Institutional Ownership First Trust Small Cap (FYT)
This table provides information about the institutional ownership of First Trust Small Cap (FYT). We have compiled data on the 73 institutions that hold shares in the stock, with a total of 2.15 Million shares, which have been reported (via 13F filing form) to have a value of $117 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Rockefeller Capital Management L.P.
New York, NY |
Nov 14, 2025 Q3 2025 |
2,495
shares
|
$135,703
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Capital Analysts, LLC
Fort Washington, PA |
Nov 14, 2025 Q3 2025 |
1,968
shares
|
$107,039
0.0% of portfolio
|
Q1 2025
Added 39.48%
|
|
|
Cranbrook Wealth Management, LLC
|
Oct 14, 2025 Q3 2025 |
1,820
shares
|
$98,989
0.02% of portfolio
|
Q2 2020
New holding
|
|
|
Creative Financial Designs Inc
|
Nov 12, 2025 Q3 2025 |
1,488
shares
|
$80,932
0.01% of portfolio
|
Q3 2025
Added 0.4%
|
|
|
Gamma Investing LLC
Foster City, CA |
Oct 02, 2025 Q3 2025 |
1,463
shares
|
$79,572
0.0% of portfolio
|
Q1 2025
Reduced 97.99%
|
|
|
Tower Research Capital LLC (Trc)
New York, NY |
Nov 14, 2025 Q3 2025 |
1,327
shares
|
$72,175
0.0% of portfolio
|
Q3 2025
Reduced 83.92%
|
|
|
Ameritas Advisory Services, LLC
Lincoln, NE |
Nov 06, 2025 Q3 2025 |
1,081
shares
|
$58,795
0.0% of portfolio
|
Q3 2025
Added 0.19%
|
|
|
Accordant Advisory Group Inc
Annapolis, MD |
Oct 22, 2025 Q3 2025 |
1,000
shares
|
$54,390
0.04% of portfolio
|
Q1 2024
New holding
|
|
|
Jpmorgan Chase & CO
New York, NY |
Nov 26, 2025 Q3 2025 |
923
shares
|
$50,201
0.0% of portfolio
|
Q3 2025
Reduced 95.59%
|
|
|
Mtm Investment Management, LLC
Spartanburg, SC |
Nov 03, 2025 Q3 2025 |
605
shares
|
$32,905
0.01% of portfolio
|
Q3 2022
Added 86.15%
|
|
|
Trust CO Of Toledo Na
Holland, OH |
Oct 16, 2025 Q3 2025 |
494
shares
|
$26,868
0.0% of portfolio
|
Q2 2025
New holding
|
|
|
Sunbelt Securities, Inc.
Houston, TX |
Nov 19, 2025 Q3 2025 |
250
shares
|
$13,597
0.0% of portfolio
|
Q1 2023
New holding
|
|
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
Nov 07, 2025 Q3 2025 |
206
shares
|
$11,204
0.0% of portfolio
|
Q3 2025
Reduced 87.17%
|
|
|
Farther Finance Advisors, LLC
San Francisco, CA |
Oct 14, 2025 Q3 2025 |
195
shares
|
$10,606
0.0% of portfolio
|
Q1 2024
New holding
|
|
|
Ifp Advisors, Inc
|
Dec 02, 2025 Q3 2025 |
175
shares
|
$9,518
0.0% of portfolio
|
Q1 2023
Reduced 33.71%
|
|
|
Nbc Securities, Inc.
Birmingham, AL |
Nov 14, 2025 Q3 2025 |
174
shares
|
$9,463
0.0% of portfolio
|
Q3 2025
Reduced 74.18%
|
|
|
Global Retirement Partners, LLC
|
Oct 21, 2025 Q3 2025 |
148
shares
|
$8,049
0.0% of portfolio
|
Q2 2025
Reduced 35.09%
|
|
|
American Portfolios Advisors
Holbrook, NY |
Mar 17, 2023 Q3 2022 |
100
shares
|
$5,439
0.0% of portfolio
|
Q3 2022
New holding
|
|
|
Spire Wealth Management
|
Oct 23, 2025 Q3 2025 |
77
shares
|
$4,188
0.0% of portfolio
|
Q1 2023
Reduced 94.66%
|
|
|
Creekmur Asset Management LLC
Morton, IL |
Nov 12, 2025 Q3 2025 |
40
shares
|
$2,175
0.0% of portfolio
|
Q3 2025
Reduced 14.89%
|
|
|
Retirement Group, LLC
|
Apr 30, 2024 Q1 2024 |
25
shares
|
$1,359
0.0% of portfolio
|
Q4 2022
New holding
|
|
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
Nov 14, 2025 Q3 2025 |
13
shares
|
$707
0.0% of portfolio
|
Q3 2025
Reduced 58.06%
|
|
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
Aug 12, 2025 Q2 2025 |
0
shares
|
$0
100.0% of portfolio
|
Q2 2025
New holding
|
|