Latest Institutional Purchases of First Trust Small Cap Growth A (FYC)
This list provides information on the latest institutional transactions involving First Trust Small Cap Growth A (FYC) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
1.12K+ 1.93% |
$87.3K - $103K
|
59.1K
$5.4M
|
|
|
Oct 15, 2025
Q3 2025
|
Independent Wealth Network Inc.
|
BUY
|
- |
1.11K+ 13.62% |
$86.7K - $103K
|
9.28K
$847K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
1.1KNew |
$85.6K - $101K
|
1.1K
$100K
|
|
|
Nov 04, 2025
Q3 2025
|
Hazlett, Burt & Watson, Inc.
|
BUY
|
- |
1KNew |
$78K - $92.2K
|
1K
$91.3K
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
977+ 7.54% |
$76.2K - $90.1K
|
13.9K
$1.27M
|
|
|
Nov 14, 2025
Q3 2025
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
633+ 107.29% |
$49.4K - $58.4K
|
1.22K
$112K
|
|
|
Nov 05, 2025
Q3 2025
|
Western Wealth Management, LLC
|
BUY
|
- |
601+ 7.39% |
$46.9K - $55.4K
|
8.73K
$797K
|
|
|
Nov 04, 2025
Q3 2025
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
589+ 19.69% |
$45.9K - $54.3K
|
3.58K
$327K
|
|
|
Nov 05, 2025
Q3 2025
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
566+ 7.02% |
$44.1K - $52.2K
|
8.63K
$788K
|
|
|
Nov 14, 2025
Q3 2025
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
552+ 16.48% |
$43K - $50.9K
|
3.9K
$356K
|
|
|
Nov 10, 2025
Q3 2025
|
Citigroup Inc
|
BUY
|
- |
551+ 847.69% |
$43K - $50.8K
|
616
$56.2K
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
406+ 86.94% |
$31.7K - $37.4K
|
873
$79.7K
|
|
|
Nov 12, 2025
Q3 2025
|
Hfg Advisors, Inc.
|
BUY
|
- |
351+ 1.6% |
$27.4K - $32.4K
|
22.3K
$2.04M
|
|
|
Oct 30, 2025
Q3 2025
|
Sylvest Advisors, LLC
Dallas, TX |
BUY
|
- |
298+ 3.78% |
$23.2K - $27.5K
|
8.18K
$746K
|
|
|
Oct 29, 2025
Q3 2025
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
BUY
|
- |
258New |
$20.1K - $23.8K
|
258
$23.6K
|
|
|
Nov 05, 2025
Q3 2025
|
Proactive Wealth Strategies LLC
Marietta, GA |
BUY
|
- |
181+ 1.91% |
$14.1K - $16.7K
|
9.65K
$880K
|
|
|
Nov 10, 2025
Q3 2025
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
145+ 1.42% |
$11.3K - $13.4K
|
10.4K
$949K
|
|
|
Nov 10, 2025
Q3 2025
|
Advisors Preferred, LLC
Rockville, MD |
BUY
|
- |
143New |
$11.2K - $13.2K
|
143
$13.1K
|
|
|
Nov 13, 2025
Q3 2025
|
Russell Investments Group, Ltd.
