Purchases and Sales Made in Q1 2022 in Sprott Focus Trust Inc. (FUND)
This table provides information about the institutional ownership of Sprott Focus Trust Inc. (FUND) during Q1 2022. The information is specifically focused on institutions that hold shares of SPROTT FOCUS TRUST INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
185K+ 119.01% |
$1.5M - $1.69M
|
341K
$2.49M
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
51.2K+ 16.55% |
$415K - $467K
|
361K
$2.63M
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
36.8K+ 6.19% |
$298K - $335K
|
631K
$4.61M
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
27.5K+ 112.14% |
$223K - $250K
|
52K
$380K
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
19.5K+ 9.5% |
$158K - $178K
|
225K
$1.64M
|
|
|
May 16, 2022
Q1 2022
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
17.8KNew |
$145K - $162K
|
17.8K
$130K
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
9.67KNew |
$78.4K - $88.1K
|
9.67K
$70.6K
|
|
|
Apr 18, 2022
Q1 2022
|
Rothschild Investment Corp
|
BUY
|
- |
5.08K+ 26.58% |
$41.2K - $46.3K
|
24.2K
$177K
|
|
|
May 12, 2022
Q1 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
4.65K+ 24.22% |
$37.7K - $42.4K
|
23.9K
$174K
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
4.62K+ 13.07% |
$37.5K - $42.1K
|
40K
$292K
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.26K+ 1.47% |
$26.4K - $29.7K
|
225K
$1.64M
|
|
|
May 13, 2022
Q1 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.48K+ 1.15% |
$20.1K - $22.6K
|
219K
$1.6M
|
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.26KNew |
$10.3K - $11.5K
|
1.26K
$9.23K
|
|
|
May 16, 2022
Q1 2022
|
Sprott Inc.
Toronto, A6 |
BUY
|
- |
1.1K+ 0.94% |
$8.9K - $10K
|
118K
$865K
|
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
263+ 1.53% |
$2.13K - $2.4K
|
17.4K
$127K
|
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
132+ 50.77% |
$1.07K - $1.2K
|
392
$2.86K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-49Closed |
$397 - $446
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-399Closed |
$3.24K - $3.63K
|
0
$0
|
|
|
Apr 21, 2022
Q1 2022
|
Essex Financial Services, Inc.
|
SELL
|
- |
-949- 0.34% |
$7.7K - $8.65K
|
276K
$2.02M
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.43K- 0.49% |
$11.6K - $13K
|
287K
$2.1M
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
SELL
|
- |
-5.91K- 5.46% |
$47.9K - $53.8K
|
102K
$747K
|
|
|
May 03, 2022
Q1 2022
|
Bourgeon Capital Management LLC
|
SELL
|
- |
-7.5K- 95.54% |
$60.8K - $68.3K
|
350
$2.56K
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-11.1K- 2.96% |
$90.1K - $101K
|
364K
$2.66M
|
|
|
Apr 21, 2022
Q1 2022
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-14.9KClosed |
$120K - $135K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-17.1KClosed |
$139K - $156K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-19.4K- 20.99% |
$157K - $177K
|
73.1K
$534K
|
|
|
May 12, 2022
Q1 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-30.5K- 55.45% |
$247K - $278K
|
24.5K
$179K
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-60.5K- 21.89% |
$491K - $551K
|
216K
$1.58M
|
|
|
May 13, 2022
Q1 2022
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-102KClosed |
$827K - $929K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-126K- 71.01% |
$1.02M - $1.15M
|
51.3K
$375K
|
|
|
May 16, 2022
Q1 2022
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-282K- 21.68% |
$2.29M - $2.57M
|
1.02M
$7.44M
|