Purchases and Sales Made in Q4 2022 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 17, 2023
Q4 2022
|
Williams Financial, LLC
Bennington, VT |
SELL
|
- |
-15.2K- 22.81% |
$674K - $692K
|
51.5K
$2.38M
|
|
|
Feb 02, 2023
Q4 2022
|
Raymond James Trust N.A.
|
SELL
|
- |
-15.4K- 56.57% |
$681K - $699K
|
11.8K
$546K
|
|
|
Jan 17, 2023
Q4 2022
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-16.2KClosed |
$719K - $738K
|
0
$0
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-16.3K- 18.2% |
$721K - $740K
|
73.2K
$3.39M
|
|
|
Jan 13, 2023
Q4 2022
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-17.2K- 22.55% |
$762K - $782K
|
59.1K
$2.73M
|
|
|
Feb 06, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-17.3K- 68.87% |
$766K - $786K
|
7.82K
$362K
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-17.8K- 23.68% |
$789K - $810K
|
57.4K
$2.66M
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-19.1K- 16.44% |
$846K - $868K
|
97.2K
$4.5M
|
|
|
Jan 31, 2023
Q4 2022
|
Triumph Capital Management
|
SELL
|
- |
-19.4K- 80.14% |
$859K - $881K
|
4.81K
$222K
|
|
|
Jan 20, 2023
Q4 2022
|
High Note Wealth, LLC
Deephaven, MN |
SELL
|
- |
-23.5K- 11.67% |
$1.04M - $1.07M
|
178K
$8.24M
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-24.9K- 20.59% |
$1.1M - $1.13M
|
96.1K
$4.45M
|
|
|
Jan 24, 2023
Q4 2022
|
Milestone Advisory Partners
|
SELL
|
- |
-25.3K- 8.32% |
$1.12M - $1.15M
|
279K
$12.9M
|
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
SELL
|
- |
-27.2K- 13.25% |
$1.2M - $1.23M
|
178K
$8.23M
|
|
|
Jan 24, 2023
Q4 2022
|
Shore Haven Wealth Partners, LLC
|
SELL
|
- |
-28K- 85.39% |
$1.24M - $1.27M
|
4.79K
$222K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-28.7K- 38.47% |
$1.27M - $1.3M
|
45.9K
$2.12M
|
|
|
Feb 02, 2023
Q4 2022
|
Western Wealth Management, LLC
|
SELL
|
- |
-32K- 31.5% |
$1.41M - $1.45M
|
69.5K
$3.21M
|
|
|
Feb 01, 2023
Q4 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-34K- 23.63% |
$1.51M - $1.55M
|
110K
$5.09M
|
|
|
Jan 24, 2023
Q4 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-34.3K- 29.5% |
$1.52M - $1.56M
|
81.9K
$3.79M
|
|
|
Feb 09, 2023
Q4 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-34.7K- 4.62% |
$1.54M - $1.58M
|
717K
$33.2M
|
|
|
Feb 15, 2023
Q4 2022
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-35.5K- 44.89% |
$1.57M - $1.61M
|
43.6K
$2.02M
|
|
|
Feb 02, 2023
Q4 2022
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-37.2K- 33.73% |
$1.65M - $1.69M
|
73.1K
$3.38M
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-37.7K- 6.68% |
$1.67M - $1.71M
|
527K
$24.4M
|
|
|
Jan 10, 2023
Q4 2022
|
Tl Private Wealth
|
SELL
|
- |
-38.5K- 8.61% |
$1.7M - $1.75M
|
409K
$18.9M
|
|
|
Jan 25, 2023
Q4 2022
|
Pinnacle Associates LTD
|
SELL
|
- |
-38.5K- 40.93% |
$1.71M - $1.75M
|
55.6K
$2.57M
|
|
|
Jan 11, 2023
Q4 2022
|
Arkadios Wealth Advisors
|
SELL
|
- |
-41.2K- 88.66% |
$1.82M - $1.87M
|
5.27K
$244K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-44.8K- 21.67% |
$1.98M - $2.04M
|
162K
$7.5M
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-45.8K- 14.43% |
$2.03M - $2.08M
|
272K
$12.6M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-46.1K- 2.3% |
$2.04M - $2.1M
|
1.96M
$90.8M
|
|
|
Feb 03, 2023
Q4 2022
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-48K- 51.56% |
$2.12M - $2.18M
|
45.1K
$2.09M
|
|
|
Feb 07, 2023
Q4 2022
|
Stockman Wealth Management, Inc.
|
SELL
|
- |
-48K- 68.49% |
$2.12M - $2.18M
|
22.1K
$1.02M
|
|
|
Jan 31, 2023
Q4 2022
|
Advisor Os, LLC
|
SELL
|
- |
-48.2K- 14.69% |
$2.14M - $2.19M
|
280K
$13M
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-51.3K- 14.89% |
$2.27M - $2.33M
|
293K
$13.6M
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-54.1K- 10.29% |
$2.39M - $2.46M
|
471K
$21.8M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-61K- 10.42% |
$2.7M - $2.77M
|
524K
$24.3M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-76K- 29.51% |
$3.36M - $3.45M
|
181K
$8.4M
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-77.6K- 83.95% |
$3.43M - $3.52M
|
14.8K
$686K
|
|
|
Feb 09, 2023
Q4 2022
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-84.6K- 71.24% |
$3.75M - $3.85M
|
34.2K
$1.58M
|
|
|
Feb 16, 2023
Q4 2022
|
Bensler, LLC
Bellevue, WA |
SELL
|
- |
-87.3KClosed |
$3.86M - $3.97M
|
0
$0
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-93.2K- 10.77% |
$4.13M - $4.24M
|
772K
$35.7M
|
|
|
Feb 06, 2023
Q4 2022
|
Mattern Wealth Management LLC
|
SELL
|
- |
-101K- 40.48% |
$4.49M - $4.6M
|
149K
$6.89M
|
|
|
Feb 14, 2023
Q4 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-113K- 25.85% |
$4.99M - $5.12M
|
323K
$15M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-114K- 13.05% |
$5.05M - $5.18M
|
759K
$35.1M
|
|
|
Feb 02, 2023
Q4 2022
|
Welch & Forbes LLC
|
SELL
|
- |
-120K- 20.92% |
$5.32M - $5.46M
|
454K
$21M
|
|
|
Jan 23, 2023
Q4 2022
|
True Wealth Advisors, LLC
|
SELL
|
- |
-135K- 35.6% |
$5.97M - $6.13M
|
244K
$11.3M
|
|
|
Jan 20, 2023
Q4 2022
|
Tanager Wealth Management LLP
|
SELL
|
- |
-157K- 61.44% |
$6.94M - $7.12M
|
98.4K
$4.55M
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-178K- 33.99% |
$7.87M - $8.07M
|
345K
$16M
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-208K- 49.4% |
$9.19M - $9.44M
|
213K
$9.84M
|
|
|
Feb 06, 2023
Q4 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-300K- 86.82% |
$13.3M - $13.6M
|
45.5K
$2.11M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-301K- 10.53% |
$13.3M - $13.7M
|
2.56M
$118M
|
|
|
Feb 10, 2023
Q4 2022
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-319K- 59.97% |
$14.1M - $14.5M
|
213K
$9.85M
|