Latest Institutional Transactions on First Trust Small Cap Growth A (FYC)
This table provides information on the latest institutional transactions involving First Trust Small Cap Growth A (FYC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2024
Q3 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.8K- 19.99% |
$118K - $135K
|
7.2K
$575K
|
|
|
Nov 15, 2024
Q3 2024
|
Dunhill Financial, LLC
London, X0 |
SELL
|
- |
-496- 6.42% |
$32.5K - $37.2K
|
7.23K
$577K
|
|
|
Nov 14, 2024
Q3 2024
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-33- 0.41% |
$2.16K - $2.47K
|
8.07K
$644K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-328- 0.95% |
$21.5K - $24.6K
|
34.3K
$2.74M
|
|
|
Nov 14, 2024
Q3 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
223+ 1.31% |
$14.6K - $16.7K
|
17.2K
$1.37M
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.61K+ 58.67% |
$106K - $121K
|
4.37K
$348K
|
|
|
Nov 14, 2024
Q3 2024
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-2.88K- 7.59% |
$188K - $216K
|
35K
$2.8M
|
|
|
Nov 14, 2024
Q3 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-13.3K- 99.45% |
$870K - $997K
|
74
$5.91K
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
26.6K+ 110.6% |
$1.74M - $1.99M
|
50.6K
$4.04M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
15.9K+ 14.07% |
$1.04M - $1.19M
|
129K
$10.3M
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-27K- 76.11% |
$1.77M - $2.02M
|
8.47K
$676K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-36.5K- 21.42% |
$2.39M - $2.74M
|
134K
$10.7M
|
|
|
Nov 14, 2024
Q3 2024
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
47.4KNew |
$3.1M - $3.55M
|
47.4K
$3.78M
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
BUY
|
- |
209+ 19.62% |
$13.7K - $15.7K
|
1.27K
$102K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
25.1K+ 15.0% |
$1.64M - $1.88M
|
193K
$15.4M
|
|
|
Nov 13, 2024
Q3 2024
|
Truist Financial Corp
|
BUY
|
- |
302+ 9.32% |
$19.8K - $22.6K
|
3.54K
$283K
|
|
|
Nov 13, 2024
Q3 2024
|
Northwest Financial Advisors
Herndon, VA |
BUY
|
- |
1+ 0.41% |
$65.4 - $75
|
243
$19.4K
|
|
|
Nov 13, 2024
Q3 2024
|
Private Trust CO Na
|
BUY
|
- |
1.41K+ 213.85% |
$91.9K - $105K
|
2.06K
$165K
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
302+ 2.01% |
$19.8K - $22.6K
|
15.3K
$1.22M
|
|
|
Nov 13, 2024
Q3 2024
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-18.3K- 6.77% |
$1.2M - $1.37M
|
252K
$20.2M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
93.3K+ 57.26% |
$6.1M - $6.99M
|
256K
$20.4M
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
3.59KNew |
$235K - $269K
|
3.59K
$286K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
94+ 0.41% |
$6.15K - $7.05K
|
22.8K
$1.82M
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
29K+ 50.88% |
$1.89M - $2.17M
|
85.9K
$6.85M
|
|
|
Nov 13, 2024
Q3 2024
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-1- 1.04% |
$65.4 - $75
|
95
$7.58K
|
|
|
Nov 12, 2024
Q3 2024
|
Western Wealth Management, LLC
|
BUY
|
- |
5.93KNew |
$388K - $444K
|
5.93K
$473K
|
|
|
Nov 12, 2024
Q3 2024
|
49 Wealth Management, LLC
Austin, TX |
SELL
|
- |
-568- 13.45% |
$37.2K - $42.6K
|
3.66K
$292K
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
106New |
$6.94K - $7.95K
|
106
$8.46K
|
|
|
Nov 12, 2024
Q3 2024
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
2.82KNew |
$184K - $211K
|
2.82K
$225K
|
|
|
Nov 12, 2024
Q3 2024
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
2.14K+ 4.37% |
$140K - $160K
|
51K
$4.07M
|
|
|
Nov 12, 2024
Q3 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
33.4K+ 53.38% |
$2.18M - $2.5M
|
95.9K
$7.66M
|
|
|
Nov 12, 2024
Q3 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
2.43K+ 378.5% |
$159K - $182K
|
3.07K
$245K
|
|
|
Nov 12, 2024
Q3 2024
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
2.69KNew |
$176K - $202K
|
2.69K
$215K
|
|
|
Nov 08, 2024
Q3 2024
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
32+ 0.38% |
$2.09K - $2.4K
|
8.43K
$673K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
65.4K+ 13.89% |
$4.28M - $4.9M
|
536K
$42.8M
|
|
|
Nov 08, 2024
Q3 2024
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-140- 50.91% |
$9.16K - $10.5K
|
135
$10.8K
|
|
|
Nov 08, 2024
Q3 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
306+ 0.61% |
$20K - $22.9K
|
50.5K
$4.03M
|
|
|
Nov 08, 2024
Q3 2024
|
Mtm Investment Management, LLC
Spartanburg, SC |
SELL
|
- |
-750- 4.25% |
$49.1K - $56.2K
|
16.9K
$1.35M
|
|
|
Nov 07, 2024
Q3 2024
|
Prospera Financial Services Inc
|
BUY
|
- |
873+ 17.56% |
$57.1K - $65.5K
|
5.85K
$467K
|
|
|
Nov 07, 2024
Q3 2024
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
1+ 0.14% |
$65.4 - $75
|
717
$57.2K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.12K+ 6.2% |
$204K - $234K
|
53.5K
$4.27M
|
|
|
Nov 05, 2024
Q3 2024
|
Strategic Equity Management
|
BUY
|
- |
6.58K+ 89.83% |
$431K - $494K
|
13.9K
$1.11M
|
|
|
Nov 04, 2024
Q3 2024
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-137- 3.68% |
$8.97K - $10.3K
|
3.58K
$286K
|
|
|
Nov 01, 2024
Q3 2024
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
10+ 0.48% |
$654 - $750
|
2.08K
$166K
|
|
|
Oct 31, 2024
Q3 2024
|
Waterfront Wealth Inc.
|
BUY
|
- |
3.15KNew |
$206K - $236K
|
3.15K
$251K
|
|
|
Oct 30, 2024
Q3 2024
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
6.37KNew |
$417K - $477K
|
6.37K
$508K
|
|
|
Oct 30, 2024
Q3 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-251- 0.32% |
$16.4K - $18.8K
|
79.3K
$6.33M
|
|
|
Oct 29, 2024
Q3 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.1K- 17.42% |
$72K - $82.5K
|
5.22K
$416K
|
|
|
Oct 28, 2024
Q3 2024
|
Us Bancorp \De\
|
BUY
|
- |
670+ 3.11% |
$43.8K - $50.2K
|
22.2K
$1.77M
|
|
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
6.58KNew |
$431K - $493K
|
6.58K
$525K
|