Latest Institutional Sells of First Trust Small Cap Growth A (FYC)
This list provides information on the latest institutional transactions involving First Trust Small Cap Growth A (FYC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-226K- 47.29% |
$17.6M - $20.8M
|
252K
$23M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-51K- 20.72% |
$3.98M - $4.7M
|
195K
$17.8M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-45.6K- 68.9% |
$3.56M - $4.21M
|
20.6K
$1.88M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-31.7K- 10.1% |
$2.47M - $2.92M
|
282K
$25.8M
|
|
|
Nov 12, 2025
Q3 2025
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-9.09K- 3.57% |
$709K - $839K
|
246K
$22.4M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-3.61K- 90.35% |
$281K - $332K
|
385
$35.1K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-3.34K- 14.12% |
$260K - $308K
|
20.3K
$1.85M
|
|
|
Nov 12, 2025
Q3 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-2.95K- 3.97% |
$230K - $272K
|
71.3K
$6.51M
|
|
|
Oct 31, 2025
Q3 2025
|
Brueske Advisory Services, LLC
Bellevue, WA |
SELL
|
- |
-2.85K- 3.17% |
$222K - $263K
|
87K
$7.94M
|
|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.63K- 1.79% |
$127K - $150K
|
89.4K
$8.16M
|
|
|
Nov 03, 2025
Q3 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-725- 40.5% |
$56.5K - $66.9K
|
1.07K
$97.2K
|
|
|
Oct 27, 2025
Q3 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-597- 0.6% |
$46.6K - $55.1K
|
98.6K
$9M
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-541- 6.35% |
$42.2K - $49.9K
|
7.98K
$728K
|
|
|
Oct 23, 2025
Q3 2025
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-520- 9.18% |
$40.5K - $48K
|
5.14K
$469K
|
|
|
Oct 23, 2025
Q3 2025
|
Moneywise, Inc.
|
SELL
|
- |
-489- 1.87% |
$38.1K - $45.1K
|
25.7K
$2.35M
|
|
|
Nov 12, 2025
Q3 2025
|
49 Wealth Management, LLC
Austin, TX |
SELL
|
- |
-275- 9.03% |
$21.4K - $25.4K
|
2.77K
$253K
|
|
|
Nov 05, 2025
Q3 2025
|
Key F Inancial Inc
|
SELL
|
- |
-252- 24.3% |
$19.7K - $23.2K
|
785
$71.7K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-234- 5.81% |
$18.2K - $21.6K
|
3.8K
$347K
|
|
|
Nov 05, 2025
Q3 2025
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-212- 1.51% |
$16.5K - $19.6K
|
13.9K
$1.26M
|
|
|
Nov 07, 2025
Q3 2025
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-207- 6.3% |
$16.1K - $19.1K
|
3.08K
$281K
|
|
|
Oct 24, 2025
Q3 2025
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-154- 2.42% |
$12K - $14.2K
|
6.2K
$566K
|
|
|
Oct 28, 2025
Q3 2025
|
Clear Point Advisors Inc.
