Purchases and Sales Made in Q3 2025 in First Trust Small Cap (FYT)
This table provides information about the institutional ownership of First Trust Small Cap (FYT) during Q3 2025. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2025
Q3 2025
|
Blueprint Financial Advisors LLC
Greensboto, NC |
BUY
|
- |
176KNew |
$8.89M - $10.1M
|
176K
$9.58M
|
|
|
Nov 12, 2025
Q3 2025
|
Blueprint Investment Partners LLC
Greensboro, NC |
BUY
|
- |
54.2K+ 44.39% |
$2.73M - $3.11M
|
176K
$9.58M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
16.7K+ 49.71% |
$844K - $961K
|
50.4K
$2.74M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
15K+ 7.62% |
$754K - $859K
|
211K
$11.5M
|
|
|
Nov 12, 2025
Q3 2025
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
4.41KNew |
$222K - $253K
|
4.41K
$240K
|
|
|
Oct 14, 2025
Q3 2025
|
Northwest Wealth Management, LLC
|
BUY
|
- |
3.66KNew |
$184K - $210K
|
3.66K
$199K
|
|
|
Nov 12, 2025
Q3 2025
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
3.59KNew |
$181K - $206K
|
3.59K
$195K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.59KNew |
$181K - $206K
|
3.59K
$195K
|
|
|
Nov 07, 2025
Q3 2025
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
2.84KNew |
$143K - $163K
|
2.84K
$155K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.68K+ 1.71% |
$135K - $154K
|
160K
$8.71M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.5KNew |
$126K - $143K
|
2.5K
$136K
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
2.05K+ 4.76% |
$103K - $118K
|
45.1K
$2.45M
|
|
|
Nov 14, 2025
Q3 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
1.3K+ 26.46% |
$65.6K - $74.7K
|
6.21K
$338K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.3K+ 2.9% |
$65.4K - $74.5K
|
46.1K
$2.51M
|
|
|
Oct 31, 2025
Q3 2025
|
Belpointe Asset Management LLC
|
BUY
|
- |
1.05K+ 7.84% |
$53K - $60.3K
|
14.4K
$786K
|
|
|
Nov 05, 2025
Q3 2025
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
919+ 8.27% |
$46.4K - $52.8K
|
12K
$654K
|
|
|
Nov 10, 2025
Q3 2025
|
Us Bancorp \De\
|
BUY
|
- |
473+ 1.58% |
$23.9K - $27.2K
|
30.4K
$1.66M
|
|
|
Oct 29, 2025
Q3 2025
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
168+ 1.97% |
$8.48K - $9.65K
|
8.69K
$473K
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
101+ 1.66% |
$5.1K - $5.8K
|
6.2K
$337K
|
|
|
Nov 05, 2025
Q3 2025
|
Signature Estate & Investment Advisors LLC
|
BUY
|
- |
31+ 0.37% |
$1.56K - $1.78K
|
8.5K
$462K
|
|
|
Oct 21, 2025
Q3 2025
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
13+ 0.38% |
$656 - $747
|
3.47K
$189K
|
|
|
Nov 12, 2025
Q3 2025
|
Creative Financial Designs Inc
|
BUY
|
- |
6+ 0.4% |
$303 - $345
|
1.49K
$80.9K
|
|
|
Nov 06, 2025
Q3 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
2+ 0.19% |
$101 - $115
|
1.08K
$58.8K
|
|
|
Nov 12, 2025
Q3 2025
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-7- 14.89% |
$353 - $402
|
40
$2.18K
|
|
|
Nov 14, 2025
Q3 2025
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-18- 58.06% |
$908 - $1.03K
|
13
$707
|
|
|
Nov 05, 2025
Q3 2025
|
Prasad Wealth Partners, LLC
Independence, OH |
SELL
|
- |
-28- 0.59% |
$1.41K - $1.61K
|
4.74K
$258K
|
|
|
Nov 12, 2025
Q3 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-138- 0.15% |
$6.96K - $7.93K
|
93.6K
$5.09M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-157- 0.9% |
$7.92K - $9.02K
|
17.4K
$944K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-239- 2.07% |
$12.1K - $13.7K
|
11.3K
$616K
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-266- 4.06% |
$13.4K - $15.3K
|
6.29K
$342K
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-300- 3.81% |
$15.1K - $17.2K
|
7.58K
$412K
|
|
|
Nov 14, 2025
Q3 2025
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-500- 74.18% |
$25.2K - $28.7K
|
174
$9.46K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-634- 12.27% |
$32K - $36.4K
|
4.53K
$247K
|
|
|
Nov 10, 2025
Q3 2025
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-735- 16.78% |
$37.1K - $42.2K
|
3.65K
$198K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-935- 5.74% |
$47.2K - $53.7K
|
15.3K
$835K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.4K- 87.17% |
$70.6K - $80.4K
|
206
$11.2K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.46K- 12.22% |
$73.4K - $83.6K
|
10.5K
$568K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-1.74K- 5.11% |
$87.8K - $100K
|
32.3K
$1.76M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.98K- 6.18% |
$100K - $114K
|
30.1K
$1.64M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-2.89K- 5.4% |
$146K - $166K
|
50.6K
$2.75M
|
|
|
Nov 05, 2025
Q3 2025
|
Proactive Wealth Strategies LLC
Marietta, GA |
SELL
|
- |
-3.64K- 5.24% |
$183K - $209K
|
65.7K
$3.58M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.26K- 2.3% |
$215K - $244K
|
180K
$9.81M
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-6.92K- 83.92% |
$349K - $398K
|
1.33K
$72.2K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-8.81K- 18.72% |
$444K - $506K
|
38.2K
$2.08M
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-20K- 95.59% |
$1.01M - $1.15M
|
923
$50.2K
|
|
|
Nov 14, 2025
Q3 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-24.5K- 21.08% |
$1.23M - $1.4M
|
91.6K
$4.98M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-33.6K- 88.73% |
$1.7M - $1.93M
|
4.27K
$232K
|
|