Latest Institutional Transactions on First Tr Small Cap Core Alphad (FYX)
This table provides information on the latest institutional transactions involving First Tr Small Cap Core Alphad (FYX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 08, 2021
Q4 2020
|
Howe & Rusling Inc
Rochester, NY |
BUY
|
- |
484New |
$28.5K - $37.7K
|
484
$40.6K
|
|
| Q3 2020 | |||||||
|
Nov 12, 2020
Q3 2020
|
1776 Wealth LLC
|
SELL
|
- |
-1.46KClosed |
$76.2K - $89.3K
|
0
$0
|
|
|
Oct 23, 2020
Q3 2020
|
Cypress Wealth Services, LLC
|
BUY
|
PUT |
10.4KNew |
$545K - $638K
|
10.4K
$873K
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-169- 1.17% |
$6.33K - $10.6K
|
14.3K
$1.2M
|
|
|
Aug 06, 2020
Q2 2020
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-9.9KClosed |
$371K - $619K
|
0
$0
|
|
|
Jul 30, 2020
Q2 2020
|
Northeast Financial Consultants Inc
Westport, CT |
BUY
|
- |
4.4KNew |
$165K - $275K
|
4.4K
$369K
|
|
|
Jul 20, 2020
Q2 2020
|
Peterson Wealth Advisors, LLC
|
SELL
|
- |
-7.79KClosed |
$292K - $487K
|
0
$0
|
|
|
Jul 14, 2020
Q2 2020
|
Rda Financial Network
|
SELL
|
- |
-5.62KClosed |
$210K - $351K
|
0
$0
|
|
|
Jul 13, 2020
Q2 2020
|
Teamwork Financial Advisors, LLC
|
SELL
|
- |
-11.6KClosed |
$433K - $722K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Feb 11, 2021
Q1 2020
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-230Closed |
$8.14K - $15.1K
|
0
$0
|
|
|
Aug 26, 2020
Q1 2020
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-3.53KClosed |
$125K - $232K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Vision Point Advisory Group, LLC
Dallas, TX |
SELL
|
- |
-3.2KClosed |
$113K - $210K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-7.6KClosed |
$269K - $500K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
First Interstate Bank
Billings, MT |
SELL
|
- |
-150Closed |
$5.31K - $9.87K
|
0
$0
|
|
|
Apr 30, 2020
Q1 2020
|
Stone X Group Inc.
|
SELL
|
- |
-6.24KClosed |
$221K - $411K
|
0
$0
|
|
|
Apr 30, 2020
Q1 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-12.7KClosed |
$450K - $837K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Legacy Private Trust Co.
|
SELL
|
- |
-33.5KClosed |
$1.19M - $2.21M
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
Eukles Asset Management
|
SELL
|
- |
-487Closed |
$17.2K - $32K
|
0
$0
|
|
|
Apr 15, 2020
Q1 2020
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-3.44KClosed |
$122K - $226K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 28, 2020
Q4 2019
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-62Closed |
$3.58K - $4.03K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-21KClosed |
$1.21M - $1.37M
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-38Closed |
$2.19K - $2.47K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-287Closed |
$16.6K - $18.7K
|
0
$0
|
|
|
Jan 14, 2020
Q4 2019
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-11.9KClosed |
$687K - $774K
|
0
$0
|
|
|
Jan 06, 2020
Q4 2019
|
Advocacy Wealth Management Services, LLC
|
SELL
|
- |
-483Closed |
$27.9K - $31.4K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 12, 2019
Q3 2019
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-15KClosed |
$850K - $942K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Jan 29, 2020
Q2 2019
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-33.4KClosed |
$1.92M - $2.15M
|
0
$0
|
|
|
Aug 15, 2019
Q2 2019
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-4KClosed |
$229K - $257K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Hirtle Callaghan & CO LLC
West Conshohocken, PA |
SELL
|
- |
-64Closed |
$3.67K - $4.11K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Prw Wealth Management LLC
|
SELL
|
- |
-300Closed |
$17.2K - $19.2K
|
0
$0
|
|
|
Aug 02, 2019
Q2 2019
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-2.25KClosed |
$129K - $144K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 16, 2019
Q1 2019
|
Wealthpoint, LLC
|
SELL
|
- |
-2.07KClosed |
$111K - $132K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
River Wealth Advisors LLC
Camp Hill, PA |
SELL
|
- |
-8Closed |
$429 - $512
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-452Closed |
$24.2K - $28.9K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-950Closed |
$48.4K - $64.6K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Ballew Advisors, Inc
|
SELL
|
- |
-1.36KClosed |
$69.5K - $92.8K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Trilogy Capital Inc.
|
SELL
|
- |
-618Closed |
$31.5K - $42K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 15, 2018
Q3 2018
|
Great Lakes Advisors, LLC
Chicago, IL |
BUY
|
- |
24.1KNew |
$1.6M - $1.7M
|
24.1K
$2.03M
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-239Closed |
$15.8K - $16.8K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
78.9KNew |
$5.22M - $5.55M
|
78.9K
$6.63M
|
|
|
Nov 14, 2018
Q3 2018
|
Strategic Wealth Partners Group LLC
Deerfield, IL |
SELL
|
- |
-1.4KClosed |
$92.7K - $98.6K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-694Closed |
$45.9K - $48.8K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
SELL
|
- |
-111Closed |
$7.34K - $7.81K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-147Closed |
$9.72K - $10.3K
|
0
$0
|
|
|
Nov 01, 2018
Q3 2018
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-2.23KClosed |
$147K - $157K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 13, 2018
Q2 2018
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-41Closed |
$2.41K - $2.8K
|
0
$0
|
|
|
Jul 26, 2018
Q2 2018
|
Regions Financial Corp
|
SELL
|
- |
-329Closed |
$19.3K - $22.5K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-56.2KClosed |
$3.25M - $3.59M
|
0
$0
|
|
|
May 04, 2018
Q1 2018
|
M&T Bank Corp
|
SELL
|
- |
-3.31KClosed |
$192K - $211K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-200Closed |
$11.6K - $12.8K
|
0
$0
|
|