Latest Institutional Transactions on First Trust Senior Ln Fund (FTSL)
This table provides information on the latest institutional transactions involving First Trust Senior Ln Fund (FTSL) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2025
Q3 2025
|
Octavia Wealth Advisors, LLC
|
SELL
|
- |
-428- 3.79% |
$19.6K - $19.8K
|
10.9K
$500K
|
|
|
Oct 27, 2025
Q3 2025
|
Stephens Inc
|
SELL
|
- |
-133- 2.46% |
$6.09K - $6.14K
|
5.27K
$242K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-17K- 28.19% |
$780K - $786K
|
43.4K
$1.99M
|
|
|
Oct 27, 2025
Q3 2025
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
SELL
|
- |
-923- 0.95% |
$42.3K - $42.6K
|
96.4K
$4.43M
|
|
|
Oct 27, 2025
Q3 2025
|
Financial Network Wealth Advisors LLC
Murray, UT |
SELL
|
- |
-1.51K- 53.39% |
$69.2K - $69.7K
|
1.32K
$60.6K
|
|
|
Oct 27, 2025
Q3 2025
|
Midwest Heritage Bank, Fsb
|
SELL
|
- |
-3.16K- 21.82% |
$145K - $146K
|
11.3K
$521K
|
|
|
Oct 24, 2025
Q3 2025
|
Purus Wealth Management, LLC
|
SELL
|
- |
-450- 5.57% |
$20.6K - $20.8K
|
7.63K
$351K
|
|
|
Oct 24, 2025
Q3 2025
|
Fairway Financial, LLC
Casselberry, FL |
BUY
|
- |
4.27K+ 3.6% |
$196K - $197K
|
123K
$5.65M
|
|
|
Oct 24, 2025
Q3 2025
|
Sachetta, LLC
Lynnfield, MA |
BUY
|
- |
2+ 0.26% |
$91.6 - $92.4
|
773
$35.5K
|
|
|
Oct 24, 2025
Q3 2025
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-2.52K- 17.38% |
$115K - $116K
|
12K
$550K
|
|
|
Oct 24, 2025
Q3 2025
|
Columbia Advisory Partners LLC
|
BUY
|
- |
244+ 3.05% |
$11.2K - $11.3K
|
8.24K
$379K
|
|
|
Oct 23, 2025
Q3 2025
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
49+ 0.77% |
$2.24K - $2.26K
|
6.45K
$297K
|
|
|
Oct 23, 2025
Q3 2025
|
Park Avenue Securities LLC
|
SELL
|
- |
-10.3K- 15.75% |
$473K - $477K
|
55.2K
$2.54M
|
|
|
Oct 23, 2025
Q3 2025
|
Cx Institutional
|
BUY
|
- |
3.26KNew |
$149K - $151K
|
3.26K
$150K
|
|
|
Oct 23, 2025
Q3 2025
|
Strategic Blueprint, LLC
Atlanta, GA |
BUY
|
- |
836+ 5.12% |
$38.3K - $38.6K
|
17.2K
$789K
|
|
|
Oct 23, 2025
Q3 2025
|
Spire Wealth Management
|
BUY
|
- |
1.68K+ 11.72% |
$76.7K - $77.4K
|
16K
$734K
|
|
|
Oct 23, 2025
Q3 2025
|
Shore Haven Wealth Partners, LLC
|
BUY
|
- |
2.39K+ 7.48% |
$109K - $110K
|
34.3K
$1.57M
|
|
|
Oct 23, 2025
Q3 2025
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
BUY
|
- |
5.04K+ 105.04% |
$231K - $233K
|
9.84K
$452K
|
|
|
Oct 23, 2025
Q3 2025
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
433+ 4.83% |
$19.8K - $20K
|
9.39K
$432K
|
|
|
Oct 23, 2025
Q3 2025
|
Colorado Capital Management, Inc.
|
BUY
|
- |
3.08K+ 4.19% |
$141K - $142K
|
76.6K
$3.52M
|
|
|
Oct 23, 2025
Q3 2025
|
Valmark Advisers, Inc.
|
BUY
|
- |
1.96K+ 4.87% |
$89.7K - $90.4K
|
42.2K
$1.94M
|
|
|
Oct 23, 2025
Q3 2025
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
684+ 8.84% |
$31.3K - $31.6K
|
8.42K
$387K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
8.61K+ 5.03% |
$394K - $397K
|
180K
$8.26M
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-3- 0.27% |
$137 - $139
|
1.1K
$50.5K
|
|
|
Oct 22, 2025
Q3 2025
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-3.2K- 5.43% |
$147K - $148K
|
55.8K
$2.57M
|
|
|
Oct 22, 2025
Q3 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
811+ 0.92% |
$37.2K - $37.5K
|
88.7K
$4.08M
|
|
|
Oct 22, 2025
Q3 2025
|
Ifrah Financial Services, Inc.
