Purchases and Sales Made in Q3 2023 in Sprott Focus Trust Inc. (FUND)
This table provides information about the institutional ownership of Sprott Focus Trust Inc. (FUND) during Q3 2023. The information is specifically focused on institutions that hold shares of SPROTT FOCUS TRUST INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
128K+ 23.26% |
$952K - $1.08M
|
679K
$4.96M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
13.5K+ 9.82% |
$100K - $113K
|
151K
$1.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
11.6K+ 2.78% |
$86.1K - $97.6K
|
429K
$3.13M
|
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
11.6KNew |
$86K - $97.4K
|
11.6K
$84.4K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
9.49K+ 20.78% |
$70.5K - $79.9K
|
55.1K
$403K
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
5.24KNew |
$38.9K - $44.1K
|
5.24K
$38.3K
|
|
|
Nov 13, 2023
Q3 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
3.3K+ 18.2% |
$24.5K - $27.8K
|
21.4K
$156K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
3.13K+ 2.81% |
$23.2K - $26.3K
|
114K
$836K
|
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
1.75KNew |
$13K - $14.7K
|
1.75K
$12.8K
|
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
1.75KNew |
$13K - $14.7K
|
1.75K
$12.8K
|
|
|
Oct 16, 2023
Q3 2023
|
Rothschild Investment Corp
|
BUY
|
- |
344+ 1.63% |
$2.56K - $2.9K
|
21.4K
$156K
|
|
|
Nov 15, 2023
Q3 2023
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
173+ 1.64% |
$1.29K - $1.46K
|
10.7K
$78.3K
|
|
|
Nov 08, 2023
Q3 2023
|
9258 Wealth Management, LLC
|
BUY
|
- |
166+ 1.62% |
$1.23K - $1.4K
|
10.4K
$76.1K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2New |
$14.9 - $16.8
|
2
$14.6
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2023
Q3 2023
|
Essex Financial Services, Inc.
|
SELL
|
- |
-158- 0.06% |
$1.17K - $1.33K
|
275K
$2.01M
|
|
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-1.66K- 69.58% |
$12.3K - $13.9K
|
724
$5.29K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.74K- 1.68% |
$12.9K - $14.7K
|
102K
$743K
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-2.07K- 0.59% |
$15.4K - $17.5K
|
351K
$2.56M
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-3K- 60.36% |
$22.3K - $25.3K
|
1.97K
$14.4K
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-3.33K- 3.41% |
$24.7K - $28K
|
94.1K
$687K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-3.7K- 1.55% |
$27.5K - $31.1K
|
235K
$1.72M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-9.13K- 1.86% |
$67.8K - $76.8K
|
480K
$3.51M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-17K- 4.54% |
$126K - $143K
|
357K
$2.6M
|
|
|
Nov 14, 2023
Q3 2023
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-35K- 7.88% |
$260K - $295K
|
410K
$2.99M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-72.2K- 62.32% |
$536K - $608K
|
43.6K
$319K
|