|
BUY
|
- |
130New |
$10.1K - $12K
|
130
$11.9K
|
|
|
Nov 06, 2025
Q3 2025
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
81+ 1.93% |
$6.32K - $7.47K
|
4.27K
$390K
|
|
|
Nov 10, 2025
Q3 2025
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
57+ 1.36% |
$4.44K - $5.26K
|
4.26K
$389K
|
|
|
Nov 14, 2025
Q3 2025
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
32+ 1.21% |
$2.5K - $2.95K
|
2.68K
$244K
|
|
|
Nov 06, 2025
Q3 2025
|
Prospera Financial Services Inc
|
BUY
|
- |
8+ 0.14% |
$624 - $738
|
5.79K
$529K
|
|
|
Oct 21, 2025
Q3 2025
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
2+ 0.07% |
$156 - $184
|
2.74K
$250K
|
|
| Q2 2025 | |||||||
|
Aug 14, 2025
Q2 2025
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
28.1KNew |
$1.71M - $2.24M
|
28.1K
$2.57M
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
CALL |
23KNew |
$1.4M - $1.83M
|
23K
$2.1M
|
|
|
Aug 12, 2025
Q2 2025
|
One Ascent Financial Services LLC
Birmingham, AL |
BUY
|
- |
11.6K+ 208.04% |
$706K - $921K
|
17.1K
$1.56M
|
|
|
Aug 04, 2025
Q2 2025
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
11.6K+ 208.04% |
$706K - $921K
|
17.1K
$1.56M
|
|
|
Aug 08, 2025
Q2 2025
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
BUY
|
- |
2.58KNew |
$158K - $206K
|
2.58K
$236K
|
|
|
Aug 08, 2025
Q2 2025
|
Creative Planning
Overland Park, KS |
BUY
|
- |
2.53KNew |
$154K - $201K
|
2.53K
$231K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.85KNew |
$113K - $147K
|
1.85K
$169K
|
|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.17K+ 0.89% |
$71.3K - $92.9K
|
132K
$12M
|
|
|
Aug 13, 2025
Q2 2025
|
Twin Peaks Wealth Advisors, LLC
Burlingame, CA |
BUY
|
- |
818New |
$49.9K - $65.1K
|
818
$74.7K
|
|
|
Jul 25, 2025
Q2 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
409+ 10.75% |
$25K - $32.5K
|
4.21K
$385K
|
|
|
Jul 29, 2025
Q2 2025
|
Private Trust CO Na
|
BUY
|
- |
384+ 20.65% |
$23.4K - $30.6K
|
2.24K
$205K
|
|
|
Jul 10, 2025
Q2 2025
|
Family Legacy Financial Solutions, LLC
Cary, NC |
BUY
|
- |
92New |
$5.61K - $7.32K
|
92
$8.4K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q1 2025 | |||||||
|
Apr 14, 2025
Q1 2025
|
Wedmont Private Capital
|
BUY
|
- |
7.62KNew |
$519K - $614K
|
7.62K
$696K
|
|
|
May 14, 2025
Q1 2025
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
3.12KNew |
$212K - $251K
|
3.12K
$285K
|
|
|
May 15, 2025
Q1 2025
|
Private Wealth Asset Management, LLC
Cedar Rapids, IA |
BUY
|
- |
1.08KNew |
$73.9K - $87.3K
|
1.08K
$99K
|
|
|
May 14, 2025
Q1 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
899+ 14.34% |
$61.2K - $72.4K
|
7.17K
$654K
|
|
|
Apr 22, 2025
Q1 2025
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
765+ 10.01% |
$52.1K - $61.6K
|
8.41K
$768K
|
|
|
May 05, 2025
Q1 2025
|
Montag A & Associates Inc
Atlanta, GA |
BUY
|
- |
500New |
$34.1K - $40.3K
|
500
$45.6K
|
|
|
Apr 23, 2025
Q1 2025
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
387+ 15.87% |
$26.4K - $31.2K
|
2.83K
$258K
|
|
|
Apr 25, 2025
Q1 2025
|
G&S Capital LLC
|
BUY
|
- |
288+ 2.06% |
$19.6K - $23.2K
|
14.3K
$1.3M
|
|
|
Apr 09, 2025
Q1 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
250New |
$17K - $20.1K
|
250
$22.8K
|
|
|
May 14, 2025
Q1 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
91+ 3.16% |
$6.2K - $7.33K
|
2.97K
$271K
|
|
|
Apr 28, 2025
Q1 2025
|
Tkg Advisors, LLC
|
BUY
|
- |
19+ 0.51% |
$1.29K - $1.53K
|
3.73K
$340K
|
|
| Q4 2024 | |||||||
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
80.5KNew |
$5.81M - $6.81M
|
80.5K
$7.34M
|
|
|
Feb 14, 2025
Q4 2024
|
Fischer Investment Strategies, LLC
Westlake Village, CA |
BUY
|
- |
51KNew |
$3.68M - $4.32M
|
51K
$4.66M
|
|