|
SELL
|
- |
-535- 1.06% |
$24.5K - $24.7K
|
49.9K
$2.29M
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-75.8K- 69.29% |
$3.47M - $3.5M
|
33.6K
$1.55M
|
|
|
Oct 21, 2025
Q3 2025
|
Bka Wealth Consulting, Inc.
|
BUY
|
- |
1.68K+ 9.94% |
$77K - $77.6K
|
18.6K
$854K
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
SELL
|
- |
-265- 8.06% |
$12.1K - $12.2K
|
3.02K
$139K
|
|
|
Oct 21, 2025
Q3 2025
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
5.9K+ 100.0% |
$270K - $272K
|
11.8K
$542K
|
|
|
Oct 21, 2025
Q3 2025
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
8.7K+ 50.95% |
$399K - $402K
|
25.8K
$1.18M
|
|
|
Oct 21, 2025
Q3 2025
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-2.58K- 4.73% |
$118K - $119K
|
51.9K
$2.38M
|
|
|
Oct 20, 2025
Q3 2025
|
Wright Fund Management, LLC
Santa Monica, CA |
SELL
|
- |
-64.8K- 21.85% |
$2.97M - $2.99M
|
232K
$10.7M
|
|
|
Oct 20, 2025
Q3 2025
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
1+ 1.12% |
$45.8 - $46.2
|
90
$4.14K
|
|
|
Oct 17, 2025
Q3 2025
|
Financial Partners Group, Inc
Overland Park, KS |
BUY
|
- |
1+ 0.01% |
$45.8 - $46.2
|
17.5K
$806K
|
|
|
Oct 17, 2025
Q3 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-2.36K- 3.97% |
$108K - $109K
|
57.1K
$2.63M
|
|
|
Oct 17, 2025
Q3 2025
|
Coastwise Capital Group, LLC
La Jolla, CA |
SELL
|
- |
-3.86K- 8.6% |
$177K - $178K
|
41K
$1.89M
|
|
|
Oct 17, 2025
Q3 2025
|
Mayflower Financial Advisors, LLC
|
BUY
|
- |
19.2KNew |
$879K - $886K
|
19.2K
$882K
|
|
|
Oct 16, 2025
Q3 2025
|
Hbw Advisory Services LLC
|
BUY
|
- |
11.7K+ 66.06% |
$536K - $540K
|
29.4K
$1.35M
|
|
|
Oct 16, 2025
Q3 2025
|
Willner & Heller, LLC
|
BUY
|
- |
130+ 1.63% |
$5.96K - $6K
|
8.1K
$372K
|
|
|
Oct 16, 2025
Q3 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
1.31K+ 7.09% |
$60.1K - $60.5K
|
19.8K
$911K
|
|
|
Oct 15, 2025
Q3 2025
|
Brookstone Capital Management
|
SELL
|
- |
-29.6K- 20.82% |
$1.36M - $1.37M
|
113K
$5.18M
|
|
|
Oct 15, 2025
Q3 2025
|
Davenport & CO LLC
|
BUY
|
- |
13.7K+ 9.96% |
$626K - $631K
|
151K
$6.94M
|
|
|
Oct 15, 2025
Q3 2025
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
2.45K+ 9.52% |
$112K - $113K
|
28.2K
$1.3M
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
SELL
|
- |
-1.29K- 0.44% |
$59.1K - $59.6K
|
289K
$13.3M
|
|
|
Oct 15, 2025
Q3 2025
|
True Wealth Advisors, LLC
|
BUY
|
- |
5.35K+ 3.87% |
$245K - $247K
|
144K
$6.61M
|
|
|
Oct 15, 2025
Q3 2025
|
Private Trust CO Na
|
BUY
|
- |
168+ 1.59% |
$7.7K - $7.76K
|
10.7K
$493K
|
|
|
Oct 15, 2025
Q3 2025
|
Southland Equity Partners LLC
Wildwood, MO |
SELL
|
- |
-39- 0.72% |
$1.79K - $1.8K
|
5.37K
$247K
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
48+ 7.21% |
$2.2K - $2.22K
|
714
$32.8K
|
|