Purchases and Sales Made in Q3 2022 in Sprott Focus Trust Inc. (FUND)
This table provides information about the institutional ownership of Sprott Focus Trust Inc. (FUND) during Q3 2022. The information is specifically focused on institutions that hold shares of SPROTT FOCUS TRUST INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
136K+ 29.95% |
$924K - $1.14M
|
590K
$4.56M
|
|
|
Nov 16, 2022
Q3 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
94.7KNew |
$643K - $797K
|
94.7K
$731K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
50.1K+ 14.26% |
$340K - $421K
|
402K
$3.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
41.1K+ 62.21% |
$279K - $346K
|
107K
$828K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
32.4K+ 14.62% |
$220K - $273K
|
254K
$1.96M
|
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
19.9K+ 7.35% |
$135K - $168K
|
291K
$2.24M
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
11.9K+ 123.21% |
$80.9K - $100K
|
21.6K
$167K
|
|
|
Oct 18, 2022
Q3 2022
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
10.1KNew |
$68.3K - $84.6K
|
10.1K
$77.7K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
3.94K+ 1.75% |
$26.8K - $33.2K
|
229K
$1.77M
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.74K+ 13.35% |
$18.6K - $23.1K
|
23.3K
$180K
|
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
1.41KNew |
$9.57K - $11.8K
|
1.41K
$10.9K
|
|
|
Oct 21, 2022
Q3 2022
|
Rothschild Investment Corp
|
BUY
|
- |
432+ 1.75% |
$2.93K - $3.63K
|
25.1K
$194K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
387+ 0.37% |
$2.63K - $3.25K
|
105K
$807K
|
|
|
Nov 09, 2022
Q3 2022
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
313+ 1.76% |
$2.13K - $2.63K
|
18.1K
$140K
|
|
|
Feb 10, 2023
Q3 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
312+ 1.76% |
$2.12K - $2.62K
|
18K
$139K
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
22+ 1.71% |
$149 - $185
|
1.31K
$10.1K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-100- 0.44% |
$679 - $841
|
22.4K
$173K
|
|
|
Nov 07, 2022
Q3 2022
|
Essex Financial Services, Inc.
|
SELL
|
- |
-162- 0.06% |
$1.1K - $1.36K
|
277K
$2.14M
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-3.04K- 5.32% |
$20.6K - $25.5K
|
54K
$417K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.4K- 0.57% |
$23.1K - $28.6K
|
596K
$4.6M
|
|
|
Nov 10, 2022
Q3 2022
|
Sprott Inc.
Toronto, A6 |
SELL
|
- |
-4.02K- 3.4% |
$27.3K - $33.8K
|
114K
$882K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-6.66K- 9.26% |
$45.2K - $56K
|
65.2K
$504K
|
|
|
Nov 14, 2022
Q3 2022
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-13.6K- 1.52% |
$92K - $114K
|
880K
$6.79M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-19.8K- 47.44% |
$135K - $167K
|
22K
$169K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-38.3K- 13.54% |
$260K - $322K
|
245K
$1.89M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-151K- 78.58% |
$1.02M - $1.27M
|
41.1K
$317K
|