Institutional Ownership First Trust Small Cap (FYT)
This table provides information about the institutional ownership of First Trust Small Cap (FYT). We have compiled data on the 73 institutions that hold shares in the stock, with a total of 2.15 Million shares, which have been reported (via 13F filing form) to have a value of $117 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Avantax Advisory Services, Inc.
|
Aug 08, 2025 Q2 2025 |
12,519
shares
|
$680,908
0.0% of portfolio
|
Q2 2025
Reduced 12.29%
|
|
|
Gateway Wealth Partners, LLC
Appleton, WI |
Nov 05, 2025 Q3 2025 |
12,026
shares
|
$654,094
0.09% of portfolio
|
Q3 2025
Added 8.27%
|
|
|
Private Advisor Group, LLC
|
Nov 12, 2025 Q3 2025 |
11,318
shares
|
$615,586
0.0% of portfolio
|
Q3 2025
Reduced 2.07%
|
|
|
Stifel Financial Corp
St. Louis, MO |
Nov 12, 2025 Q3 2025 |
10,450
shares
|
$568,375
0.0% of portfolio
|
Q3 2025
Reduced 12.22%
|
|
|
Goldman Sachs Group Inc
New York, NY |
Nov 14, 2025 Q3 2025 |
9,021
shares
|
$490,652
0.0% of portfolio
|
Q4 2024
Reduced 51.1%
|
|
|
Tcfg Wealth Management, LLC
Laguna Niguel, CA |
Nov 18, 2025 Q3 2025 |
9,009
shares
|
$489,999
0.21% of portfolio
|
Q3 2024
New holding
|
|
|
Chicago Partners Investment Group LLC
|
Oct 29, 2025 Q3 2025 |
8,690
shares
|
$472,649
0.01% of portfolio
|
Q3 2025
Added 1.97%
|
|
|
Signature Estate & Investment Advisors LLC
|
Nov 05, 2025 Q3 2025 |
8,499
shares
|
$462,260
0.01% of portfolio
|
Q3 2025
Added 0.37%
|
|
|
M&R Capital Management Inc
|
Oct 02, 2024 Q3 2024 |
7,720
shares
|
$419,890
0.1% of portfolio
|
Q2 2024
Reduced 7.21%
|
|
|
Wealth Enhancement Advisory Services, LLC
|
Oct 29, 2025 Q3 2025 |
7,580
shares
|
$412,276
0.0% of portfolio
|
Q3 2025
Reduced 3.81%
|
|
|
Harbour Investments, Inc.
Madison, WI |
Nov 12, 2025 Q3 2025 |
6,285
shares
|
$341,841
0.01% of portfolio
|
Q3 2025
Reduced 4.06%
|
|
|
Warren Averett Asset Management, LLC
Birmingham, AL |
Nov 14, 2025 Q3 2025 |
6,214
shares
|
$337,979
0.0% of portfolio
|
Q3 2025
Added 26.46%
|
|
|
Jones Financial Companies Lllp
|
Nov 04, 2025 Q3 2025 |
6,196
shares
|
$337,000
0.0% of portfolio
|
Q3 2025
Added 1.66%
|
|
|
Prasad Wealth Partners, LLC
Independence, OH |
Nov 05, 2025 Q3 2025 |
4,737
shares
|
$257,645
0.07% of portfolio
|
Q3 2025
Reduced 0.59%
|
|
|
Mml Investors Services, LLC
Springfield, MA |
Nov 14, 2025 Q3 2025 |
4,534
shares
|
$246,604
0.0% of portfolio
|
Q3 2025
Reduced 12.27%
|
|
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
Nov 12, 2025 Q3 2025 |
4,409
shares
|
$239,805
0.02% of portfolio
|
Q3 2025
New holding
|
|
|
9258 Wealth Management, LLC
|
Nov 12, 2024 Q3 2024 |
4,377
shares
|
$238,065
0.04% of portfolio
|
Q3 2024
Added 6.65%
|
|
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
Nov 14, 2025 Q3 2025 |
4,269
shares
|
$232,190
0.0% of portfolio
|
Q3 2025
Reduced 88.73%
|
|
|
Northwest Wealth Management, LLC
|
Oct 14, 2025 Q3 2025 |
3,657
shares
|
$198,904
0.03% of portfolio
|
Q3 2025
New holding
|
|
|
Koshinski Asset Management, Inc.
|
Nov 10, 2025 Q3 2025 |
3,646
shares
|
$198,305
0.01% of portfolio
|
Q3 2025
Reduced 16.78%
|
|
|
Janney Montgomery Scott LLC
|
Oct 27, 2025 Q3 2025 |
3,591
shares
|
$195,314
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Level Four Advisory Services, LLC
Dallas, TX |
Nov 12, 2025 Q3 2025 |
3,591
shares
|
$195,314
0.01% of portfolio
|
Q3 2025
New holding
|
|
|
Wagner Wealth Management, LLC
Greenville, SC |
Oct 21, 2025 Q3 2025 |
3,468
shares
|
$188,624
0.06% of portfolio
|
Q3 2025
Added 0.38%
|
|
|
Private Wealth Asset Management, LLC
Cedar Rapids, IA |
Nov 03, 2025 Q3 2025 |
3,100
shares
|
$168,609
0.02% of portfolio
|
Q1 2025
New holding
|
|
|
Founders Financial Alliance, LLC
Raleigh, NC |
Nov 07, 2025 Q3 2025 |
2,841
shares
|
$154,521
0.03% of portfolio
|
Q3 2025
New holding
|
|