Latest Institutional Transactions on First Trust Small Cap Growth A (FYC)
This table provides information on the latest institutional transactions involving First Trust Small Cap Growth A (FYC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 07, 2019
Q2 2019
|
Legacy Financial Advisors, Inc.
|
SELL
|
- |
-850Closed |
$37K - $40.4K
|
0
$0
|
|
|
Jul 23, 2019
Q2 2019
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-465Closed |
$20.2K - $22.1K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-235Closed |
$10.2K - $11.2K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 06, 2019
Q1 2019
|
Riggs Asset Managment Co. Inc.
|
SELL
|
- |
-1.45KClosed |
$56.8K - $68.3K
|
0
$0
|
|
|
May 03, 2019
Q1 2019
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-40.6KClosed |
$1.58M - $1.91M
|
0
$0
|
|
| Q4 2018 | |||||||
|
Jan 28, 2019
Q4 2018
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-30.7KClosed |
$1.15M - $1.58M
|
0
$0
|
|
|
Jan 18, 2019
Q4 2018
|
Lvz, Inc.
|
SELL
|
- |
-8.72KClosed |
$325K - $449K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 15, 2018
Q3 2018
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-239Closed |
$11.5K - $12.7K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
48.6KNew |
$2.34M - $2.58M
|
48.6K
$3.8M
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-2.43KClosed |
$117K - $129K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-256Closed |
$12.3K - $13.6K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-22.7KClosed |
$1.09M - $1.2M
|
0
$0
|
|
|
Oct 16, 2018
Q3 2018
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-1.8KClosed |
$86.8K - $95.6K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 20, 2018
Q2 2018
|
City Holding CO
|
BUY
|
- |
211New |
$8.93K - $10.7K
|
211
$16.5K
|
|
| Q1 2018 | |||||||
|
May 08, 2018
Q1 2018
|
Advisor Net Financial, Inc
|
SELL
|
- |
-1.08KClosed |
$44K - $48.6K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 09, 2018
Q4 2017
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-14.1KClosed |
$572K - $607K
|
0
$0
|
|
|
Jan 24, 2018
Q4 2017
|
Sg Americas Securities, LLC
|
SELL
|
- |
-4.83KClosed |
$195K - $207K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 14, 2017
Q3 2017
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
1New |
$39.9 - $41.2
|
1
$78.1
|
|
| Q2 2017 | |||||||
|
Aug 15, 2017
Q2 2017
|
Assetmark, Inc
|
SELL
|
- |
-74Closed |
N/A
|
0
$0
|
|