Purchases and Sales Made in Q4 2021 in First Trust Small Cap Growth A (FYC)

FYC Quotes by TradingView

This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History
Feb 03, 2022 Q4 2021
Total Clarity Wealth Management, Inc.

SELL
 -
-20
- 3.43%
$1.4K - $1.61K
563 $44K
Feb 14, 2022 Q4 2021
Transamerica Financial Advisors, Inc.

Clearwater, FL
SELL
 -
-23
- 4.53%
$1.61K - $1.85K
485 $37.9K
Jan 18, 2022 Q4 2021
Professional Financial Advisors, LLC

SELL
 -
-44
- 1.1%
$3.08K - $3.54K
3.97K $310K
Jan 14, 2022 Q4 2021
Spire Wealth Management

SELL
 -
-74
- 5.02%
$5.18K - $5.95K
1.4K $109K
Feb 14, 2022 Q4 2021
Money Concepts Capital Corp

SELL
 -
-100
Closed
$7K - $8.05K
0 $0
Feb 14, 2022 Q4 2021
Cornerstone Wealth Management, LLC

SELL
 -
-115
- 1.83%
$8.05K - $9.25K
6.17K $482K
Feb 15, 2022 Q4 2021
Liberty Wealth Management LLC

Oakland, CA
SELL
 -
-143
Closed
$10K - $11.5K
0 $0
Feb 09, 2022 Q4 2021
Mufg Americas Holdings Corp

SELL
 -
-200
Closed
$14K - $16.1K
0 $0
Aug 13, 2024 Q4 2021
Glen Eagle Advisors, LLC

Kingston, NJ
SELL
 -
-215
Closed
$15.1K - $17.3K
0 $0
Jan 14, 2022 Q4 2021
Strid Group, LLC

SELL
 -
-282
- 1.74%
$19.7K - $22.7K
15.9K $1.24M
Jan 27, 2023 Q4 2021
Gladstone Institutional Advisory LLC

Boca Raton, FL
SELL
 -
-477
- 3.93%
$33.4K - $38.4K
11.7K $911K
Feb 11, 2022 Q4 2021
Gladstone Institutional Advisory LLC

Boca Raton, FL
SELL
 -
-477
- 3.93%
$33.4K - $38.4K
11.7K $911K
Feb 04, 2022 Q4 2021
Envestnet Asset Management Inc

SELL
 -
-483
- 2.07%
$33.8K - $38.9K
22.8K $1.78M
Feb 10, 2022 Q4 2021
Citigroup Inc

SELL
 -
-551
Closed
$38.6K - $44.3K
0 $0
Feb 08, 2022 Q4 2021
Bank Of America Corp

Charlotte, NC
SELL
 -
-726
- 0.48%
$50.8K - $58.4K
150K $11.7M
Feb 14, 2022 Q4 2021
Ubs Group Ag

SELL
 -
-736
- 1.13%
$51.5K - $59.2K
64.3K $5.02M
Feb 14, 2022 Q4 2021
Susquehanna International Group, LLP

Bala Cynwyd, PA
SELL
 -
-824
- 4.78%
$57.7K - $66.3K
16.4K $1.28M
Jan 26, 2022 Q4 2021
Clearwater Capital Advisors, LLC

SELL
 -
-1.1K
- 8.77%
$77K - $88.5K
11.4K $894K
Feb 08, 2022 Q4 2021
Steward Partners Investment Advisory, LLC

SELL
 -
-1.35K
- 2.56%
$94.7K - $109K
51.4K $4.02M
Jan 20, 2022 Q4 2021
Kestra Advisory Services, LLC

SELL
 -
-1.56K
- 8.3%
$109K - $125K
17.2K $1.34M
Feb 16, 2022 Q4 2021
Harbour Investments, Inc.

Madison, WI
SELL
 -
-1.72K
- 28.46%
$120K - $138K
4.32K $337K
Feb 14, 2022 Q4 2021
Leelyn Smith, LLC

Geneva, IL
SELL
 -
-2.43K
Closed
$170K - $195K
0 $0
Feb 09, 2022 Q4 2021
Geneos Wealth Management Inc.

SELL
 -
-2.91K
- 75.22%
$204K - $234K
960 $75K
Feb 14, 2022 Q4 2021
Lpl Financial LLC

Fort Mill, SC
SELL
 -
-4.83K
- 1.15%
$338K - $389K
416K $32.5M
Feb 10, 2022 Q4 2021
Csenge Advisory Group

SELL
 -
-5.9K
- 7.41%
$413K - $475K
73.8K $5.76M
Feb 08, 2022 Q4 2021
Raymond James & Associates

St Petersburg, FL
SELL
 -
-6.11K
- 4.31%
$428K - $492K
136K $10.6M
Nov 14, 2024 Q4 2021
Plotkin Financial Advisors, LLC

Chevy Chase, MD
SELL
 -
-6.42K
- 8.13%
$450K - $517K
72.6K $5.67M
Feb 02, 2022 Q4 2021
Sigma Planning Corp

Ann Arbor, MI
SELL
 -
-6.64K
- 29.83%
$465K - $534K
15.6K $1.22M
Jan 12, 2022 Q4 2021
Moneywise, Inc.

SELL
 -
-7.22K
- 10.35%
$506K - $581K
62.6K $4.89M
Jan 21, 2022 Q4 2021
Global Retirement Partners, LLC

SELL
 -
-8.99K
Closed
$629K - $723K
0 $0
Feb 07, 2022 Q4 2021
Benjamin F. Edwards & Company, Inc.

St. Louis, MO
SELL
 -
-14.5K
- 10.68%
$1.01M - $1.16M
121K $9.44M
Feb 14, 2022 Q4 2021
Morgan Stanley

New York, NY
SELL
 -
-17.5K
- 6.95%
$1.23M - $1.41M
235K $18.3M
Jan 14, 2022 Q4 2021
Stratos Wealth Partners, Ltd.

SELL
 -
-18.5K
Closed
$1.3M - $1.49M
0 $0
Jan 31, 2022 Q4 2021
Harvest Investment Services, LLC

SELL
 -
-22.5K
Closed
$1.58M - $1.81M
0 $0
Jan 21, 2022 Q4 2021
Kestra Private Wealth Services, LLC

SELL
 -
-30.8K
Closed
$2.16M - $2.48M
0 $0
Feb 08, 2022 Q4 2021
Raymond James Financial Services Advisors, Inc.

St. Petersburg, FL
SELL
 -
-34.1K
- 26.26%
$2.39M - $2.74M
95.7K $7.47M
Feb 14, 2022 Q4 2021
Truist Financial Corp

SELL
 -
-44.7K
- 35.11%
$3.13M - $3.6M
82.6K $6.45M
Feb 16, 2022 Q4 2021
J Arnold Wealth Management CO

Youngstown, OH
SELL
 -
-177K
- 74.78%
$12.4M - $14.3M
59.8K $4.67M

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