Latest Institutional Purchases of First Trust Small Cap Growth A (FYC)
This list provides information on the latest institutional transactions involving First Trust Small Cap Growth A (FYC) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
195K+ 151.13% |
$15.2M - $18M
|
324K
$29.6M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
156K+ 23.27% |
$12.2M - $14.4M
|
828K
$75.6M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
84.8K+ 137.93% |
$6.62M - $7.83M
|
146K
$13.4M
|
|
|
Oct 09, 2025
Q3 2025
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
BUY
|
- |
63.6KNew |
$4.96M - $5.86M
|
63.6K
$5.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
58.9K+ 850.12% |
$4.59M - $5.43M
|
65.9K
$6.01M
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
47.7KNew |
$3.72M - $4.4M
|
47.7K
$4.36M
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
47.5KNew |
$3.71M - $4.38M
|
47.5K
$4.34M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
34.9K+ 89.22% |
$2.72M - $3.22M
|
73.9K
$6.75M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
33.1K+ 17.29% |
$2.58M - $3.05M
|
224K
$20.5M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
18.9K+ 50.38% |
$1.47M - $1.74M
|
56.3K
$5.14M
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
14.3K+ 279.8% |
$1.11M - $1.32M
|
19.4K
$1.77M
|
|
|
Oct 29, 2025
Q3 2025
|
Custom Index Systems, LLC
New York, NY |
BUY
|
- |
12.7K+ 354.0% |
$994K - $1.18M
|
16.3K
$1.49M
|
|
|
Oct 30, 2025
Q3 2025
|
New Wave Wealth Advisors LLC
Springdale, AR |
BUY
|
- |
11.6K+ 12.2% |
$908K - $1.07M
|
107K
$9.78M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
10.6K+ 56.38% |
$827K - $978K
|
29.4K
$2.68M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
10.5K+ 28.78% |
$822K - $972K
|
47.1K
$4.3M
|
|
|
Nov 10, 2025
Q3 2025
|
Empirical Asset Management, LLC
|
BUY
|
- |
10.1KNew |
$791K - $936K
|
10.1K
$926K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
8.95K+ 16.44% |
$698K - $826K
|
63.4K
$5.79M
|
|
|
Nov 10, 2025
Q3 2025
|
Ferguson Shapiro LLC
|
BUY
|
- |
8.61KNew |
$671K - $794K
|
8.61K
$786K
|
|
|
Nov 10, 2025
Q3 2025
|
Us Bancorp \De\
|
BUY
|
- |
7.06K+ 34.51% |
$551K - $651K
|
27.5K
$2.51M
|
|
|
Oct 29, 2025
Q3 2025
|
Vista Investment Partners Ii, LLC
Richmond, IN |
BUY
|
- |
6.49K+ 58.35% |
$506K - $598K
|
17.6K
$1.61M
|
|
|
Oct 09, 2025
Q3 2025
|
Eclectic Associates Inc
|
BUY
|
- |
6.32K+ 4.39% |
$492K - $582K
|
150K
$13.7M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.84K+ 21.56% |
$455K - $539K
|
32.9K
$3.01M
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
5.67K+ 52.98% |
$442K - $523K
|
16.4K
$1.5M
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
4.67K+ 90.19% |
$364K - $431K
|
9.85K
$899K
|
|
|
Oct 06, 2025
Q3 2025
|
Nova Wealth Management, Inc.
Bonita Springs, FL |
BUY
|
- |
4.35KNew |
$339K - $401K
|
4.35K
$397K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
4.01KNew |
$313K - $370K
|
4.01K
$366K
|
|
|
Nov 12, 2025
Q3 2025
|
Brinker Capital Investments, LLC
|
BUY
|
- |
3.79KNew |
$295K - $349K
|
3.79K
$346K
|
|
|
Nov 04, 2025
Q3 2025
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
3.37KNew |
$263K - $311K
|
3.37K
$308K
|
|
|
Nov 12, 2025
Q3 2025
|
Richmond Investment Services, LLC
Mequon, WI |
BUY
|
- |
3.29K+ 2.42% |
$257K - $304K
|
140K
$12.7M
|
|
|
Nov 12, 2025
Q3 2025
|
Pfg Advisors
|
BUY
|
- |
3.04KNew |
$237K - $280K
|
3.04K
$277K
|
|
|
Oct 27, 2025
Q3 2025
|
Wealth Effects LLC
|
BUY
|
- |
2.86KNew |
$223K - $263K
|
2.86K
$261K
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.78K+ 37.62% |
$216K - $256K
|
10.2K
$927K
|
|
|
Oct 27, 2025
Q3 2025
|
Stephens Inc
|
BUY
|
- |
2.58KNew |
$201K - $238K
|
2.58K
$235K
|
|
|
Nov 07, 2025
Q3 2025
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
2.5K+ 3.52% |
$195K - $231K
|
73.6K
$6.72M
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
2.5KNew |
$195K - $230K
|
2.5K
$228K
|
|
|
Nov 04, 2025
Q3 2025
|
Keybank National Association
|
BUY
|
- |
2.5KNew |
$195K - $230K
|
2.5K
$228K
|
|
|
Nov 06, 2025
Q3 2025
|
Warner Group LLC
Madison, CT |
BUY
|
- |
2.48KNew |
$193K - $229K
|
2.48K
$226K
|
|
|
Oct 20, 2025
Q3 2025
|
Xml Financial, LLC
|
BUY
|
- |
2.4KNew |
$187K - $221K
|
2.4K
$219K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.39K+ 15.2% |
$186K - $220K
|
18.1K
$1.65M
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
2.3KNew |
$179K - $212K
|
2.3K
$210K
|
|
|
Nov 13, 2025
Q3 2025
|
Pacific Sun Financial Corp
|
BUY
|
- |
2.22KNew |
$173K - $205K
|
2.22K
$203K
|
|
|
Nov 07, 2025
Q3 2025
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
2.08KNew |
$162K - $192K
|
2.08K
$190K
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.65K+ 65.05% |
$128K - $152K
|
4.18K
$382K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.36K+ 8.26% |
$106K - $126K
|
17.9K
$1.63M
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
1.12K+ 1.93% |
$87.3K - $103K
|
59.1K
$5.4M
|
|
|
Oct 15, 2025
Q3 2025
|
Independent Wealth Network Inc.
|
BUY
|
- |
1.11K+ 13.62% |
$86.7K - $103K
|
9.28K
$847K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
1.1KNew |
$85.6K - $101K
|
1.1K
$100K
|
|
|
Nov 04, 2025
Q3 2025
|
Hazlett, Burt & Watson, Inc.
|
BUY
|
- |
1KNew |
$78K - $92.2K
|
1K
$91.3K
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
977+ 7.54% |
$76.2K - $90.1K
|
13.9K
$1.27M
|
|
|
Nov 14, 2025
Q3 2025
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
633+ 107.29% |
$49.4K - $58.4K
|
1.22K
$112K
|
|