Purchases and Sales Made in Q1 2023 in Sprott Focus Trust Inc. (FUND)
This table provides information about the institutional ownership of Sprott Focus Trust Inc. (FUND) during Q1 2023. The information is specifically focused on institutions that hold shares of SPROTT FOCUS TRUST INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
101K+ 35.29% |
$778K - $891K
|
385K
$2.97M
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
80.3K+ 28.24% |
$622K - $712K
|
365K
$2.81M
|
|
|
May 15, 2023
Q1 2023
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
BUY
|
- |
15.4KNew |
$119K - $137K
|
15.4K
$119K
|
|
|
May 03, 2023
Q1 2023
|
9258 Wealth Management, LLC
|
BUY
|
- |
10.1KNew |
$78.2K - $89.5K
|
10.1K
$77.9K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
9.02K+ 7.31% |
$69.8K - $79.9K
|
132K
$1.02M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
3.65K+ 1.6% |
$28.3K - $32.3K
|
232K
$1.79M
|
|
|
May 15, 2023
Q1 2023
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
2.67K+ 14.7% |
$20.6K - $23.6K
|
20.8K
$160K
|
|
|
May 12, 2023
Q1 2023
|
Sprott Inc.
Toronto, A6 |
BUY
|
- |
1.64K+ 1.52% |
$12.7K - $14.5K
|
109K
$843K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
1.61K+ 1.44% |
$12.5K - $14.3K
|
113K
$874K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
792New |
$6.13K - $7.02K
|
792
$6.11K
|
|
|
Apr 24, 2023
Q1 2023
|
Rothschild Investment Corp
|
BUY
|
- |
327+ 1.6% |
$2.53K - $2.9K
|
20.8K
$160K
|
|
|
Jun 05, 2023
Q1 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
266+ 1.57% |
$2.06K - $2.36K
|
17.2K
$132K
|
|
|
May 08, 2023
Q1 2023
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
164+ 1.6% |
$1.27K - $1.45K
|
10.4K
$80.1K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
21+ 1.58% |
$163 - $186
|
1.35K
$10.4K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-43- 0.18% |
$333 - $381
|
23.3K
$180K
|
|
|
May 11, 2023
Q1 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-312- 23.89% |
$2.41K - $2.76K
|
994
$7.66K
|
|
|
Apr 25, 2023
Q1 2023
|
Lodestar Private Asset Management LLC
Alamo, CA |
SELL
|
- |
-809- 1.96% |
$6.26K - $7.17K
|
40.4K
$311K
|
|
|
May 11, 2023
Q1 2023
|
Essex Financial Services, Inc.
|
SELL
|
- |
-893- 0.32% |
$6.91K - $7.91K
|
276K
$2.13M
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-4.15K- 6.37% |
$32.1K - $36.8K
|
61K
$470K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.8K- 4.0% |
$37.2K - $42.5K
|
115K
$889K
|
|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-10.3K- 9.37% |
$79.6K - $91.1K
|
99.5K
$767K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-16.5K- 4.07% |
$128K - $146K
|
388K
$2.99M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-30.2K- 42.1% |
$234K - $267K
|
41.5K
$320K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-68.8K- 11.61% |
$533K - $610K
|
524K
$4.04M
|
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-107K- 17.53% |
$827K - $946K
|
503K
$3.88M
|
|
|
May 15, 2023
Q1 2023
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-303K- 38.11% |
$2.35M - $2.69M
|
493K
$3.8M
|