Purchases and Sales Made in Q3 2023 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
445KNew |
$24.6M - $28.4M
|
445K
$35.5M
|
|
|
Nov 08, 2023
Q3 2023
|
J Arnold Wealth Management CO
Youngstown, OH |
BUY
|
- |
198KNew |
$11M - $12.7M
|
198K
$15.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
23.4K+ 21.89% |
$1.3M - $1.5M
|
131K
$10.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
15.1KNew |
$839K - $967K
|
15.1K
$1.21M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
11.3K+ 78.19% |
$628K - $725K
|
25.9K
$2.06M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
11.2K+ 44.08% |
$618K - $713K
|
36.5K
$2.91M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
7.84K+ 20.36% |
$434K - $501K
|
46.3K
$3.7M
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
6.58K+ 6.41% |
$364K - $420K
|
109K
$8.71M
|
|
|
Oct 18, 2023
Q3 2023
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
4.44KNew |
$246K - $284K
|
4.44K
$354K
|
|
|
Nov 14, 2023
Q3 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
4K+ 41.44% |
$221K - $255K
|
13.6K
$1.09M
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.35K+ 3.85% |
$130K - $150K
|
63.4K
$5.06M
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
2.05K+ 5.27% |
$114K - $131K
|
41K
$3.27M
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.99K+ 21.87% |
$110K - $127K
|
11.1K
$885K
|
|
|
Feb 08, 2024
Q3 2023
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
1.53K+ 3.48% |
$84.4K - $97.4K
|
45.3K
$3.62M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.4K+ 14.86% |
$77.3K - $89.2K
|
10.8K
$862K
|
|
|
Oct 27, 2023
Q3 2023
|
Dunhill Financial, LLC
London, X0 |
BUY
|
- |
1.28K+ 4.95% |
$70.7K - $81.6K
|
27.1K
$2.16M
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.05K+ 8.35% |
$58.2K - $67.1K
|
13.6K
$1.09M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.01K+ 5.69% |
$55.6K - $64.2K
|
18.7K
$1.49M
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
906+ 12.51% |
$50.2K - $57.9K
|
8.15K
$650K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
720New |
$39.9K - $46K
|
720
$57.5K
|
|
|
Nov 14, 2023
Q3 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
620+ 11.44% |
$34.3K - $39.6K
|
6.04K
$482K
|
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
453+ 7.29% |
$25.1K - $28.9K
|
6.66K
$532K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
250New |
$13.8K - $16K
|
250
$20K
|
|
|
Oct 11, 2023
Q3 2023
|
Independent Wealth Network Inc.
|
BUY
|
- |
190+ 2.84% |
$10.5K - $12.1K
|
6.88K
$549K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
144+ 0.25% |
$7.97K - $9.2K
|
58.1K
$4.64M
|
|
|
Oct 24, 2023
Q3 2023
|
Hfg Advisors, Inc.
|
BUY
|
- |
101+ 0.57% |
$5.59K - $6.45K
|
18K
$1.43M
|
|
|
Oct 13, 2023
Q3 2023
|
Psi Advisors, LLC
|
BUY
|
- |
101+ 57.71% |
$5.59K - $6.45K
|
276
$22K
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
68New |
$3.77K - $4.34K
|
68
$5.43K
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
40+ 0.11% |
$2.21K - $2.56K
|
36.7K
$2.93M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
30+ 3.84% |
$1.66K - $1.92K
|
812
$64.8K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
20+ 0.11% |
$1.11K - $1.28K
|
18.8K
$1.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
BUY
|
- |
2+ 2.08% |
$111 - $128
|
98
$7.82K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-30- 0.16% |
$1.66K - $1.92K
|
18.6K
$1.49M
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-100- 9.71% |
$5.54K - $6.39K
|
930
$74.2K
|
|
|
Oct 18, 2023
Q3 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-104- 3.05% |
$5.76K - $6.64K
|
3.31K
$264K
|
|
|
Nov 06, 2023
Q3 2023
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-140- 3.76% |
$7.75K - $8.94K
|
3.58K
$286K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-142- 5.15% |
$7.86K - $9.07K
|
2.62K
$209K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-200- 3.02% |
$11.1K - $12.8K
|
6.42K
$512K
|
|
|
Oct 27, 2023
Q3 2023
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-302- 7.01% |
$16.7K - $19.3K
|
4.01K
$320K
|
|
|
Oct 23, 2023
Q3 2023
|
Moneywise, Inc.
|
SELL
|
- |
-999- 1.76% |
$55.3K - $63.8K
|
55.8K
$4.45M
|
|
|
Oct 24, 2023
Q3 2023
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-1.08K- 11.78% |
$59.9K - $69.1K
|
8.1K
$646K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.1K- 1.96% |
$60.7K - $70.1K
|
54.8K
$4.38M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.15K- 7.08% |
$63.7K - $73.5K
|
15.1K
$1.21M
|
|
|
Oct 24, 2023
Q3 2023
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-1.16K- 2.79% |
$64.3K - $74.2K
|
40.4K
$3.23M
|
|
|
Mar 13, 2024
Q3 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-2.98K- 6.33% |
$165K - $191K
|
44.2K
$3.53M
|
|
|
Nov 03, 2023
Q3 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-2.98K- 6.33% |
$165K - $191K
|
44.2K
$3.53M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.91K- 35.06% |
$216K - $250K
|
7.24K
$578K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-11K- 7.05% |
$609K - $703K
|
145K
$11.6M
|