Purchases and Sales Made in Q4 2021 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 01, 2022
Q4 2021
|
Avestar Capital, LLC
|
BUY
|
- |
106KNew |
$7.4M - $8.51M
|
106K
$8.44M
|
|
|
Feb 16, 2022
Q4 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
42.8KNew |
$3M - $3.45M
|
42.8K
$3.42M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
32K+ 17.03% |
$2.24M - $2.58M
|
220K
$17.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
25.5K+ 37.36% |
$1.79M - $2.05M
|
93.8K
$7.48M
|
|
|
Jan 12, 2022
Q4 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
23.4K+ 1065.05% |
$1.64M - $1.89M
|
25.6K
$2.05M
|
|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
22.5K+ 207.23% |
$1.57M - $1.81M
|
33.3K
$2.66M
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
21.8K+ 171.7% |
$1.52M - $1.75M
|
34.4K
$2.75M
|
|
|
Jan 20, 2022
Q4 2021
|
G&S Capital LLC
|
BUY
|
- |
15.8KNew |
$1.1M - $1.27M
|
15.8K
$1.26M
|
|
|
Feb 14, 2022
Q4 2021
|
Wmg Financial Advisors, LLC
|
BUY
|
- |
13.5KNew |
$943K - $1.08M
|
13.5K
$1.08M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
12.1K+ 33.33% |
$847K - $973K
|
48.4K
$3.86M
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
10.6K+ 982.27% |
$741K - $851K
|
11.7K
$930K
|
|
|
Feb 14, 2022
Q4 2021
|
Hfg Advisors, Inc.
|
BUY
|
- |
9.98KNew |
$699K - $803K
|
9.98K
$797K
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
9KNew |
$630K - $724K
|
9K
$718K
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
8.18K+ 86.83% |
$572K - $658K
|
17.6K
$1.4M
|
|
|
Feb 07, 2022
Q4 2021
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
7.69KNew |
$538K - $619K
|
7.69K
$614K
|
|
|
Jan 20, 2022
Q4 2021
|
Tkg Advisors, LLC
|
BUY
|
- |
7.49KNew |
$525K - $603K
|
7.49K
$598K
|
|
|
Feb 08, 2022
Q4 2021
|
Moneco Advisors, LLC
Fairfield, CT |
BUY
|
- |
7.33K+ 19.69% |
$513K - $589K
|
44.5K
$3.56M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
6.62K+ 7.02% |
$464K - $533K
|
101K
$8.06M
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
5.07K+ 1.35% |
$355K - $408K
|
380K
$30.3M
|
|
|
May 26, 2022
Q4 2021
|
Quantum Private Wealth, LLC
Lake Forest, IL |
BUY
|
- |
5KNew |
$350K - $403K
|
5K
$399K
|
|
|
Feb 02, 2022
Q4 2021
|
Ignite Planners, LLC
|
BUY
|
- |
4.48KNew |
$313K - $360K
|
4.48K
$357K
|
|
|
Feb 09, 2022
Q4 2021
|
Wealth Effects LLC
|
BUY
|
- |
4.16KNew |
$291K - $334K
|
4.16K
$332K
|
|
|
Feb 14, 2022
Q4 2021
|
Waterfront Wealth Inc.
|
BUY
|
- |
3.22KNew |
$225K - $259K
|
3.22K
$257K
|
|
|
Feb 04, 2022
Q4 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
3.03K+ 6.43% |
$212K - $244K
|
50.1K
$4M
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.53K+ 10.3% |
$177K - $204K
|
27.1K
$2.17M
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1.88K+ 6.51% |
$131K - $151K
|
30.7K
$2.45M
|
|
|
Feb 11, 2022
Q4 2021
|
Signet Financial Management, LLC
Parsippany, NJ |
BUY
|
- |
1.85KNew |
$129K - $149K
|
1.85K
$148K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.2KNew |
$83.7K - $96.2K
|
1.2K
$95.4K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
921New |
$64.5K - $74.1K
|
921
$73.5K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
681+ 7.66% |
$47.7K - $54.8K
|
9.57K
$764K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
558+ 14.5% |
$39.1K - $44.9K
|
4.41K
$352K
|
|
|
Feb 23, 2022
Q4 2021
|
Cornerstone Advisory, LLC
|
BUY
|
- |
376New |
$26.3K - $30.3K
|
376
$30K
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
351New |
$24.6K - $28.2K
|
351
$28K
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
318+ 8.12% |
$22.3K - $25.6K
|
4.23K
$338K
|
|
|
Jan 21, 2022
Q4 2021
|
Ahrens Investment Partners LLC
|
BUY
|
- |
263New |
$18.4K - $21.2K
|
263
$21K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
255+ 3.11% |
$17.9K - $20.5K
|
8.47K
$676K
|
|
|
Feb 03, 2022
Q4 2021
|
Ahl Investment Management, Inc.
|
BUY
|
- |
200New |
$14K - $16.1K
|
200
$16K
|
|
|
Feb 14, 2022
Q4 2021
|
Intrua Financial, LLC
Houston, TX |
BUY
|
- |
200+ 2.55% |
$14K - $16.1K
|
8.05K
$643K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
159+ 3.27% |
$11.1K - $12.8K
|
5.02K
$401K
|
|
|
Feb 17, 2022
Q4 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
147+ 0.51% |
$10.3K - $11.8K
|
28.8K
$2.3M
|
|
|
Feb 15, 2022
Q4 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
64+ 2.04% |
$4.48K - $5.15K
|
3.2K
$255K
|
|
|
Feb 10, 2022
Q4 2021
|
Independent Wealth Network Inc.
|
BUY
|
- |
26+ 0.47% |
$1.82K - $2.09K
|
5.5K
$439K
|
|
|
Feb 10, 2022
Q4 2021
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
BUY
|
- |
25New |
$1.75K - $2.01K
|
25
$2K
|
|
|
Jan 18, 2022
Q4 2021
|
Accel Wealth Management
|
BUY
|
- |
6New |
$420 - $483
|
6
$479
|
|
|
Feb 10, 2022
Q4 2021
|
Stone X Group Inc.
|
BUY
|
- |
5+ 0.11% |
$350 - $402
|
4.38K
$350K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
4+ 0.62% |
$280 - $322
|
652
$52K
|
|
|
Feb 09, 2022
Q4 2021
|
Db Wealth Management Group, LLC
San Diego, CA |
BUY
|
- |
2+ 0.52% |
$140 - $161
|
387
$30.9K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-8- 0.15% |
$560 - $644
|
5.36K
$428K
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
SELL
|
- |
-18- 1.59% |
$1.26K - $1.45K
|
1.12K
$89.1K
|