Latest Institutional Transactions on First Trust Senior Ln Fund (FTSL)
This table provides information on the latest institutional transactions involving First Trust Senior Ln Fund (FTSL) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 14, 2025
Q3 2025
|
Brighton Jones LLC
|
BUY
|
- |
3.7K+ 62.58% |
$169K - $171K
|
9.6K
$441K
|
|
|
Oct 14, 2025
Q3 2025
|
Key Client Fiduciary Advisors, LLC
|
BUY
|
- |
1.26K+ 3.03% |
$57.9K - $58.3K
|
43K
$1.98M
|
|
|
Oct 14, 2025
Q3 2025
|
Exchange Traded Concepts, LLC
|
BUY
|
- |
50.6K+ 36.92% |
$2.32M - $2.34M
|
188K
$8.62M
|
|
|
Oct 14, 2025
Q3 2025
|
Berger Financial Group, Inc
Plymouth, MN |
BUY
|
- |
4.38KNew |
$201K - $202K
|
4.38K
$201K
|
|
|
Oct 14, 2025
Q3 2025
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
5.46KNew |
$250K - $252K
|
5.46K
$251K
|
|
|
Oct 14, 2025
Q3 2025
|
Tl Private Wealth
|
BUY
|
- |
59.9K+ 13.13% |
$2.75M - $2.77M
|
516K
$23.7M
|
|
|
Oct 14, 2025
Q3 2025
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-952- 6.61% |
$43.6K - $44K
|
13.5K
$619K
|
|
|
Oct 10, 2025
Q3 2025
|
Castleview Partners, LLC
Dallas, TX |
SELL
|
- |
-3.82K- 40.49% |
$175K - $176K
|
5.61K
$258K
|
|
|
Oct 10, 2025
Q3 2025
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
SELL
|
- |
-639- 0.16% |
$29.3K - $29.5K
|
391K
$18M
|
|
|
Oct 10, 2025
Q3 2025
|
Fairvoy Private Wealth, LLC
Birmingham, AL |
SELL
|
- |
-22.2K- 6.73% |
$1.02M - $1.03M
|
308K
$14.2M
|
|
|
Oct 10, 2025
Q3 2025
|
Fifth Third Securities, Inc.
|
BUY
|
- |
4K+ 5.39% |
$183K - $185K
|
78.2K
$3.6M
|
|
|
Oct 09, 2025
Q3 2025
|
Kmg Fiduciary Partners, LLC
|
BUY
|
- |
1.74K+ 9.44% |
$79.8K - $80.5K
|
20.2K
$929K
|
|
|
Oct 09, 2025
Q3 2025
|
Ivc Wealth Advisors LLC
|
SELL
|
- |
-3.24K- 33.73% |
$148K - $150K
|
6.36K
$292K
|
|
|
Oct 09, 2025
Q3 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
33K+ 36.05% |
$1.51M - $1.52M
|
124K
$5.72M
|
|
|
Oct 09, 2025
Q3 2025
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
5.3K+ 16.47% |
$243K - $245K
|
37.5K
$1.72M
|
|
|
Oct 08, 2025
Q3 2025
|
Asset Allocation Strategies LLC
Farmington, MI |
SELL
|
- |
-6.34K- 14.9% |
$290K - $293K
|
36.2K
$1.67M
|
|
|
Oct 08, 2025
Q3 2025
|
Sheets Smith Investment Management
Houston, TX |
BUY
|
- |
6.03KNew |
$276K - $278K
|
6.03K
$277K
|
|
|
Oct 07, 2025
Q3 2025
|
Accel Wealth Management
|
SELL
|
- |
-4.67K- 15.09% |
$214K - $216K
|
26.3K
$1.21M
|
|
|
Oct 07, 2025
Q3 2025
|
Vision Point Advisory Group, LLC
Dallas, TX |
SELL
|
- |
-620- 6.01% |
$28.4K - $28.6K
|
9.69K
$446K
|
|
|
Oct 06, 2025
Q3 2025
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
9.26K+ 5.35% |
$424K - $428K
|
182K
$8.38M
|
|
|
Oct 06, 2025
Q3 2025
|
Inspirion Wealth Advisors, LLC
|
BUY
|
- |
5.06KNew |
$232K - $234K
|
5.06K
$233K
|
|
|
Oct 06, 2025
Q3 2025
|
Puff Wealth Management, LLC
Haddonfield, NJ |
SELL
|
- |
-1.13K- 4.26% |
$51.7K - $52.1K
|
25.4K
$1.17M
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-81K- 5.15% |
$3.61M - $3.73M
|
1.49M
$68.7M
|
|
|
Nov 10, 2025
Q2 2025
|
Flaharty Asset Management, LLC
|
SELL
|
- |
-24.4K- 3.21% |
$1.09M - $1.12M
|
734K
$33.7M
|
|
|
Sep 11, 2025
Q2 2025
|
Milestones Private Investment Advisors LLC
Fairport, NY |
BUY
|
- |
4.48KNew |
$200K - $206K
|
4.48K
$206K
|
|
|
Aug 28, 2025
Q2 2025
|
China Universal Asset Management Co., Ltd.
