Latest Institutional Transactions on First Trust Small Cap Growth A (FYC)
This table provides information on the latest institutional transactions involving First Trust Small Cap Growth A (FYC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Mar 05, 2025
Q4 2024
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
BUY
|
- |
2.58KNew |
$186K - $219K
|
2.58K
$181K
|
|
|
Feb 24, 2025
Q4 2024
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
470+ 17.45% |
$33.9K - $39.8K
|
3.16K
$222K
|
|
|
Feb 19, 2025
Q4 2024
|
Richmond Investment Services, LLC
Mequon, WI |
BUY
|
- |
46KNew |
$3.32M - $3.89M
|
46K
$3.23M
|
|
|
Feb 14, 2025
Q4 2024
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-2.94K- 6.21% |
$212K - $249K
|
44.4K
$3.12M
|
|
|
Feb 14, 2025
Q4 2024
|
Fiduciary Trust CO
Boston, MA |
BUY
|
- |
2.62KNew |
$189K - $222K
|
2.62K
$184K
|
|
|
Feb 14, 2025
Q4 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.25K+ 27.41% |
$90K - $106K
|
5.8K
$407K
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
4.26K+ 12.44% |
$308K - $361K
|
38.5K
$2.7M
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.57K+ 2.78% |
$258K - $302K
|
132K
$9.28M
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
5.71K+ 67.41% |
$412K - $483K
|
14.2K
$995K
|
|
|
Feb 14, 2025
Q4 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.87K- 2.16% |
$135K - $159K
|
84.7K
$5.94M
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.67K- 1.25% |
$121K - $142K
|
132K
$9.28M
|
|
|
Feb 14, 2025
Q4 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
6.27KNew |
$452K - $531K
|
6.27K
$440K
|
|
|
Feb 14, 2025
Q4 2024
|
Dunhill Financial, LLC
London, X0 |
BUY
|
- |
6.76K+ 93.54% |
$488K - $572K
|
14K
$981K
|
|
|
Feb 14, 2025
Q4 2024
|
49 Wealth Management, LLC
Austin, TX |
BUY
|
- |
82+ 2.24% |
$5.92K - $6.94K
|
3.74K
$262K
|
|
|
Feb 14, 2025
Q4 2024
|
Fischer Investment Strategies, LLC
Westlake Village, CA |
BUY
|
- |
51KNew |
$3.68M - $4.32M
|
51K
$3.58M
|
|
|
Feb 14, 2025
Q4 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
36.9KNew |
$2.66M - $3.12M
|
36.9K
$2.59M
|
|
|
Feb 14, 2025
Q4 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
27.6KNew |
$1.99M - $2.33M
|
27.6K
$1.93M
|
|
|
Feb 14, 2025
Q4 2024
|
Comerica Bank
|
BUY
|
- |
2.16K+ 169.15% |
$156K - $182K
|
3.43K
$241K
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
532K+ 275.81% |
$38.4M - $45M
|
724K
$50.8M
|
|
|
Feb 14, 2025
Q4 2024
|
Blue Capital, Inc.
Omaha, NE |
BUY
|
- |
8.42KNew |
$608K - $712K
|
8.42K
$590K
|
|
|
Feb 13, 2025
Q4 2024
|
Prospera Financial Services Inc
|
SELL
|
- |
-194- 3.32% |
$14K - $16.4K
|
5.65K
$396K
|
|
|
Feb 13, 2025
Q4 2024
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
3.88KNew |
$280K - $329K
|
3.88K
$272K
|
|
|
Feb 13, 2025
Q4 2024
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
2.76KNew |
$199K - $234K
|
2.76K
$194K
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
50+ 1.15% |
$3.61K - $4.23K
|
4.42K
$310K
|
|
|
Feb 13, 2025
Q4 2024
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-1.74K- 0.69% |
$126K - $147K
|
251K
$17.6M
|
|
|
Feb 13, 2025
Q4 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
232+ 3.22% |
$16.7K - $19.6K
|
7.43K
$521K
|
|
|
Feb 13, 2025
Q4 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2.49K+ 3367.57% |
$180K - $211K
|
2.57K
$180K
|
|
|
Feb 13, 2025
Q4 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.52K+ 3.0% |
$110K - $129K
|
52.1K
$3.66M
|
|
|
Feb 13, 2025
Q4 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
23.9K+ 27.81% |
$1.72M - $2.02M
|
110K
$7.7M
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
405New |
$29.2K - $34.3K
|
405
$28.4K
|
|
|
Feb 12, 2025
Q4 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
397New |
$28.7K - $33.6K
|
397
$27.8K
|
|
|
Feb 12, 2025
Q4 2024
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-3- 3.16% |
$217 - $254
|
92
$6.45K
|
|
|
Feb 12, 2025
Q4 2024
|
Citigroup Inc
|
BUY
|
- |
65New |
$4.69K - $5.5K
|
65
$4.56K
|
|
|
Feb 12, 2025
Q4 2024
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-3.19K- 9.11% |
$230K - $270K
|
31.8K
$2.23M
|
|
|
Feb 12, 2025
Q4 2024
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
59+ 2.09% |
$4.26K - $4.99K
|
2.88K
$202K
|
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
6.78K+ 12.66% |
$489K - $573K
|
60.3K
$4.23M
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
154K+ 60.16% |
$11.1M - $13M
|
410K
$28.8M
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
37.7K+ 7.04% |
$2.72M - $3.19M
|
574K
$40.3M
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
325+ 306.6% |
$23.5K - $27.5K
|
431
$30.2K
|
|
|
Feb 11, 2025
Q4 2024
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
80.7KNew |
$5.83M - $6.83M
|
80.7K
$5.66M
|
|
|
Feb 10, 2025
Q4 2024
|
Founders Financial Securities LLC
|
BUY
|
- |
22.3KNew |
$1.61M - $1.89M
|
22.3K
$1.56M
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
4.01K+ 38.82% |
$290K - $340K
|
14.4K
$1.01M
|
|
|
Feb 10, 2025
Q4 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.73K+ 11.32% |
$125K - $147K
|
17K
$1.19M
|
|
|
Feb 10, 2025
Q4 2024
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
1+ 0.14% |
$72.2 - $84.6
|
718
$50.4K
|
|
|
Feb 10, 2025
Q4 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
335+ 9.35% |
$24.2K - $28.4K
|
3.92K
$275K
|
|
|
Feb 07, 2025
Q4 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.42K+ 4.79% |
$175K - $205K
|
53K
$3.72M
|
|
|
Feb 07, 2025
Q4 2024
|
Strategic Equity Management
|
SELL
|
- |
-2.66K- 19.15% |
$192K - $225K
|
11.2K
$789K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.83K- 12.42% |
$204K - $239K
|
19.9K
$1.4M
|
|
|
Feb 07, 2025
Q4 2024
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
4+ 0.19% |
$289 - $339
|
2.08K
$146K
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
80.5KNew |
$5.81M - $6.81M
|
80.5K
$5.64M
|