Melville, NY |
SELL
|
- |
-101- 1.29% |
$7.88K - $9.32K
|
7.75K
$708K
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-71- 0.36% |
$5.54K - $6.55K
|
19.6K
$1.78M
|
|
|
Nov 05, 2025
Q3 2025
|
Strategic Equity Management
|
SELL
|
- |
-60- 0.59% |
$4.68K - $5.53K
|
10.1K
$926K
|
|
|
Nov 12, 2025
Q3 2025
|
Dunhill Financial, LLC
London, X0 |
SELL
|
- |
-20- 0.28% |
$1.56K - $1.84K
|
7.06K
$644K
|
|
|
Nov 12, 2025
Q3 2025
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-3- 0.02% |
$234 - $277
|
19.5K
$1.78M
|
|
| Q2 2025 | |||||||
|
Aug 14, 2025
Q2 2025
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-28.9K- 77.1% |
$1.77M - $2.3M
|
8.6K
$785K
|
|
|
Aug 14, 2025
Q2 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.43K- 23.02% |
$86.9K - $113K
|
4.77K
$435K
|
|
|
Aug 08, 2025
Q2 2025
|
Mtm Investment Management, LLC
Spartanburg, SC |
SELL
|
- |
-750- 4.54% |
$45.8K - $59.7K
|
15.8K
$1.44M
|
|
|
Aug 12, 2025
Q2 2025
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-445- 11.21% |
$27.1K - $35.4K
|
3.52K
$322K
|
|
|
Aug 11, 2025
Q2 2025
|
Tidemark, LLC
San Diego, CA |
SELL
|
- |
-121- 16.83% |
$7.38K - $9.63K
|
598
$54.6K
|
|
|
Jul 21, 2025
Q2 2025
|
Hilltop National Bank
Casper, WY |
SELL
|
- |
-98- 50.0% |
$5.98K - $7.8K
|
98
$8.95K
|
|
|
Aug 12, 2025
Q2 2025
|
Global Retirement Partners, LLC
|
SELL
|
- |
-90- 15.76% |
$5.49K - $7.16K
|
481
$43.9K
|
|
|
Jul 11, 2025
Q2 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-60- 73.17% |
$3.66K - $4.77K
|
22
$2.01K
|
|
|
Jul 25, 2025
Q2 2025
|
Cwm, LLC
|
SELL
|
- |
-30- 3.14% |
$1.83K - $2.39K
|
924
$84.4K
|
|
| Q1 2025 | |||||||
|
May 07, 2025
Q1 2025
|
Marshall Investment Management, LLC
Littleton, CO |
SELL
|
- |
-30.9K- 46.55% |
$2.1M - $2.49M
|
35.5K
$3.24M
|
|
|
May 15, 2025
Q1 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-22.5K- 81.7% |
$1.54M - $1.82M
|
5.05K
$461K
|
|
|
Apr 18, 2025
Q1 2025
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-209- 6.05% |
$14.2K - $16.8K
|
3.25K
$297K
|
|
|
May 20, 2025
Q1 2025
|
Belpointe Asset Management LLC
|
SELL
|
- |
-100- 2.49% |
$6.81K - $8.06K
|
3.92K
$358K
|
|
| Q4 2024 | |||||||
|
Jan 24, 2025
Q4 2024
|
Spire Wealth Management
|
SELL
|
- |
-99- 91.67% |
$7.15K - $8.38K
|
9
$822
|
|
|
Feb 12, 2025
Q4 2024
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-3- 3.16% |
$217 - $254
|
92
$8.4K
|
|
| Q3 2024 | |||||||
|
Nov 08, 2024
Q3 2024
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-140- 50.91% |
$9.16K - $10.5K
|
135
$12.3K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-39- 42.86% |
$2.38K - $2.63K
|
52
$4.75K
|
|
|
Aug 07, 2024
Q2 2024
|
Vital Stone Financial, LLC
Shavano Park, TX |
SELL
|
- |
-7Closed |
$426 - $472
|
0
$0
|
|
| Q1 2024 | |||||||
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-8.13K- 31.63% |
$482K - $534K
|
17.6K
$1.6M
|
|
|
Apr 24, 2024
Q1 2024
|
Strid Group, LLC
|
SELL
|
- |
-967- 17.98% |
$57.3K - $63.5K
|
4.41K
$403K
|
|
|
May 09, 2024
Q1 2024
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-97- 1.2% |
$5.75K - $6.37K
|
8K
$730K
|
|
| Q4 2023 | |||||||
|
Feb 02, 2024
Q4 2023
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-39.4K- 97.38% |
$2.03M - $2.52M
|
1.06K
$96.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-1.34K- 22.2% |
$69.1K - $85.9K
|
4.7K
$429K
|
|
|
Jan 30, 2024
Q4 2023
|
Quantum Private Wealth, LLC
Lake Forest, IL |
SELL
|
- |
-47- 1.12% |
$2.42K - $3.01K
|
4.16K
$379K
|
|