Shanghai, F4 |
BUY
|
- |
10New |
$446 - $461
|
10
$460
|
|
|
Aug 19, 2025
Q2 2025
|
Asset Dedication, LLC
|
BUY
|
- |
600New |
$26.7K - $27.6K
|
600
$27.6K
|
|
|
Aug 14, 2025
Q2 2025
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
BUY
|
- |
13+ 3.25% |
$580 - $599
|
413
$19K
|
|
|
Aug 13, 2025
Q2 2025
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
750+ 17.47% |
$33.4K - $34.6K
|
5.04K
$232K
|
|
|
Aug 13, 2025
Q2 2025
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
105KNew |
$4.66M - $4.82M
|
105K
$4.81M
|
|
|
Aug 13, 2025
Q2 2025
|
Alerus Financial Na
Grand Forks, ND |
BUY
|
- |
325New |
$14.5K - $15K
|
325
$14.9K
|
|
|
Aug 13, 2025
Q2 2025
|
Dhk Financial Advisors, Inc.
Portsmouth, NH |
BUY
|
- |
44.6K+ 79.1% |
$1.99M - $2.05M
|
101K
$4.64M
|
|
|
Aug 13, 2025
Q2 2025
|
Congress Wealth Management LLC
Boston, MA |
SELL
|
- |
-118- 0.54% |
$5.26K - $5.44K
|
21.9K
$1.01M
|
|
|
Aug 12, 2025
Q2 2025
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
1.36K+ 24.41% |
$60.7K - $62.7K
|
6.94K
$319K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2025
Q2 2025
|
Summit Wealth Partners, LLC
Orlando, FL |
BUY
|
- |
195+ 3.61% |
$8.69K - $8.98K
|
5.59K
$257K
|
|
|
Aug 11, 2025
Q2 2025
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
19+ 0.35% |
$847 - $875
|
5.38K
$247K
|
|
|
Aug 11, 2025
Q2 2025
|
Root Financial Partners, LLC
Solana Beach, CA |
BUY
|
- |
5.68KNew |
$253K - $262K
|
5.68K
$261K
|
|
|
Aug 11, 2025
Q2 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
79New |
$3.52K - $3.64K
|
79
$3.63K
|
|
|
Aug 08, 2025
Q2 2025
|
Gts Securities LLC
New York, NY |
BUY
|
- |
5.7KNew |
$254K - $263K
|
5.7K
$262K
|
|
|
Aug 08, 2025
Q2 2025
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-35.2K- 44.58% |
$1.57M - $1.62M
|
43.8K
$2.01M
|
|
|
Aug 06, 2025
Q2 2025
|
Legacy Investment Solutions, LLC
Meridian, ID |
SELL
|
- |
-14.8K- 29.22% |
$660K - $682K
|
35.9K
$1.65M
|
|
|
Aug 06, 2025
Q2 2025
|
Tradewinds, Llc.
Raleigh, NC |
BUY
|
- |
5.75KNew |
$256K - $265K
|
5.75K
$264K
|
|
|
Aug 06, 2025
Q2 2025
|
Summit Investment Advisors, Inc.
Hunt Valley, MD |
BUY
|
- |
2.16K+ 12.18% |
$96.2K - $99.4K
|
19.9K
$913K
|
|
|
Aug 05, 2025
Q2 2025
|
Prosperity Consulting Group, LLC
|
SELL
|
- |
-1.78K- 4.52% |
$79.3K - $82K
|
37.6K
$1.73M
|
|
|
Aug 05, 2025
Q2 2025
|
First Horizon Advisors, Inc.
|
BUY
|
- |
6+ 1.51% |
$267 - $276
|
404
$18.6K
|
|
|
Aug 05, 2025
Q2 2025
|
Csenge Advisory Group
|
SELL
|
- |
-510- 6.7% |
$22.7K - $23.5K
|
7.11K
$327K
|
|
|
Aug 05, 2025
Q2 2025
|
Simplex Trading, LLC
|
SELL
|
- |
-76- 38.0% |
$3.39K - $3.5K
|
124
$5.7K
|
|
|
Aug 04, 2025
Q2 2025
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
4.5KNew |
$201K - $207K
|
4.5K
$207K
|
|
|
Aug 04, 2025
Q2 2025
|
Summit Investment Advisory Services, LLC
Roseville, MN |
BUY
|
- |
19.4KNew |
$864K - $892K
|
19.4K
$890K
|
|