Purchases and Sales Made in Q4 2021 in Sprott Focus Trust Inc. (FUND)
This table provides information about the institutional ownership of Sprott Focus Trust Inc. (FUND) during Q4 2021. The information is specifically focused on institutions that hold shares of SPROTT FOCUS TRUST INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
289K+ 94.64% |
$2.35M - $2.66M
|
594K
$4.34M
|
|
|
Feb 11, 2022
Q4 2021
|
Essex Financial Services, Inc.
|
BUY
|
- |
277KNew |
$2.25M - $2.55M
|
277K
$2.02M
|
|
|
Jan 28, 2022
Q4 2021
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
164KNew |
$1.33M - $1.5M
|
164K
$1.19M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
52.2K+ 20.28% |
$424K - $480K
|
310K
$2.26M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
41.1K+ 17.45% |
$334K - $378K
|
276K
$2.02M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
35.3KNew |
$287K - $325K
|
35.3K
$258K
|
|
|
Feb 14, 2022
Q4 2021
|
Sprott Inc.
Toronto, A6 |
BUY
|
- |
20K+ 20.53% |
$162K - $184K
|
117K
$857K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
17.1KNew |
$139K - $158K
|
17.1K
$125K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
17.1KNew |
$139K - $157K
|
17.1K
$125K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
16.8K+ 8.93% |
$137K - $155K
|
206K
$1.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
13.7K+ 6.75% |
$111K - $126K
|
216K
$1.58M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
7.62K+ 7.58% |
$62K - $70.1K
|
108K
$790K
|
|
|
Jan 24, 2022
Q4 2021
|
Rothschild Investment Corp
|
BUY
|
- |
907+ 4.98% |
$7.37K - $8.34K
|
19.1K
$140K
|
|
|
Feb 04, 2022
Q4 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
BUY
|
- |
790+ 0.78% |
$6.42K - $7.27K
|
102K
$744K
|
|
|
Feb 08, 2022
Q4 2021
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
399New |
$3.24K - $3.67K
|
399
$2.91K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
260New |
$2.11K - $2.39K
|
260
$1.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2+ 4.26% |
$16.3 - $18.4
|
49
$358
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1+ 0.01% |
$8.13 - $9.2
|
19.2K
$140K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-4.9K- 1.29% |
$39.8K - $45.1K
|
375K
$2.74M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-10.3KClosed |
$83.7K - $94.8K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-10.8KClosed |
$87.4K - $98.9K
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-15.7KClosed |
$127K - $144K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-17.9KClosed |
$146K - $165K
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-19.8K- 57.16% |
$161K - $182K
|
14.9K
$108K
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-29.5KClosed |
$240K - $271K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-54K- 49.54% |
$439K - $497K
|
55K
$402K
|
|
|
Feb 14, 2022
Q4 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-65.8K- 27.09% |
$535K - $605K
|
177K
$1.29M
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-71.4K- 31.44% |
$581K - $657K
|
156K
$1.14M
|
|
|
Feb 14, 2022
Q4 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-157K- 10.76% |
$1.28M - $1.44M
|
1.3M
$9.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-169K- 36.9% |
$1.37M - $1.55M
|
289K
$2.11M
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-235K- 71.75% |
$1.91M - $2.16M
|
92.5K
$675K
|
|
|
Feb 11, 2022
Q4 2021
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-456KClosed |
$3.71M - $4.2M
|
0
$0
|