Latest Institutional Sells of Sprott Focus Trust Inc. (FUND)
This list provides information on the latest institutional transactions involving Sprott Focus Trust Inc. (FUND) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2024
Q3 2024
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-76.3K- 22.87% |
$566K - $618K
|
257K
$1.88M
|
|
Nov 12, 2024
Q3 2024
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-26.4K- 52.67% |
$196K - $214K
|
23.7K
$173K
|
|
Oct 24, 2024
Q3 2024
|
Essex Financial Services, Inc.
|
SELL
|
- |
-23K- 8.85% |
$171K - $186K
|
237K
$1.73M
|
|
Oct 31, 2024
Q3 2024
|
Shaker Financial Services, LLC
|
SELL
|
- |
-20.7K- 2.08% |
$154K - $168K
|
975K
$7.11M
|
|
Oct 11, 2024
Q3 2024
|
Sapient Capital LLC
Indianapolis, IN |
SELL
|
- |
-12.4K- 13.49% |
$91.6K - $100K
|
79.3K
$579K
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.86K- 1.22% |
$21.2K - $23.2K
|
231K
$1.69M
|
|
Oct 23, 2024
Q3 2024
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-1K- 8.55% |
$7.42K - $8.12K
|
10.7K
$78.2K
|
|
Nov 12, 2024
Q3 2024
|
9258 Wealth Management, LLC
|
SELL
|
- |
-273- 2.54% |
$2.02K - $2.21K
|
10.5K
$76.6K
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-203- 0.83% |
$1.5K - $1.64K
|
24.2K
$176K
|
|
Q2 2024 | |||||||
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-5.87K- 20.99% |
$43.2K - $47.5K
|
22.1K
$161K
|
|
Q1 2024 | |||||||
Jul 31, 2024
Q1 2024
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-21.8KClosed |
$163K - $175K
|
0
$0
|
|
Q4 2023 | |||||||
Feb 13, 2024
Q4 2023
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-5.14K- 33.28% |
$35.5K - $41.3K
|
10.3K
$75.2K
|
|
Jan 29, 2024
Q4 2023
|
Lodestar Private Asset Management LLC
Alamo, CA |
SELL
|
- |
-364- 0.9% |
$2.52K - $2.93K
|
40K
$292K
|
|
Q1 2023 | |||||||
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-30.2K- 42.1% |
$234K - $267K
|
41.5K
$303K
|
|
Q4 2022 | |||||||
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-4.01K- 17.21% |
$28.2K - $34.2K
|
19.3K
$141K
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-1K- 4.46% |
$7.03K - $8.54K
|
21.4K
$156K
|
|
Q3 2022 | |||||||
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-19.8K- 47.44% |
$135K - $167K
|
22K
$160K
|
|
Q2 2022 | |||||||
Aug 15, 2022
Q2 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-51.3KClosed |
$385K - $478K
|
0
$0
|
|
Aug 09, 2022
Q2 2022
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-910- 95.29% |
$6.83K - $8.48K
|
45
$329
|
|
Aug 15, 2022
Q2 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-392Closed |
$2.94K - $3.65K
|
0
$0
|
|
Q1 2022 | |||||||
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-17.1KClosed |
$139K - $156K
|
0
$0
|
|
May 03, 2022
Q1 2022
|
Bourgeon Capital Management LLC
|
SELL
|
- |
-7.5K- 95.54% |
$60.8K - $68.3K
|
350
$2.56K
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-49Closed |
$397 - $446
|
0
$0
|
|
Q4 2021 | |||||||
Feb 11, 2022
Q4 2021
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-456KClosed |
$3.71M - $4.2M
|
0
$0
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-17.9KClosed |
$146K - $165K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-10.8KClosed |
$87.4K - $98.9K
|
0
$0
|
|
Q3 2021 | |||||||
Nov 12, 2021
Q3 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-188KClosed |
$1.49M - $1.61M
|
0
$0
|
|
Nov 03, 2021
Q3 2021
|
Auxano Advisors, LLC
|
SELL
|
- |
-10.7KClosed |
$84.9K - $91.5K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Css LLC
Chicago, IL |
SELL
|
- |
-10.5KClosed |
$83.6K - $90K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-3.02KClosed |
$24K - $25.8K
|
0
$0
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
SELL
|
- |
-1.07KClosed |
$8.47K - $9.12K
|
0
$0
|
|
Q1 2021 | |||||||
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-114KClosed |
$781K - $926K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 04, 2021
Q4 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-18.3KClosed |
$106K - $129K
|
0
$0
|
|
Feb 01, 2021
Q4 2020
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-18.1KClosed |
$105K - $128K
|
0
$0
|
|
Q3 2020 | |||||||
Oct 21, 2020
Q3 2020
|
Gemmer Asset Management LLC
|
SELL
|
- |
-400Closed |
$2.34K - $2.6K
|
0
$0
|
|
Oct 13, 2020
Q3 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-12Closed |
$70.3 - $78.1
|
0
$0
|
|
Q1 2020 | |||||||
May 14, 2020
Q1 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-25.2KClosed |
$105K - $189K
|
0
$0
|
|
Q3 2019 | |||||||
Oct 15, 2019
Q3 2019
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-36.7KClosed |
$237K - $258K
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-17KClosed |
$110K - $120K
|
0
$0
|
|
Q2 2019 | |||||||
Aug 13, 2019
Q2 2019
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-29.8KClosed |
$188K - $212K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-1.37KClosed |
$8.61K - $9.73K
|
0
$0
|
|
Q1 2019 | |||||||
May 03, 2019
Q1 2019
|
Shufro Rose & CO LLC
|
SELL
|
- |
-34.6KClosed |
$201K - $241K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-11.5KClosed |
$66.9K - $80.1K
|
0
$0
|
|
Q4 2018 | |||||||
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-17.8KClosed |
$98.1K - $132K
|
0
$0
|
|
Feb 15, 2019
Q4 2018
|
Oak Grove Capital LLC
North Hampton, NH |
SELL
|
- |
-1.03KClosed |
$5.66K - $7.6K
|
0
$0
|
|
Q3 2018 | |||||||
Oct 30, 2018
Q3 2018
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-536Closed |
$3.94K - $4.24K
|
0
$0
|
|
Q2 2018 | |||||||
Jul 13, 2018
Q2 2018
|
Matisse Capital
|
SELL
|
- |
-20KClosed |
$153K - $162K
|
0
$0
|
|
Aug 10, 2018
Q2 2018
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-16.6KClosed |
$127K - $134K
|
0
$0
|
|
Q1 2018 | |||||||
May 11, 2018
Q1 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-435Closed |
$3.35K - $3.61K
|
0
$0
|
|
Q3 2017 | |||||||
Oct 26, 2017
Q3 2017
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-55.9KClosed |
$408K - $432K
|
0
$0
|