2.71M - $2.71M
|
56.2K
$2.59M
|
|
|
Nov 09, 2017
Q3 2017
|
Lvw Advisors, LLC
|
SELL
|
- |
-484KClosed |
$23.3M - $23.3M
|
0
$0
|
|
|
Nov 06, 2017
Q3 2017
|
All Square Wealth Management LLC
Albany, NY |
BUY
|
- |
48New |
$2.31K - $2.31K
|
48
$2.21K
|
|