Latest Institutional Transactions on First Trust Small Cap Growth A (FYC)
This table provides information on the latest institutional transactions involving First Trust Small Cap Growth A (FYC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 20, 2026
Q4 2025
|
Sylvest Advisors, LLC
Dallas, TX |
BUY
|
- |
229+ 2.8% |
$20.5K - $22.1K
|
8.41K
$767K
|
|
|
Jan 20, 2026
Q4 2025
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
2.21K+ 51.66% |
$198K - $213K
|
6.48K
$592K
|
|
|
Jan 20, 2026
Q4 2025
|
Thurston, Springer, Miller, Herd & Titak, Inc.
Indianapolis, IN |
BUY
|
- |
239New |
$21.4K - $23K
|
239
$21.8K
|
|
|
Jan 15, 2026
Q4 2025
|
Paller Financial Services Inc
Centennial, CO |
BUY
|
- |
32.6KNew |
$2.92M - $3.14M
|
32.6K
$2.97M
|
|
|
Jan 14, 2026
Q4 2025
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
SELL
|
- |
-15K- 23.6% |
$1.35M - $1.45M
|
48.6K
$4.43M
|
|
|
Jan 14, 2026
Q4 2025
|
Nova Wealth Management, Inc.
Bonita Springs, FL |
BUY
|
- |
4.22K+ 97.08% |
$378K - $406K
|
8.56K
$782K
|
|
|
Jan 14, 2026
Q4 2025
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
9.56KNew |
$857K - $921K
|
9.56K
$872K
|
|
|
Jan 14, 2026
Q4 2025
|
Barnes Dennig Private Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
161New |
$14.4K - $15.5K
|
161
$14.7K
|
|
|
Jan 13, 2026
Q4 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
850+ 629.63% |
$76.2K - $81.9K
|
985
$89.9K
|
|
|
Jan 12, 2026
Q4 2025
|
Willner & Heller, LLC
|
BUY
|
- |
666+ 8.95% |
$59.7K - $64.1K
|
8.11K
$740K
|
|
|
Jan 12, 2026
Q4 2025
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-39- 0.63% |
$3.5K - $3.76K
|
6.16K
$563K
|
|
|
Jan 12, 2026
Q4 2025
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-279- 1.43% |
$25K - $26.9K
|
19.2K
$1.75M
|
|
|
Jan 08, 2026
Q4 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
471+ 20.49% |
$42.2K - $45.4K
|
2.77K
$253K
|
|
|
Jan 06, 2026
Q4 2025
|
Fulcrum Equity Management
|
BUY
|
- |
3.27KNew |
$294K - $315K
|
3.27K
$299K
|
|
|
Jan 02, 2026
Q4 2025
|
Global Wealth Strategies & Associates
Denver, CO |
BUY
|
- |
1New |
$89.7 - $96.3
|
1
$91.3
|
|
| Q3 2025 | |||||||
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.63K- 1.79% |
$127K - $150K
|
89.4K
$8.16M
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
1.1KNew |
$85.6K - $101K
|
1.1K
$100K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-3.34K- 14.12% |
$260K - $308K
|
20.3K
$1.85M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
4.01KNew |
$313K - $370K
|
4.01K
$366K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
58.9K+ 850.12% |
$4.59M - $5.43M
|
65.9K
$6.01M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
34.9K+ 89.22% |
$2.72M - $3.22M
|
73.9K
$6.75M
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
47.7KNew |
$3.72M - $4.4M
|
47.7K
$4.36M
|
|
|
Nov 14, 2025
Q3 2025
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
633+ 107.29% |
$49.4K - $58.4K
|
1.22K
$112K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
14.3K+ 279.8% |
$1.11M - $1.32M
|
19.4K
$1.77M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-51K- 20.72% |
$3.98M - $4.7M
|
195K
$17.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-226K- 47.29% |
$17.6M - $20.8M
|
252K
$23M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-3.61K- 90.35% |
$281K - $332K
|
385
$35.1K
|
|
|
Nov 14, 2025
Q3 2025
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
552+ 16.48% |
$43K - $50.9K
|
3.9K
$356K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
195K+ 151.13% |
$15.2M - $18M
|
324K
$29.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
2.5KNew |
$195K - $230K
|
2.5K
$228K
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
1.12K+ 1.93% |
$87.3K - $103K
|
59.1K
$5.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
33.1K+ 17.29% |
$2.58M - $3.05M
|
224K
$20.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
32+ 1.21% |
$2.5K - $2.95K
|
2.68K
$244K
|
|
|
Nov 13, 2025
Q3 2025
|
Russell Investments Group, Ltd.
|
BUY
|
- |
130New |
$10.1K - $12K
|
130
$11.9K
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.65K+ 65.05% |
$128K - $152K
|
4.18K
$382K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-31.7K- 10.1% |
$2.47M - $2.92M
|
282K
$25.8M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
18.9K+ 50.38% |
$1.47M - $1.74M
|
56.3K
$5.14M
|
|
|
Nov 13, 2025
Q3 2025
|
Pacific Sun Financial Corp
|
BUY
|
- |
2.22KNew |
$173K - $205K
|
2.22K
$203K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.36K+ 8.26% |
$106K - $126K
|
17.9K
$1.63M
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-234- 5.81% |
$18.2K - $21.6K
|
3.8K
$347K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
47.5KNew |
$3.71M - $4.38M
|
47.5K
$4.34M
|
|
|
Nov 12, 2025
Q3 2025
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-9.09K- 3.57% |
$709K - $839K
|
246K
$22.4M
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.39K+ 15.2% |
$186K - $220K
|
18.1K
$1.65M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
10.5K+ 28.78% |
$822K - $972K
|
47.1K
$4.3M
|
|
|
Nov 12, 2025
Q3 2025
|
Dunhill Financial, LLC
London, X0 |
SELL
|
- |
-20- 0.28% |
$1.56K - $1.84K
|
7.06K
$644K
|
|
|
Nov 12, 2025
Q3 2025
|
Hfg Advisors, Inc.
|
BUY
|
- |
351+ 1.6% |
$27.4K - $32.4K
|
22.3K
$2.04M
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-71- 0.36% |
$5.54K - $6.55K
|
19.6K
$1.78M
|
|
|
Nov 12, 2025
Q3 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-2.95K- 3.97% |
$230K - $272K
|
71.3K
$6.51M
|
|
|
Nov 12, 2025
Q3 2025
|
Richmond Investment Services, LLC
Mequon, WI |
BUY
|
- |
3.29K+ 2.42% |
$257K - $304K
|
140K
$12.7M
|
|
|
Nov 12, 2025
Q3 2025
|
49 Wealth Management, LLC
Austin, TX |
SELL
|
- |
-275- 9.03% |
$21.4K - $25.4K
|
2.77K
$253K
|
|