Purchases and Sales Made in Q4 2025 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q4 2025. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 23, 2026
Q4 2025
|
Greenup Street Wealth Management LLC
|
BUY
|
- |
40.5KNew |
$3.63M - $3.9M
|
40.5K
$3.7M
|
|
|
Jan 15, 2026
Q4 2025
|
Paller Financial Services Inc
Centennial, CO |
BUY
|
- |
32.6KNew |
$2.92M - $3.14M
|
32.6K
$2.97M
|
|
|
Jan 26, 2026
Q4 2025
|
Pursuit Wealth Management LLC
Palm Beach Gardens, FL |
BUY
|
- |
24KNew |
$2.15M - $2.31M
|
24K
$2.19M
|
|
|
Jan 14, 2026
Q4 2025
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
9.56KNew |
$857K - $921K
|
9.56K
$872K
|
|
|
Jan 14, 2026
Q4 2025
|
Nova Wealth Management, Inc.
Bonita Springs, FL |
BUY
|
- |
4.22K+ 97.08% |
$378K - $406K
|
8.56K
$782K
|
|
|
Jan 06, 2026
Q4 2025
|
Fulcrum Equity Management
|
BUY
|
- |
3.27KNew |
$294K - $315K
|
3.27K
$299K
|
|
|
Jan 20, 2026
Q4 2025
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
2.21K+ 51.66% |
$198K - $213K
|
6.48K
$592K
|
|
|
Jan 21, 2026
Q4 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
1.93KNew |
$173K - $186K
|
1.93K
$177K
|
|
|
Jan 21, 2026
Q4 2025
|
New Wave Wealth Advisors LLC
Springdale, AR |
BUY
|
- |
1.27K+ 1.19% |
$114K - $122K
|
108K
$9.89M
|
|
|
Jan 13, 2026
Q4 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
850+ 629.63% |
$76.2K - $81.9K
|
985
$89.9K
|
|
|
Jan 26, 2026
Q4 2025
|
Ferguson Shapiro LLC
|
BUY
|
- |
805+ 9.35% |
$72.2K - $77.5K
|
9.41K
$859K
|
|
|
Jan 12, 2026
Q4 2025
|
Willner & Heller, LLC
|
BUY
|
- |
666+ 8.95% |
$59.7K - $64.1K
|
8.11K
$740K
|
|
|
Jan 08, 2026
Q4 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
471+ 20.49% |
$42.2K - $45.4K
|
2.77K
$253K
|
|
|
Jan 26, 2026
Q4 2025
|
Private Trust CO Na
|
BUY
|
- |
367+ 16.35% |
$32.9K - $35.3K
|
2.61K
$238K
|
|
|
Jan 20, 2026
Q4 2025
|
Thurston, Springer, Miller, Herd & Titak, Inc.
Indianapolis, IN |
BUY
|
- |
239New |
$21.4K - $23K
|
239
$21.8K
|
|
|
Jan 20, 2026
Q4 2025
|
Sylvest Advisors, LLC
Dallas, TX |
BUY
|
- |
229+ 2.8% |
$20.5K - $22.1K
|
8.41K
$767K
|
|
|
Jan 26, 2026
Q4 2025
|
Cwm, LLC
|
BUY
|
- |
184+ 19.91% |
$16.5K - $17.7K
|
1.11K
$101K
|
|
|
Jan 14, 2026
Q4 2025
|
Barnes Dennig Private Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
161New |
$14.4K - $15.5K
|
161
$14.7K
|
|
|
Jan 23, 2026
Q4 2025
|
Optima Capital LLC
Portland, OR |
BUY
|
- |
122New |
$10.9K - $11.8K
|
122
$11.1K
|
|
|
Jan 26, 2026
Q4 2025
|
Independent Wealth Network Inc.
|
BUY
|
- |
67+ 0.72% |
$6.01K - $6.45K
|
9.34K
$853K
|
|
|
Jan 02, 2026
Q4 2025
|
Global Wealth Strategies & Associates
Denver, CO |
BUY
|
- |
1New |
$89.7 - $96.3
|
1
$91.3
|
|
|
Jan 12, 2026
Q4 2025
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-39- 0.63% |
$3.5K - $3.76K
|
6.16K
$563K
|
|
|
Jan 12, 2026
Q4 2025
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-279- 1.43% |
$25K - $26.9K
|
19.2K
$1.75M
|
|
|
Jan 26, 2026
Q4 2025
|
Wealth Effects LLC
|
SELL
|
- |
-305- 10.68% |
$27.4K - $29.4K
|
2.55K
$233K
|
|
|
Jan 14, 2026
Q4 2025
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
SELL
|
- |
-15K- 23.6% |
$1.35M - $1.45M
|
48.6K
$4.43M
|
|